BANK OF AMERICA CORP /DE/ - 11 Jan 2012 Form 4 Insider Report for BLACKROCK NEW YORK MUNICIPAL INCOME TRUST (BNY)

Role
10%+ Owner
Signature
BANK OF AMERICA CORP /DE/ By: Its: Authorized Signatory Andres Ortiz
Issuer symbol
BNY
Transactions as of
11 Jan 2012
Net transactions value
-$679
Form type
4
Filing time
13 Dec 2024, 16:23:48 UTC
Previous filing
13 Dec 2024
Next filing
20 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BNY Common Stock Purchase $3,068 +200 $15.34 200 11 Jan 2012 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $3,074 -200 -100% $15.37 0 13 Jan 2012 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $1,614 -100 -100% $16.14 0 23 Feb 2012 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $3,228 -200 -100% $16.14 0 23 Feb 2012 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $9,651 -600 -100% $16.08 0 23 Feb 2012 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $1,613 -100 -100% $16.13 0 23 Feb 2012 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $1,625 +100 $16.25 0 24 Feb 2012 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $13,000 +800 $16.25 0 24 Feb 2012 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $1,622 +100 $16.22 0 24 Feb 2012 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $1,539 +100 $15.39 100 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $1,539 +100 +100% $15.39 200 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $539 +35 +18% $15.39 235 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $1,539 +100 +43% $15.39 335 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $1,539 +100 +30% $15.39 435 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $1,539 +100 +23% $15.39 535 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $539 -35 -6.5% $15.39 500 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $1,539 -100 -20% $15.39 400 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $1,539 -100 -25% $15.39 300 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $1,539 -100 -33% $15.39 200 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $1,539 -100 -50% $15.39 100 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $1,539 -100 -100% $15.39 0 01 Oct 2021 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $6,835 +714 $9.57 714 20 Oct 2022 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $5,176 -548 -77% $9.45 166 14 Nov 2022 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $1,957 -191 -100% $10.25 0 28 Nov 2022 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $257 +25 $10.30 0 14 Dec 2022 See Footnotes F1, F2, F3
transaction BNY Common Stock Sale $37,733 -3,671 -100% $10.28 0 16 Dec 2022 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $13,537 +1,345 $10.06 0 21 Dec 2022 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $1,007 +100 $10.07 0 21 Dec 2022 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $21,409 +2,126 $10.07 0 21 Dec 2022 See Footnotes F1, F2, F3
transaction BNY Common Stock Purchase $1,007 +100 $10.07 0 21 Dec 2022 See Footnotes F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BNY Equity Swap Sale -714 -100% 0 20 Oct 2022 Common Stock 714 See Footnotes F1, F2, F3, F4
transaction BNY Equity Swap Purchase +714 0 14 Nov 2022 Common Stock 714 See Footnotes F1, F2, F3, F5
transaction BNY Equity Swap Sale -166 -100% 0 14 Nov 2022 Common Stock 166 See Footnotes F1, F2, F3, F5
transaction BNY Equity Swap Purchase +166 0 28 Nov 2022 Common Stock 166 See Footnotes F1, F2, F3, F6
transaction BNY Equity Swap Purchase +25 25 28 Nov 2022 Common Stock 25 See Footnotes F1, F2, F3, F7
transaction BNY Equity Swap Sale -25 -100% 0 14 Dec 2022 Common Stock 25 See Footnotes F1, F2, F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

BANK OF AMERICA CORP /DE/ is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This statement is jointly filed by Bank of America Corporation, BofA Securities, Inc. ("BofA Securities"), Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), and Bank of America, N.A. ("BANA") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries BofA Securities, Merrill Lynch, and BANA. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.
F2 Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
F3 Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.
F4 The Reporting Persons entered an equity swap agreement under which, upon the termination of the agreement on November 30, 2023, the counterparty will pay to the Reporting Persons any decrease in the price of the Common Stock below $9.5729 per share and the Reporting Persons will pay to the counterparty any increase in the price of the Common Stock above $9.5729 per share, in each case, based on a notional amount of 714 shares of Common Stock.
F5 On November 14, 2022, the Reporting Persons amended the equity swap agreement to reduce the notional number of shares of Common Stock to 166 and to change the reference price used to determine when payments are made to $9.4455. Without admitting these changes resulted in a material amendment to the equity swap agreement for purposes of Section 16 of the Securities Exchange Act of 1934, the Reporting Persons have treated the amendment as the termination of the previously reported equity swap agreement and the entering into of a new equity swap agreement reflecting the amended terms.
F6 On November 28, 2022, the Reporting Persons terminated the equity swap agreement.
F7 The Reporting Persons entered an equity swap agreement under which, upon the termination of the agreement on November 30, 2023, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.2451 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.2451 per share, in each case, based on a notional amount of 25 shares of Common Stock.
F8 On December 14, 2022, the Reporting Persons terminated the equity swap agreement.

Remarks:

Balance of trades included in attached schedule. (See Exhibit 99.1) Exhibits Index Exhibit 99.2 - Joint Filing Agreement