| NEW AMERICA HIGH INCOME FUND INC |
10%+ Owner |
Auction Rate Preferred Stock |
3,140 |
$78,500,000 |
$25000.00 |
05 Apr 2012 |
Indirect |
| Invesco Trust for Investment Grade Municipals |
10%+ Owner |
Auction Rate Preferred Stock |
2,225 |
$55,625,000 |
$25000.00 |
10 Feb 2012 |
Indirect |
| ENvue Medical, Inc. |
10%+ Owner |
Common Stock |
231,138 |
$704,970 |
$3.05 |
02 Feb 2026 |
Indirect |
| PIMCO MUNICIPAL INCOME FUND |
10%+ Owner |
COMMON STOCK |
30,043 |
$236,738 |
$7.88 |
11 Jun 2025 |
Indirect |
| BNY Mellon Municipal Bond Infrastructure Fund, Inc. |
10%+ Owner |
Common Stock |
17,700 |
$178,062 |
$10.06 |
03 Sep 2013 |
Indirect |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. |
10%+ Owner |
Common Stock |
14,486 |
$82,136 |
$5.67 |
24 Mar 2023 |
Indirect |
| Invesco California Value Municipal Income Trust |
10%+ Owner |
Common Stock |
3,869 |
$46,660 |
$12.06 |
27 Aug 2020 |
Indirect |
| BLACKROCK MUNIYIELD FUND, INC. |
10%+ Owner |
Common Stock |
1,963 |
$29,838 |
$15.20 |
09 Feb 2015 |
Indirect |
| BlackRock Municipal Credit Alpha Portfolio, Inc. |
10%+ Owner |
COMMON STOCK |
0 |
$22,466 |
$12.29 |
07 Nov 2025 |
Indirect |
| Invesco Municipal Income Opportunities Trust |
10%+ Owner |
Common Stock |
1,116 |
$8,537 |
$7.65 |
09 Jul 2019 |
Indirect |
| BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. |
10%+ Owner |
Common Stock |
475 |
$6,389 |
$13.45 |
10 Jun 2015 |
Indirect |
| BlackRock Long-Term Municipal Advantage Trust |
10%+ Owner |
Common Stock |
400 |
$5,104 |
$12.76 |
27 Jul 2016 |
Indirect |
| BLACKROCK MUNIASSETS FUND, INC. |
10%+ Owner |
Common Stock |
196 |
$2,336 |
$11.92 |
27 Jun 2022 |
Indirect |
| BLACKROCK MUNIYIELD QUALITY FUND, INC. |
10%+ Owner |
Common Stock |
125 |
$1,874 |
$14.99 |
09 Sep 2019 |
Indirect |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
10%+ Owner |
Common Stock |
240 |
$1,858 |
$7.74 |
05 Jun 2023 |
Indirect |
| Aptevo Therapeutics Inc. |
10%+ Owner |
Common Stock |
27 |
$82 |
$3.05 |
30 Sep 2025 |
Indirect |
| SOBR Safe, Inc. |
10%+ Owner |
Common Stock |
7 |
$3 |
$0.4500 |
05 Mar 2025 |
Indirect |
| AgEagle Aerial Systems Inc. |
10%+ Owner |
COMMON STOCK |
2 |
$2 |
$1.20 |
28 Oct 2024 |
Indirect |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
10%+ Owner |
Common Stock |
0 |
$0 |
$13.81 |
09 Sep 2019 |
Indirect |
| BlackRock 2037 Municipal Target Term Trust |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$24.56 |
18 Nov 2025 |
Indirect |
| BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. |
10%+ Owner |
Common Stock |
0 |
$0 |
$13.65 |
26 Aug 2019 |
Indirect |
| BLACKROCK NEW YORK MUNICIPAL INCOME TRUST |
10%+ Owner |
Common Stock |
0 |
$0 |
$10.07 |
21 Dec 2022 |
Indirect |
| BNY MELLON MUNICIPAL INCOME, INC. |
10%+ Owner |
Common Stock |
0 |
$0 |
$6.73 |
09 Apr 2024 |
Indirect |
| BNY MELLON STRATEGIC MUNICIPALS, INC. |
Former 10% Owner |
Common Stock |
0 |
$0 |
$6.78 |
22 Aug 2022 |
Indirect |
| EATON VANCE SENIOR FLOATING RATE TRUST |
10%+ Owner |
Common Stock |
0 |
$0 |
$12.70 |
15 Oct 2024 |
Indirect |
| Federated Hermes Premier Municipal Income Fund |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$10.30 |
09 Apr 2025 |
Indirect |
| GABELLI UTILITY TRUST |
10%+ Owner |
Common Stock |
0 |
$0 |
$5.04 |
06 Nov 2024 |
Indirect |
| HCA Healthcare, Inc. |
10%+ Owner |
Common Stock |
0 |
$0 |
$26.83 |
03 Apr 2012 |
Indirect |
| Invesco Advantage Municipal Income Trust II |
10%+ Owner |
Common Stock |
0 |
$0 |
$9.00 |
02 Jan 2026 |
Indirect |
| Invesco Pennsylvania Value Municipal Income Trust |
10%+ Owner |
Common Stock |
0 |
$0 |
$12.76 |
12 Jul 2019 |
Indirect |
| Invesco Trust for Investment Grade Municipals |
10%+ Owner |
Common Stock |
0 |
$0 |
$15.28 |
15 May 2012 |
Indirect |
| Invesco Trust for Investment Grade New York Municipals |
10%+ Owner |
Common Stock |
0 |
$0 |
$13.75 |
26 Aug 2019 |
Indirect |
| NEUBERGER BERMAN MUNICIPAL FUND INC. |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$10.65 |
18 Nov 2024 |
Indirect |
| Nuveen Minnesota Quality Municipal Income Fund |
10%+ Owner |
Common Stock |
0 |
$0 |
$15.13 |
06 Jan 2022 |
Indirect |
| Nuveen Municipal Credit Income Fund |
10%+ Owner |
Common Stock |
0 |
$0 |
$12.96 |
25 Feb 2026 |
Indirect |
| Nuveen Municipal Credit Opportunities Fund |
10%+ Owner |
Common Stock |
0 |
$0 |
$10.74 |
17 Feb 2026 |
Indirect |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$10.54 |
19 Dec 2025 |
Indirect |
| NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND |
10%+ Owner |
Common Stock |
0 |
$0 |
$11.46 |
08 Dec 2025 |
Indirect |
| Nuveen Quality Municipal Income Fund |
10%+ Owner |
Common Stock |
0 |
$0 |
$11.99 |
02 Jan 2026 |
Indirect |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$8.22 |
11 Aug 2025 |
Indirect |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$5.30 |
11 Jun 2025 |
Indirect |
| PIMCO MUNICIPAL INCOME FUND II |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$7.46 |
02 Jul 2025 |
Indirect |
| PIMCO NEW YORK MUNICIPAL INCOME FUND II |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$6.52 |
11 Aug 2025 |
Indirect |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$9.36 |
18 Nov 2024 |
Indirect |
| PUTNAM MANAGED MUNICIPAL INCOME TRUST |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$6.00 |
10 Jan 2025 |
Indirect |
| Sharps Technology Inc. |
10%+ Owner |
COMMON STOCK |
0 |
$0 |
$0.0300 |
30 Apr 2025 |
Indirect |
| Forum Merger IV Corp |
10%+ Owner |
Common Stock |
1,182,332 |
|
|
31 Mar 2023 |
By Subsidiary |
| PIMCO MUNICIPAL INCOME FUND II |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
5,110 |
|
|
01 Aug 2025 |
By Subsidiary |
| PIMCO Flexible Municipal Income Fund |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
3,500 |
|
|
16 Apr 2025 |
By Subsidiary |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
2,730 |
|
|
01 Aug 2025 |
By Subsidiary |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
10%+ Owner |
REMARKETABLE VARIABLE RATE MUNIFUND TERM PREFERRED SHARES |
1,920 |
|
|
23 Feb 2026 |
Indirect |
| Invesco California Value Municipal Income Trust |
10%+ Owner |
Variable Rate Muni Term Preferred Shares |
1,770 |
|
|
31 May 2024 |
By Subsidiary |
| Invesco Advantage Municipal Income Trust II |
10%+ Owner |
Variable Rate Muni Term Preferred Shares |
1,469 |
|
|
04 Sep 2025 |
Indirect |
| Federated Hermes Premier Municipal Income Fund |
10%+ Owner |
Variable Rate Municipal Term Preferred Shares |
1,347 |
|
|
17 Oct 2024 |
Indirect |
| Nuveen Enhanced High Yield Municipal Bond Fund |
10%+ Owner |
Series A MuniFund Preferred Shares |
1,295 |
|
|
06 Nov 2024 |
By Subsidiary |
| PIMCO NEW YORK MUNICIPAL INCOME FUND II |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
1,170 |
|
|
01 Aug 2025 |
By Subsidiary |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
10%+ Owner |
Adjustable Rate MuniFund Term Preferred Shares |
1,000 |
|
|
11 Dec 2025 |
By Trust |
| PIMCO NEW YORK MUNICIPAL INCOME FUND II |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
910 |
|
|
23 Feb 2026 |
Indirect |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
10%+ Owner |
Adjustable Rate MuniFund Term Preferred Shares |
870 |
|
|
11 Dec 2025 |
By Subsidiary |
| Invesco Pennsylvania Value Municipal Income Trust |
10%+ Owner |
Series 2015/6 Variable Rate Muni Term Preferred Shares |
788 |
|
|
02 Dec 2024 |
Indirect |
| BlackRock 2037 Municipal Target Term Trust |
10%+ Owner |
VARIABLE RATE DEMAND PREFERRED SHARES |
500 |
|
|
01 Oct 2025 |
By Subsidiary |
| Invesco Trust for Investment Grade New York Municipals |
10%+ Owner |
Series 2015/6 Variable Rate Muni Term Preferred Shares |
464 |
|
|
02 Dec 2024 |
Indirect |
| Neuberger Berman High Yield Strategies Fund Inc. |
10%+ Owner |
Mandatory Redeemable Preferred Series D (CUSIP: 64128C205) |
400 |
|
|
29 Sep 2023 |
By Subsidiary |
| BlackRock Municipal Credit Alpha Portfolio, Inc. |
10%+ Owner |
VARIABLE RATE DEMAND PREFERRED SHARES |
350 |
|
|
17 Sep 2025 |
By Subsidiary |
| NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND |
10%+ Owner |
MuniFund Preferred Shares |
170 |
|
|
16 Apr 2025 |
Indirect |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
10%+ Owner |
Variable Rate Muni Term Preferred Shares |
0 |
|
|
06 Jun 2024 |
By Subsidiary |
| BlackRock Long-Term Municipal Advantage Trust |
10%+ Owner |
Variable Rate Demand Preferred Shares |
0 |
|
|
14 Nov 2024 |
Indirect |
| BLACKROCK MUNIASSETS FUND, INC. |
10%+ Owner |
Variable Rate Demand Preferred Shares |
0 |
|
|
11 Apr 2024 |
By Subsidiary |
| BlackRock Municipal Credit Alpha Portfolio, Inc. |
10%+ Owner |
Variable Rate Demand Preferred Shares |
0 |
|
|
25 Sep 2025 |
Indirect |
| BLACKROCK MUNICIPAL INCOME FUND, INC. |
10%+ Owner |
Equity Swap |
0 |
|
|
19 Jan 2023 |
Indirect |
| BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND |
10%+ Owner |
Variable Rate Demand Preferred Shares |
0 |
|
|
11 Apr 2022 |
By Subsidiary |
| BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. |
10%+ Owner |
Variable Rate Demand Preferred Shares |
0 |
|
|
07 Nov 2024 |
Indirect |
| BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. |
10%+ Owner |
Variable Rate Demand Preferred Shares |
0 |
|
|
07 Nov 2024 |
Indirect |
| BLACKROCK MUNIYIELD FUND, INC. |
10%+ Owner |
Basket Swap |
0 |
|
|
05 Jul 2023 |
Indirect |
| BLACKROCK MUNIYIELD FUND, INC. |
10%+ Owner |
Equity Swap |
0 |
|
|
21 Oct 2022 |
Indirect |
| BLACKROCK MUNIYIELD FUND, INC. |
10%+ Owner |
Variable Rate Demand Preferred Shares |
0 |
|
|
14 Nov 2024 |
Indirect |
| BLACKROCK NEW YORK MUNICIPAL INCOME TRUST |
10%+ Owner |
Equity Swap |
0 |
|
|
14 Dec 2022 |
Indirect |
| BLACKROCK NEW YORK MUNICIPAL INCOME TRUST |
10%+ Owner |
Variable Rate Demand Preferred Shares |
0 |
|
|
14 Nov 2024 |
Indirect |
| BNY MELLON MUNICIPAL INCOME, INC. |
10%+ Owner |
Series 2023-1, Variable Rate MuniFund Term Preferred Shares |
0 |
|
|
02 Apr 2025 |
Indirect |
| Crescera Capital Acquisition Corp. |
Former 10% Owner |
Redeemable Warrants |
0 |
|
|
22 May 2023 |
By Subsidiary |
| GABELLI UTILITY TRUST |
10%+ Owner |
GUT 5.25% 31-DEC-2024 Promissory Note |
0 |
|
|
22 Nov 2024 |
Indirect |
| GABELLI UTILITY TRUST |
10%+ Owner |
Series C Preferred Shares |
0 |
|
|
28 Jun 2024 |
Indirect |
| Invesco Municipal Income Opportunities Trust |
10%+ Owner |
Variable Rate Muni Term Preferred Shares |
0 |
|
|
30 Apr 2024 |
By Subsidiary |
| Invesco Quality Municipal Income Trust |
10%+ Owner |
Common Stock |
0 |
|
|
24 Apr 2012 |
Indirect |
| NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. |
10%+ Owner |
Variable Rate Municipal Term Preferred Shares |
0 |
|
|
23 Oct 2023 |
By Subsidiary |
| NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. |
10%+ Owner |
Variable Rate Municipal Term Preferred Shares |
0 |
|
|
23 Oct 2023 |
By Subsidiary |
| Nuveen Intermediate Duration Municipal Term Fund |
10%+ Owner |
Adjustable Rate MuniFund Term Preferred Shares |
0 |
|
|
21 Feb 2023 |
By Subsidiary |
| Nuveen Intermediate Duration Quality Municipal Term Fund |
10%+ Owner |
Adjustable Rate MuniFund Term Preferred Shares |
0 |
|
|
25 Oct 2022 |
By Subsidiary |
| NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND |
10%+ Owner |
Equity Swap |
0 |
|
|
04 Nov 2022 |
Indirect |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND |
10%+ Owner |
Variable Rate Demand Preferred Shares |
0 |
|
|
29 Mar 2023 |
By Subsidiary |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
0 |
|
|
01 Aug 2025 |
By Subsidiary |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
0 |
|
|
01 Aug 2025 |
By Subsidiary |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
Former 10% Owner |
Series F Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
Former 10% Owner |
Series M Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
Former 10% Owner |
Series T Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
Former 10% Owner |
Series TH Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
Former 10% Owner |
Series W Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO CORPORATE & INCOME STRATEGY FUND |
Former 10% Owner |
Series F Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO CORPORATE & INCOME STRATEGY FUND |
Former 10% Owner |
Series M Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO CORPORATE & INCOME STRATEGY FUND |
Former 10% Owner |
Series T Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO CORPORATE & INCOME STRATEGY FUND |
Former 10% Owner |
Series TH Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO CORPORATE & INCOME STRATEGY FUND |
Former 10% Owner |
Series W Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO HIGH INCOME FUND |
Former 10% Owner |
Series F Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO HIGH INCOME FUND |
Former 10% Owner |
Series M Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO HIGH INCOME FUND |
Former 10% Owner |
Series T Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO HIGH INCOME FUND |
Former 10% Owner |
Series TH Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO HIGH INCOME FUND |
Former 10% Owner |
Series W Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO INCOME STRATEGY FUND |
Former 10% Owner |
Series T Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO INCOME STRATEGY FUND |
Former 10% Owner |
Series TH Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO INCOME STRATEGY FUND |
Former 10% Owner |
Series W Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO Income Strategy Fund II |
Former 10% Owner |
Series F Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO Income Strategy Fund II |
Former 10% Owner |
Series M Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO Income Strategy Fund II |
Former 10% Owner |
Series T Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO Income Strategy Fund II |
Former 10% Owner |
Series TH Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO Income Strategy Fund II |
Former 10% Owner |
Series W Auction-Rate Preferred Shares |
0 |
|
|
18 Sep 2023 |
By Subsidiary |
| PIMCO MUNICIPAL INCOME FUND |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
0 |
|
|
01 Aug 2025 |
By Subsidiary |
| PIMCO MUNICIPAL INCOME FUND III |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
0 |
|
|
01 Aug 2025 |
By Subsidiary |
| PIMCO NEW YORK MUNICIPAL INCOME FUND |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
0 |
|
|
01 Aug 2025 |
By Subsidiary |
| PIMCO NEW YORK MUNICIPAL INCOME FUND III |
10%+ Owner |
Remarketable Variable Rate MuniFund Term Preferred Shares |
0 |
|
|
01 Aug 2025 |
By Subsidiary |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
10%+ Owner |
Variable Rate MuniFund Term Preferred Shares |
0 |
|
|
18 Aug 2025 |
Indirect |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
10%+ Owner |
Variable Rate MuniFund Term Preferred Shares |
0 |
|
|
18 Aug 2025 |
Indirect |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
Former 10% Owner |
Auction Rate Preferred |
0 |
|
|
16 Nov 2022 |
By Subsidiary |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. |
Former 10% Owner |
Auction Rate Preferred |
0 |
|
|
16 Nov 2022 |
By Subsidiary |