ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT)
CUSIP: 77313F106
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 109,265,652
- Total 13F shares
- 36,793,895
- Share change
- +2,764,030
- Total reported value
- $905,863,120
- Put/Call ratio
- 140%
- Price per share
- $24.62
- Number of holders
- 82
- Value change
- +$70,641,682
- Number of buys
- 42
- Number of sells
- 31
Quarterly Holders Quick Answers
What is CUSIP 77313F106?
CUSIP 77313F106 identifies RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 77313F106:
Top shareholders of RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP |
13F
|
Company |
14%
|
14,969,744
|
$289,448,000 | — | 30 Jun 2018 | |
| Boxer Capital, LLC |
13F
|
Company |
1.8%
|
1,966,051
|
$38,594,000 | — | 30 Jun 2018 | |
| BRIDGER MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
1,752,902
|
$34,409,000 | — | 30 Jun 2018 | |
| Cormorant Asset Management, LP |
13F
|
Company |
1.4%
|
1,519,890
|
$29,835,000 | — | 30 Jun 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.2%
|
1,305,876
|
$25,635,000 | — | 30 Jun 2018 | |
| ADAGE CAPITAL PARTNERS GP, L.L.C. |
13F
|
Company |
1.1%
|
1,200,000
|
$23,556,000 | — | 30 Jun 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.78%
|
849,284
|
$16,671,000 | — | 30 Jun 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.76%
|
829,066
|
$16,275,000 | — | 30 Jun 2018 | |
| ORBIMED ADVISORS LLC |
13F
|
Company |
0.71%
|
775,000
|
$15,213,000 | — | 30 Jun 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.46%
|
507,168
|
$9,956,000 | — | 30 Jun 2018 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.43%
|
467,120
|
$9,170,000 | — | 30 Jun 2018 | |
| Artal Group S.A. |
13F
|
Company |
0.37%
|
400,000
|
$7,852,000 | — | 30 Jun 2018 | |
| EVENTIDE ASSET MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
394,585
|
$7,746,000 | — | 30 Jun 2018 | |
| STATE STREET CORP |
13F
|
Company |
0.33%
|
359,892
|
$7,065,000 | — | 30 Jun 2018 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
0.33%
|
356,514
|
$6,998,000 | — | 30 Jun 2018 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
0.32%
|
350,000
|
$6,871,000 | — | 30 Jun 2018 | |
| DEERFIELD MANAGEMENT COMPANY, L.P. |
13F
|
Company |
0.26%
|
280,000
|
$5,496,000 | — | 30 Jun 2018 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.24%
|
263,645
|
$5,175,000 | — | 30 Jun 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.22%
|
239,036
|
$4,693,000 | — | 30 Jun 2018 | |
| SECTORAL ASSET MANAGEMENT INC |
13F
|
Company |
0.22%
|
237,158
|
$4,655,000 | — | 30 Jun 2018 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.21%
|
231,703
|
$4,548,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.15%
|
167,233
|
$3,283,000 | — | 30 Jun 2018 | |
| ASCEND CAPITAL, LLC |
13F
|
Company |
0.14%
|
152,103
|
$2,987,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
145,903
|
$2,864,000 | — | 30 Jun 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.13%
|
137,974
|
$2,708,000 | — | 30 Jun 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.09%
|
96,730
|
$1,898,000 | — | 30 Jun 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.09%
|
93,162
|
$1,829,000 | — | 30 Jun 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.06%
|
70,450
|
$1,383,000 | — | 30 Jun 2018 | |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) |
13F
|
Company |
0.06%
|
65,000
|
$1,276,000 | — | 30 Jun 2018 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.05%
|
59,900
|
$1,176,000 | — | 30 Jun 2018 | |
| Spark Investment Management LLC |
13F
|
Company |
0.05%
|
59,900
|
$1,175,000 | — | 30 Jun 2018 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.05%
|
57,750
|
$1,134,000 | — | 30 Jun 2018 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.05%
|
57,177
|
$1,122,000 | — | 30 Jun 2018 | |
| PURA VIDA INVESTMENTS, LLC |
13F
|
Company |
0.05%
|
51,459
|
$1,010,000 | — | 30 Jun 2018 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.04%
|
46,365
|
$910,000 | — | 30 Jun 2018 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.04%
|
42,299
|
$831,000 | — | 30 Jun 2018 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.04%
|
39,949
|
$784,000 | — | 30 Jun 2018 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.03%
|
37,750
|
$741,000 | — | 30 Jun 2018 | |
| Swiss National Bank |
13F
|
Company |
0.03%
|
37,700
|
$740,000 | — | 30 Jun 2018 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
0.03%
|
34,475
|
$677,000 | — | 30 Jun 2018 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
31,941
|
$627,000 | — | 30 Jun 2018 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.02%
|
24,156
|
$474,000 | — | 30 Jun 2018 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.02%
|
23,200
|
$455,000 | — | 30 Jun 2018 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.02%
|
21,344
|
$422,000 | — | 30 Jun 2018 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
0.02%
|
20,495
|
$402,000 | — | 30 Jun 2018 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.02%
|
20,287
|
$398,000 | — | 30 Jun 2018 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.02%
|
19,900
|
$391,000 | — | 30 Jun 2018 | |
| COBBLESTONE CAPITAL ADVISORS LLC /NY/ |
13F
|
Company |
0.02%
|
18,000
|
$353,000 | — | 30 Jun 2018 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.02%
|
17,488
|
$343,000 | — | 30 Jun 2018 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.02%
|
17,303
|
$334,000 | — | 30 Jun 2018 |
Institutional Holders of ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) as of Q3 2018
As of 30 Sep 2018,
ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) was held by
82 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
36,793,895 shares.
The largest 10 holders included
RTW INVESTMENTS, LP, TANG CAPITAL MANAGEMENT LLC, BOXER CAPITAL, LLC, BRIDGER MANAGEMENT, LLC, Cormorant Asset Management, LP, BlackRock Inc., ADAGE CAPITAL PARTNERS GP, L.L.C., FMR LLC, Vanguard Group Inc, and ORBIMED ADVISORS LLC.
This page lists
82
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
75
Q3 2018 holders
82
Holder diff
7
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.