What does CUSIP 77313F106 represent in this 13F holders report?

CUSIP 77313F106 is the security identifier for RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock used to aggregate holder disclosures.

How many institutions held RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock in Q4 2019?

116 institutional investors reported RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock for Q4 2019. Use the holders table for investor-level position and value details.

ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT)

CUSIP: 77313F106

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / Common Stock
Shares outstanding: 109,265,652
Total 13F shares: 51,691,134
Share change: +3,657,363
Total reported value: $1,176,484,498
Put/Call ratio: 113%
Price per share: $22.76
Number of holders: 116
Value change: +$87,809,919
Number of buys: 72
Number of sells: 33

Quarterly Holders Quick Answers

What is CUSIP 77313F106?
CUSIP 77313F106 identifies RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2020
Previous quarter: Q3 2019

Recent filing periods for CUSIP 77313F106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
RTW INVESTMENTS, LP	13F	Company	15%	16,587,491	$192,503,000	—	30 Sep 2019	13F
TANG CAPITAL MANAGEMENT LLC	13F	Company	2.7%	2,965,485	$34,548,000	—	30 Sep 2019	13F
BlackRock Finance, Inc.	13F	Company	2.4%	2,618,040	$30,501,000	—	30 Sep 2019	13F
Cormorant Asset Management, LP	13F	Company	1.9%	2,123,760	$24,742,000	—	30 Sep 2019	13F
PERCEPTIVE ADVISORS LLC	13F	Company	1.8%	1,977,412	$23,037,000	—	30 Sep 2019	13F
DEERFIELD MANAGEMENT COMPANY, L.P.	13F	Company	1.6%	1,773,938	$20,666,000	—	30 Sep 2019	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	1.6%	1,761,071	$20,517,000	—	30 Sep 2019	13F
VANGUARD GROUP INC	13F	Company	1.4%	1,548,787	$18,044,000	—	30 Sep 2019	13F
Boxer Capital, LLC	13F	Company	1.3%	1,466,051	$17,079,000	—	30 Sep 2019	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	1.3%	1,416,945	$16,507,000	—	30 Sep 2019	13F
EVENTIDE ASSET MANAGEMENT, LLC	13F	Company	1.3%	1,415,000	$16,485,000	—	30 Sep 2019	13F
FMR LLC	13F	Company	1.2%	1,359,787	$15,842,000	—	30 Sep 2019	13F
CITADEL ADVISORS LLC	13F	Company	1.1%	1,193,201	$13,901,000	—	30 Sep 2019	13F
STATE STREET CORP	13F	Company	0.89%	976,873	$11,381,000	—	30 Sep 2019	13F
WESTFIELD CAPITAL MANAGEMENT CO LP	13F	Company	0.72%	786,114	$9,158,000	—	30 Sep 2019	13F
MORGAN STANLEY	13F	Company	0.65%	711,953	$8,294,000	—	30 Sep 2019	13F
SPHERA FUNDS MANAGEMENT LTD.	13F	Company	0.6%	660,000	$7,689,000	—	30 Sep 2019	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.59%	648,472	$7,555,000	—	30 Sep 2019	13F
Ghost Tree Capital, LLC	13F	Company	0.57%	625,000	$7,281,000	—	30 Sep 2019	13F
Invesco Ltd.	13F	Company	0.54%	589,849	$6,872,000	—	30 Sep 2019	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.43%	464,651	$5,413,000	—	30 Sep 2019	13F
FRANKLIN RESOURCES INC	13F	Company	0.42%	460,274	$5,362,000	—	30 Sep 2019	13F
LORD, ABBETT & CO. LLC	13F	Company	0.39%	424,713	$4,948,000	—	30 Sep 2019	13F
NORTHERN TRUST CORP	13F	Company	0.34%	369,736	$4,307,000	—	30 Sep 2019	13F
Avoro Capital Advisors LLC	13F	Company	0.26%	285,714	$3,329,000	—	30 Sep 2019	13F
AXA S.A.	13F	Company	0.2%	213,983	$2,493,000	—	30 Sep 2019	13F
Tekla Capital Management LLC	13F	Company	0.19%	207,555	$2,418,000	—	30 Sep 2019	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.17%	190,824	$2,224,000	—	30 Sep 2019	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.17%	187,987	$2,191,000	—	30 Sep 2019	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	0.13%	140,058	$1,632,000	—	30 Sep 2019	13F
Bank of New York Mellon Corp	13F	Company	0.1%	114,144	$1,330,000	—	30 Sep 2019	13F
Nuveen Asset Management, LLC	13F	Company	0.1%	103,818	$1,209,000	—	30 Sep 2019	13F
Allianz Asset Management GmbH	13F	Company	0.08%	89,299	$1,041,000	—	30 Sep 2019	13F
Schonfeld Strategic Advisors LLC	13F	Company	0.07%	75,600	$881,000	—	30 Sep 2019	13F
CREDIT SUISSE AG/	13F	Company	0.07%	71,380	$831,000	—	30 Sep 2019	13F
MACQUARIE GROUP LTD	13F	Company	0.05%	58,000	$676,000	—	30 Sep 2019	13F
Swiss National Bank	13F	Company	0.05%	56,700	$661,000	—	30 Sep 2019	13F
UBS Group AG	13F	Company	0.05%	52,351	$610,000	—	30 Sep 2019	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.04%	48,363	$563,000	—	30 Sep 2019	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.04%	45,785	$533,000	—	30 Sep 2019	13F
STATE OF WISCONSIN INVESTMENT BOARD	13F	Company	0.04%	44,600	$520,000	—	30 Sep 2019	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.04%	41,300	$481,000	—	30 Sep 2019	13F
Rafferty Asset Management, LLC	13F	Company	0.04%	40,981	$477,000	—	30 Sep 2019	13F
BOGLE INVESTMENT MANAGEMENT L P /DE/	13F	Company	0.03%	38,050	$443,000	—	30 Sep 2019	13F
TD ASSET MANAGEMENT INC	13F	Company	0.03%	37,332	$435,000	—	30 Sep 2019	13F
RHUMBLINE ADVISERS	13F	Company	0.03%	36,823	$429,000	—	30 Sep 2019	13F
Squarepoint Ops LLC	13F	Company	0.03%	34,578	$403,000	—	30 Sep 2019	13F
COMERICA BANK	13F	Company	0.03%	28,155	$363,000	—	30 Sep 2019	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.03%	30,500	$355,000	—	30 Sep 2019	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.03%	27,900	$325,000	—	30 Sep 2019	13F

Institutional Holders of ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) as of Q4 2019

As of 31 Dec 2019, ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) was held by 116 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 51,691,134 shares. The largest 10 holders included RTW INVESTMENTS, LP, TANG CAPITAL MANAGEMENT LLC, BlackRock Inc., PERCEPTIVE ADVISORS LLC, DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C), PRICE T ROWE ASSOCIATES INC /MD/, Cormorant Asset Management, LP, VANGUARD GROUP INC, WELLINGTON MANAGEMENT GROUP LLP, and BOXER CAPITAL, LLC. This page lists 116 institutional shareholders reporting positions in this security for the Q4 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

116

Holder diff

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.