ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT)
CUSIP: 77313F106
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 109,265,652
- Total 13F shares
- 63,097,635
- Share change
- +610,908
- Total reported value
- $1,377,944,582
- Price per share
- $21.83
- Number of holders
- 141
- Value change
- +$9,053,118
- Number of buys
- 72
- Number of sells
- 63
Quarterly Holders Quick Answers
What is CUSIP 77313F106?
CUSIP 77313F106 identifies RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 77313F106:
Top shareholders of RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP |
13F
|
Company |
14%
|
15,802,802
|
$469,601,000 | — | 30 Sep 2021 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
3.1%
|
3,346,231
|
$100,017,000 | — | 30 Sep 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
3%
|
3,245,388
|
$97,004,000 | — | 30 Sep 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.9%
|
3,218,491
|
$96,199,000 | — | 30 Sep 2021 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
2.6%
|
2,884,426
|
$86,215,000 | — | 30 Sep 2021 | |
| TANG CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.3%
|
2,531,800
|
$75,676,000 | — | 30 Sep 2021 | |
| STATE STREET CORP |
13F
|
Company |
2.1%
|
2,339,934
|
$69,941,000 | — | 30 Sep 2021 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
2.1%
|
2,310,261
|
$69,054,000 | — | 30 Sep 2021 | |
| RA CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
1.9%
|
2,107,149
|
$62,983,000 | — | 30 Sep 2021 | |
| WESTFIELD CAPITAL MANAGEMENT CO LP |
13F
|
Company |
1.9%
|
2,026,481
|
$60,572,000 | — | 30 Sep 2021 | |
| MAVERICK CAPITAL LTD |
13F
|
Company |
1.5%
|
1,660,116
|
$49,621,000 | — | 30 Sep 2021 | |
| Boxer Capital, LLC |
13F
|
Company |
1.3%
|
1,466,051
|
$43,820,000 | — | 30 Sep 2021 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
1.2%
|
1,347,639
|
$40,281,000 | — | 30 Sep 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
1.2%
|
1,298,976
|
$38,826,000 | — | 30 Sep 2021 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
1.1%
|
1,229,498
|
$36,751,000 | — | 30 Sep 2021 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
1.1%
|
1,209,568
|
$36,154,000 | — | 30 Sep 2021 | |
| COWEN AND COMPANY, LLC |
13F
|
Company |
0.92%
|
1,000,000
|
$29,890,000 | — | 30 Sep 2021 | |
| Cormorant Asset Management, LP |
13F
|
Company |
0.89%
|
968,550
|
$28,950,000 | — | 30 Sep 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.89%
|
967,597
|
$28,922,000 | — | 30 Sep 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.75%
|
822,135
|
$24,573,000 | — | 30 Sep 2021 | |
| GREAT POINT PARTNERS LLC |
13F
|
Company |
0.7%
|
765,000
|
$22,866,000 | — | 30 Sep 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.69%
|
751,861
|
$22,473,000 | — | 30 Sep 2021 | |
| Novo Holdings A/S |
13F
|
Company |
0.49%
|
534,085
|
$15,964,000 | — | 30 Sep 2021 | |
| SECTORAL ASSET MANAGEMENT INC |
13F
|
Company |
0.46%
|
506,085
|
$15,127,000 | — | 30 Sep 2021 | |
| FMR LLC |
13F
|
Company |
0.41%
|
446,218
|
$13,337,000 | — | 30 Sep 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.38%
|
414,618
|
$12,394,000 | — | 30 Sep 2021 | |
| Rock Springs Capital Management LP |
13F
|
Company |
0.37%
|
403,270
|
$12,054,000 | — | 30 Sep 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.34%
|
374,456
|
$11,193,000 | — | 30 Sep 2021 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
0.32%
|
350,000
|
$10,462,000 | — | 30 Sep 2021 | |
| NORGES BANK |
13F
|
Company |
0.3%
|
331,679
|
$9,914,000 | — | 30 Sep 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.28%
|
303,304
|
$9,066,000 | — | 30 Sep 2021 | |
| NORDEA INVESTMENT MANAGEMENT AB |
13F
|
Company |
0.25%
|
272,268
|
$8,193,000 | — | 30 Sep 2021 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.24%
|
263,358
|
$7,871,000 | — | 30 Sep 2021 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
0.19%
|
209,508
|
$6,262,000 | — | 30 Sep 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.19%
|
207,875
|
$6,213,000 | — | 30 Sep 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.18%
|
200,396
|
$5,989,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
197,958
|
$5,917,000 | — | 30 Sep 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.18%
|
194,451
|
$5,812,000 | — | 30 Sep 2021 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.17%
|
185,434
|
$5,542,000 | — | 30 Sep 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.16%
|
169,578
|
$5,069,000 | — | 30 Sep 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.15%
|
165,473
|
$4,946,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.15%
|
162,900
|
$4,869,000 | — | 30 Sep 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.14%
|
148,272
|
$4,432,000 | — | 30 Sep 2021 | |
| Deutsche Girozentrale DekaBank |
13F
|
Individual |
0.12%
|
129,300
|
$3,836,000 | — | 30 Sep 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.11%
|
115,493
|
$3,452,000 | — | 30 Sep 2021 | |
| COMERICA BANK |
13F
|
Company |
0.11%
|
116,230
|
$3,416,000 | — | 30 Sep 2021 | |
| WCM INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
97,265
|
$2,907,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
95,903
|
$2,867,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.09%
|
95,892
|
$2,866,000 | — | 30 Sep 2021 | |
| Rafferty Asset Management, LLC |
13F
|
Company |
0.08%
|
88,194
|
$2,636,000 | — | 30 Sep 2021 |
Institutional Holders of ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) as of Q4 2021
As of 31 Dec 2021,
ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) was held by
141 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
63,097,635 shares.
The largest 10 holders included
RTW INVESTMENTS, LP, WELLINGTON MANAGEMENT GROUP LLP, BlackRock Inc., VANGUARD GROUP INC, TANG CAPITAL MANAGEMENT LLC, STATE STREET CORP, PRICE T ROWE ASSOCIATES INC /MD/, RA CAPITAL MANAGEMENT, L.P., WESTFIELD CAPITAL MANAGEMENT CO LP, and PERCEPTIVE ADVISORS LLC.
This page lists
141
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
142
Q4 2021 holders
141
Holder diff
-1
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.