Bank Of America Corp /De/ - Mar 6, 2020 Form 4 Insider Report for Nuveen Municipal Credit Opportunities Fund (NMCO)

Role
10%+ Owner
Signature
BofA Securities, Inc. By: Its: Authorized Signatory Andres Ortiz
Stock symbol
NMCO
Transactions as of
Mar 6, 2020
Transactions value $
$3,957
Form type
4
Date filed
12/13/2024, 04:23 PM
Previous filing
Dec 13, 2024
Next filing
Dec 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NMCO Common Stock Sale -$7.73K -500 -100% $15.45 0 Mar 6, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $7.77K +500 $15.54 0 Mar 6, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $1.24K +100 $12.40 100 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $124 +10 +10% $12.40 110 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $781 +63 +57.27% $12.40 173 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $161 +13 +7.51% $12.40 186 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $112 +9 +4.84% $12.40 195 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $112 +9 +4.62% $12.41 204 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $112 +9 +4.41% $12.43 213 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $112 +9 +4.23% $12.43 222 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $112 +9 +4.05% $12.43 231 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $112 +9 +3.9% $12.44 240 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $225 +18 +7.5% $12.50 258 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $113 +9 +3.49% $12.50 267 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $113 +9 +3.37% $12.50 276 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $113 +9 +3.26% $12.50 285 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $112 +9 +3.16% $12.49 294 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $112 +9 +3.06% $12.49 303 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $112 +9 +2.97% $12.49 312 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $175 +14 +4.49% $12.49 326 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $686 +55 +16.87% $12.47 381 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $12.50 +1 +0.26% $12.49 382 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $50.00 +4 +1.05% $12.49 386 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $849 +68 +17.62% $12.49 454 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $12.50 +1 +0.22% $12.49 455 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $287 +23 +5.05% $12.49 478 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $412 +33 +6.9% $12.49 511 Sep 29, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $1.25K +100 +19.57% $12.47 611 Sep 30, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Purchase $299 +24 +3.93% $12.47 635 Sep 30, 2020 See Footnotes F1, F2, F3
transaction NMCO Common Stock Sale -$3.99K -317 -49.92% $12.60 318 Sep 30, 2020 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This statement is jointly filed by Bank of America Corporation, BofA Securities, Inc. ("BofA Securities"), and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries BofA Securities and Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.
F2 Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
F3 Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

Remarks:

Balance of trades included in attached schedule. (See Exhibit 99.1) Exhibits Index Exhibit 99.2- Joint Filing Agreement