Bank Of America Corp /De/ - Jan 3, 2014 Form 4 Insider Report for Nuveen Quality Municipal Income Fund (NAD)

Role
10%+ Owner
Signature
BANK OF AMERICA CORP /DE/ By: Its: Authorized Signatory Andres Ortiz
Stock symbol
NAD
Transactions as of
Jan 3, 2014
Transactions value $
$88,407
Form type
4
Date filed
12/13/2024, 04:23 PM
Previous filing
Dec 13, 2024
Next filing
Dec 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAD Common Stock Purchase $302K +23.9K $12.68 0 Jan 3, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$1.27K -98 -100% $12.97 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$5.18K -400 -100% $12.95 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$3.9K -300 -100% $12.99 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$5.18K -400 -100% $12.96 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$1.3K -100 -100% $12.97 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$6.49K -500 -100% $12.97 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$13K -1K -100% $12.97 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$1.3K -100 -100% $12.97 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$30.2K -2.33K -100% $12.97 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$13K -1K -100% $12.97 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$2.59K -200 -100% $12.97 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$1.3K -100 -100% $12.97 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$1.3K -100 -100% $12.98 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$2.59K -200 -100% $12.97 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$1.3K -100 -100% $12.98 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$1.3K -100 -100% $13.00 0 Jan 6, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Purchase $1.31K +100 $13.08 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$861 -66 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$1.3K -100 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$1.3K -100 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$2.93K -225 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$6.52K -500 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$65.2K -5K -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$1.3K -100 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$11K -846 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$704 -54 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$11K -846 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$11.7K -900 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4
transaction NAD Common Stock Sale -$10.3K -789 -100% $13.04 0 Jan 7, 2014 See Footnotes F1, F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NAD Basket Swap Purchase +524 0 Jan 18, 2023 Common Stock 524 See Footnotes F1, F2, F3, F4, F5
transaction NAD Basket Swap Sale -524 -100% 0 Mar 6, 2023 Common Stock 524 See Footnotes F1, F2, F3, F4, F6
transaction NAD Basket Swap Purchase +446 0 Mar 6, 2023 Common Stock 446 See Footnotes F1, F2, F3, F4, F7
transaction NAD Basket Swap Sale -446 -100% 0 Jul 5, 2023 Common Stock 446 See Footnotes F1, F2, F3, F4, F8
transaction NAD Basket Swap Purchase +521 0 Jan 18, 2023 Common Stock 521 See Footnotes F1, F2, F3, F4, F9
transaction NAD Basket Swap Sale -521 -100% 0 Mar 6, 2023 Common Stock 521 See Footnotes F1, F2, F3, F4, F10
transaction NAD Basket Swap Purchase +444 0 Mar 6, 2023 Common Stock 444 See Footnotes F1, F2, F3, F4, F11
transaction NAD Basket Swap Sale -444 -100% 0 May 11, 2023 Common Stock 444 See Footnotes F1, F2, F3, F4, F12
transaction NAD Basket Swap Purchase +376 0 May 11, 2023 Common Stock 376 See Footnotes F1, F2, F3, F4, F13
transaction NAD Basket Swap Sale -376 -100% 0 Jul 5, 2023 Common Stock 376 See Footnotes F1, F2, F3, F4, F14
transaction NAD Basket Swap Purchase +347 0 Jan 18, 2023 Common Stock 347 See Footnotes F1, F2, F3, F4, F15
transaction NAD Basket Swap Sale -347 -100% 0 Mar 6, 2023 Common Stock 347 See Footnotes F1, F2, F3, F4, F16
transaction NAD Basket Swap Purchase +296 0 Mar 6, 2023 Common Stock 296 See Footnotes F1, F2, F3, F4, F17
transaction NAD Basket Swap Sale -296 -100% 0 Apr 17, 2023 Common Stock 296 See Footnotes F1, F2, F3, F4, F18
transaction NAD Basket Swap Purchase +277 0 Apr 24, 2023 Common Stock 277 See Footnotes F1, F2, F3, F4, F19
transaction NAD Basket Swap Sale -277 -100% 0 Jul 5, 2023 Common Stock 277 See Footnotes F1, F2, F3, F4, F20
transaction NAD Basket Swap Purchase +234 0 May 11, 2023 Common Stock 234 See Footnotes F1, F2, F3, F4, F21
transaction NAD Basket Swap Sale -234 -100% 0 Jul 5, 2023 Common Stock 234 See Footnotes F1, F2, F3, F4, F22
transaction NAD Basket Swap Purchase +381 0 May 11, 2023 Common Stock 381 See Footnotes F1, F2, F3, F4, F23
transaction NAD Basket Swap Sale -381 -100% 0 Jul 5, 2023 Common Stock 381 See Footnotes F1, F2, F3, F4, F24
transaction NAD Basket Swap Purchase +12 0 May 11, 2023 Common Stock 12 See Footnotes F1, F2, F3, F4, F25
transaction NAD Basket Swap Sale -12 -100% 0 Jul 5, 2023 Common Stock 12 See Footnotes F1, F2, F3, F4, F26
transaction NAD Basket Swap Purchase +16 0 May 11, 2023 Common Stock 16 See Footnotes F1, F2, F3, F4, F27
transaction NAD Basket Swap Sale -16 -100% 0 Jul 5, 2023 Common Stock 16 See Footnotes F1, F2, F3, F4, F28
transaction NAD Basket Swap Purchase +377 0 May 23, 2023 Common Stock 377 See Footnotes F1, F2, F3, F4, F29
transaction NAD Basket Swap Sale -377 -100% 0 Jul 5, 2023 Common Stock 377 See Footnotes F1, F2, F3, F4, F30
transaction NAD Basket Swap Purchase +23 0 Jun 7, 2023 Common Stock 23 See Footnotes F1, F2, F3, F4, F31
transaction NAD Basket Swap Sale -23 -100% 0 Jul 5, 2023 Common Stock 23 See Footnotes F1, F2, F3, F4, F32
transaction NAD Basket Swap Purchase +70 0 Jun 7, 2023 Common Stock 70 See Footnotes F1, F2, F3, F4, F33
transaction NAD Basket Swap Sale -70 -100% 0 Jul 5, 2023 Common Stock 70 See Footnotes F1, F2, F3, F4, F34
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), BofA Securities, Inc. ("BofA Securities"), and Bank of America, N.A. ("BANA") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch, BofA Securities, and BANA. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.
F2 Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
F3 Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.
F4 The starting ownership position of the Reporting Persons is not reasonably available to the Reporting Persons and has accordingly been omitted pursuant to Rule 12b-21 under the Exchange Act.
F5 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.81 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.81 per share, in each case, based on a notional amount of 524 shares of Common Stock.
F6 On March 6, 2023, the Reporting Persons terminated the equity basket swap agreement.
F7 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.14 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.14 per share, in each case, based on a notional amount of 446 shares of Common Stock.
F8 On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement.
F9 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.81 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.81 per share, in each case, based on a notional amount of 521 shares of Common Stock.
F10 On March 6, 2023, the Reporting Persons terminated the equity basket swap agreement.
F11 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.14 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.14 per share, in each case, based on a notional amount of 444 shares of Common Stock.
F12 On May 11, 2023, the Reporting Persons terminated the equity basket swap agreement.
F13 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.28 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.28 per share, in each case, based on a notional amount of 376 shares of Common Stock.
F14 On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement.
F15 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.81 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.81 per share, in each case, based on a notional amount of 347 shares of Common Stock.
F16 On March 6, 2023, the Reporting Persons terminated the equity basket swap agreement.
F17 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.14 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.14 per share, in each case, based on a notional amount of 296 shares of Common Stock.
F18 On April 17, 2023, the Reporting Persons terminated the equity basket swap agreement.
F19 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.32 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.32 per share, in each case, based on a notional amount of 277 shares of Common Stock.
F20 On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement.
F21 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.28 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.28 per share, in each case, based on a notional amount of 234 shares of Common Stock.
F22 On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement.
F23 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.28 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.28 per share, in each case, based on a notional amount of 381 shares of Common Stock.
F24 On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement.
F25 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.28 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.28 per share, in each case, based on a notional amount of 12 shares of Common Stock.
F26 On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement.
F27 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.28 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.28 per share, in each case, based on a notional amount of 16 shares of Common Stock.
F28 On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement.
F29 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.99 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.99 per share, in each case, based on a notional amount of 377 shares of Common Stock.
F30 On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement.
F31 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.09 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.09 per share, in each case, based on a notional amount of 23 shares of Common Stock.
F32 On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement.
F33 The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.09 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.09 per share, in each case, based on a notional amount of 70 shares of Common Stock.
F34 On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement.

Remarks:

Balance of trades included in attached schedule. (See Exhibit 99.1) Exhibits Index Exhibit 99.2 - Joint Filing Agreement