ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT)
CUSIP: 77313F106
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 109,265,652
- Total 13F shares
- 61,977,765
- Share change
- +164,589
- Total reported value
- $1,849,734,470
- Put/Call ratio
- 0%
- Price per share
- $29.89
- Number of holders
- 142
- Value change
- -$24,640,220
- Number of buys
- 65
- Number of sells
- 62
Quarterly Holders Quick Answers
What is CUSIP 77313F106?
CUSIP 77313F106 identifies RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 77313F106:
Top shareholders of RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP |
13F
|
Company |
14%
|
14,990,286
|
$663,920,000 | — | 30 Jun 2021 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
3.9%
|
4,217,975
|
$186,815,000 | — | 30 Jun 2021 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
3.1%
|
3,352,685
|
$148,490,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.9%
|
3,207,765
|
$142,072,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.9%
|
3,170,132
|
$140,403,000 | — | 30 Jun 2021 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
2.5%
|
2,751,603
|
$121,868,000 | — | 30 Jun 2021 | |
| TANG CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.3%
|
2,531,800
|
$112,133,000 | — | 30 Jun 2021 | |
| RA CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
1.9%
|
2,107,149
|
$93,326,000 | — | 30 Jun 2021 | |
| WESTFIELD CAPITAL MANAGEMENT CO LP |
13F
|
Company |
1.9%
|
2,077,095
|
$91,995,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
1.6%
|
1,760,900
|
$77,990,000 | — | 30 Jun 2021 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
1.5%
|
1,648,471
|
$73,011,000 | — | 30 Jun 2021 | |
| Boxer Capital, LLC |
13F
|
Company |
1.3%
|
1,466,051
|
$64,931,000 | — | 30 Jun 2021 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
1.3%
|
1,443,839
|
$63,947,000 | — | 30 Jun 2021 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
1.1%
|
1,235,489
|
$54,721,000 | — | 30 Jun 2021 | |
| COWEN AND COMPANY, LLC |
13F
|
Company |
0.92%
|
1,000,000
|
$44,290,000 | — | 30 Jun 2021 | |
| Cormorant Asset Management, LP |
13F
|
Company |
0.89%
|
968,550
|
$42,897,000 | — | 30 Jun 2021 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
0.82%
|
899,510
|
$39,839,000 | — | 30 Jun 2021 | |
| GREAT POINT PARTNERS LLC |
13F
|
Company |
0.75%
|
817,040
|
$36,187,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.73%
|
797,679
|
$35,330,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.72%
|
790,971
|
$35,032,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.68%
|
742,305
|
$32,877,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.68%
|
741,887
|
$32,858,000 | — | 30 Jun 2021 | |
| FMR LLC |
13F
|
Company |
0.51%
|
558,836
|
$24,751,000 | — | 30 Jun 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.46%
|
497,310
|
$22,024,000 | — | 30 Jun 2021 | |
| SECTORAL ASSET MANAGEMENT INC |
13F
|
Company |
0.43%
|
470,135
|
$20,822,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.39%
|
428,604
|
$18,983,000 | — | 30 Jun 2021 | |
| Rock Springs Capital Management LP |
13F
|
Company |
0.37%
|
403,270
|
$17,861,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.33%
|
356,085
|
$15,771,000 | — | 30 Jun 2021 | |
| FARALLON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.32%
|
350,000
|
$15,502,000 | — | 30 Jun 2021 | |
| NORGES BANK |
13F
|
Company |
0.31%
|
341,312
|
$15,117,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.27%
|
297,015
|
$13,155,000 | — | 30 Jun 2021 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.26%
|
278,952
|
$12,355,000 | — | 30 Jun 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.25%
|
273,929
|
$12,132,000 | — | 30 Jun 2021 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.18%
|
200,018
|
$8,859,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.18%
|
197,817
|
$8,761,000 | — | 30 Jun 2021 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
0.17%
|
188,698
|
$8,357,000 | — | 30 Jun 2021 | |
| Lisanti Capital Growth, LLC |
13F
|
Company |
0.16%
|
179,705
|
$7,959,000 | — | 30 Jun 2021 | |
| NORDEA INVESTMENT MANAGEMENT AB |
13F
|
Company |
0.16%
|
179,683
|
$7,958,000 | — | 30 Jun 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.16%
|
176,051
|
$7,797,000 | — | 30 Jun 2021 | |
| MAVERICK CAPITAL LTD |
13F
|
Company |
0.16%
|
173,887
|
$7,701,000 | — | 30 Jun 2021 | |
| Maven Securities LTD |
13F
|
Company |
0.16%
|
170,000
|
$7,504,000 | — | 30 Jun 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.15%
|
168,569
|
$7,466,000 | — | 30 Jun 2021 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
0.15%
|
165,578
|
$7,334,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.14%
|
157,309
|
$6,967,000 | — | 30 Jun 2021 | |
| DSAM Partners (London) Ltd |
13F
|
Company |
0.13%
|
140,270
|
$6,213,000 | — | 30 Jun 2021 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
0.11%
|
125,000
|
$5,536,000 | — | 30 Jun 2021 | |
| Deutsche Girozentrale DekaBank |
13F
|
Individual |
0.12%
|
129,300
|
$5,521,000 | — | 30 Jun 2021 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.11%
|
121,044
|
$5,361,039 | — | 30 Jun 2021 | |
| Affinity Asset Advisors, LLC |
13F
|
Company |
0.11%
|
120,000
|
$5,315,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.1%
|
112,001
|
$4,960,000 | — | 30 Jun 2021 |
Institutional Holders of ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) as of Q3 2021
As of 30 Sep 2021,
ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) was held by
142 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
61,977,765 shares.
The largest 10 holders included
RTW INVESTMENTS, LP, WELLINGTON MANAGEMENT GROUP LLP, VANGUARD GROUP INC, BlackRock Inc., PRICE T ROWE ASSOCIATES INC /MD/, TANG CAPITAL MANAGEMENT LLC, STATE STREET CORP, PERCEPTIVE ADVISORS LLC, RA CAPITAL MANAGEMENT, L.P., and WESTFIELD CAPITAL MANAGEMENT CO LP.
This page lists
142
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
144
Q3 2021 holders
142
Holder diff
-2
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.