ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT)
CUSIP: 77313F106
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 109,265,652
- Total 13F shares
- 42,105,260
- Share change
- +5,324,020
- Total reported value
- $622,102,055
- Put/Call ratio
- 87%
- Price per share
- $14.82
- Number of holders
- 86
- Value change
- +$68,806,707
- Number of buys
- 51
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 77313F106?
CUSIP 77313F106 identifies RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 77313F106:
Top shareholders of RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP |
13F
|
Company |
14%
|
14,969,744
|
$368,555,000 | — | 30 Sep 2018 | |
| TANG CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.7%
|
2,965,485
|
$73,010,000 | — | 30 Sep 2018 | |
| Boxer Capital, LLC |
13F
|
Company |
1.8%
|
1,966,051
|
$48,404,000 | — | 30 Sep 2018 | |
| BRIDGER MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
1,752,902
|
$43,156,000 | — | 30 Sep 2018 | |
| Cormorant Asset Management, LP |
13F
|
Company |
1.4%
|
1,500,659
|
$36,946,000 | — | 30 Sep 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.3%
|
1,468,109
|
$36,146,000 | — | 30 Sep 2018 | |
| ADAGE CAPITAL PARTNERS GP, L.L.C. |
13F
|
Company |
1.2%
|
1,300,000
|
$32,006,000 | — | 30 Sep 2018 | |
| FMR LLC |
13F
|
Company |
0.98%
|
1,072,199
|
$26,398,000 | — | 30 Sep 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.88%
|
961,464
|
$23,671,000 | — | 30 Sep 2018 | |
| ORBIMED ADVISORS LLC |
13F
|
Company |
0.71%
|
775,000
|
$19,081,000 | — | 30 Sep 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.69%
|
758,046
|
$18,663,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.65%
|
708,175
|
$17,435,000 | — | 30 Sep 2018 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.52%
|
563,474
|
$13,873,000 | — | 30 Sep 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.49%
|
537,277
|
$13,228,000 | — | 30 Sep 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.44%
|
477,040
|
$11,745,000 | — | 30 Sep 2018 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.42%
|
457,841
|
$11,272,000 | — | 30 Sep 2018 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
0.38%
|
412,736
|
$10,162,000 | — | 30 Sep 2018 | |
| Artal Group S.A. |
13F
|
Company |
0.37%
|
400,000
|
$9,848,000 | — | 30 Sep 2018 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
0.37%
|
400,000
|
$9,848,000 | — | 30 Sep 2018 | |
| EVENTIDE ASSET MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
394,585
|
$9,715,000 | — | 30 Sep 2018 | |
| STATE STREET CORP |
13F
|
Company |
0.34%
|
372,734
|
$9,173,000 | — | 30 Sep 2018 | |
| DEERFIELD MANAGEMENT COMPANY, L.P. |
13F
|
Company |
0.26%
|
280,000
|
$6,894,000 | — | 30 Sep 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.25%
|
272,850
|
$6,718,000 | — | 30 Sep 2018 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.21%
|
231,703
|
$5,705,000 | — | 30 Sep 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.2%
|
222,109
|
$5,468,000 | — | 30 Sep 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.18%
|
199,647
|
$4,915,000 | — | 30 Sep 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.13%
|
141,503
|
$3,484,000 | — | 30 Sep 2018 | |
| AXA S.A. |
13F
|
Company |
0.12%
|
128,622
|
$3,166,000 | — | 30 Sep 2018 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.11%
|
124,200
|
$3,058,000 | — | 30 Sep 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.07%
|
78,395
|
$1,930,000 | — | 30 Sep 2018 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.06%
|
70,185
|
$1,728,000 | — | 30 Sep 2018 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.06%
|
69,681
|
$1,715,000 | — | 30 Sep 2018 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.06%
|
66,825
|
$1,645,000 | — | 30 Sep 2018 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.04%
|
43,490
|
$1,071,000 | — | 30 Sep 2018 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.04%
|
42,341
|
$1,042,000 | — | 30 Sep 2018 | |
| Swiss National Bank |
13F
|
Company |
0.03%
|
37,700
|
$928,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
35,271
|
$869,000 | — | 30 Sep 2018 | |
| ASCEND CAPITAL, LLC |
13F
|
Company |
0.03%
|
32,373
|
$797,000 | — | 30 Sep 2018 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
32,152
|
$792,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.03%
|
31,416
|
$773,000 | — | 30 Sep 2018 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.03%
|
28,024
|
$690,000 | — | 30 Sep 2018 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.02%
|
26,752
|
$659,000 | — | 30 Sep 2018 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.02%
|
25,056
|
$617,000 | — | 30 Sep 2018 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.02%
|
25,000
|
$616,000 | — | 30 Sep 2018 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.02%
|
23,200
|
$571,000 | — | 30 Sep 2018 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.02%
|
21,774
|
$536,000 | — | 30 Sep 2018 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
0.02%
|
20,495
|
$505,000 | — | 30 Sep 2018 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.02%
|
19,900
|
$490,000 | — | 30 Sep 2018 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.02%
|
19,086
|
$470,000 | — | 30 Sep 2018 | |
| COBBLESTONE CAPITAL ADVISORS LLC /NY/ |
13F
|
Company |
0.02%
|
18,000
|
$443,000 | — | 30 Sep 2018 |
Institutional Holders of ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) as of Q4 2018
As of 31 Dec 2018,
ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) was held by
86 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
42,105,260 shares.
The largest 10 holders included
RTW INVESTMENTS, LP, TANG CAPITAL MANAGEMENT LLC, ADAGE CAPITAL PARTNERS GP, L.L.C., BOXER CAPITAL, LLC, Cormorant Asset Management, LP, BlackRock Inc., BRIDGER MANAGEMENT, LLC, FMR LLC, Vanguard Group Inc, and CITADEL ADVISORS LLC.
This page lists
86
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
82
Q4 2018 holders
86
Holder diff
4
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.