Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NAD | Common Stock | Purchase | $302K | +23.9K | $12.68 | 0 | Jan 3, 2014 | See Footnotes | F1, F2, F3, F4 | |
transaction | NAD | Common Stock | Sale | -$1.27K | -98 | -100% | $12.97 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$5.18K | -400 | -100% | $12.95 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$3.9K | -300 | -100% | $12.99 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$5.18K | -400 | -100% | $12.96 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$1.3K | -100 | -100% | $12.97 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$6.49K | -500 | -100% | $12.97 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$13K | -1K | -100% | $12.97 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$1.3K | -100 | -100% | $12.97 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$30.2K | -2.33K | -100% | $12.97 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$13K | -1K | -100% | $12.97 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$2.59K | -200 | -100% | $12.97 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$1.3K | -100 | -100% | $12.97 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$1.3K | -100 | -100% | $12.98 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$2.59K | -200 | -100% | $12.97 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$1.3K | -100 | -100% | $12.98 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$1.3K | -100 | -100% | $13.00 | 0 | Jan 6, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Purchase | $1.31K | +100 | $13.08 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 | |
transaction | NAD | Common Stock | Sale | -$861 | -66 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$1.3K | -100 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$1.3K | -100 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$2.93K | -225 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$6.52K | -500 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$65.2K | -5K | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$1.3K | -100 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$11K | -846 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$704 | -54 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$11K | -846 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$11.7K | -900 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
transaction | NAD | Common Stock | Sale | -$10.3K | -789 | -100% | $13.04 | 0 | Jan 7, 2014 | See Footnotes | F1, F2, F3, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NAD | Basket Swap | Purchase | +524 | 0 | Jan 18, 2023 | Common Stock | 524 | See Footnotes | F1, F2, F3, F4, F5 | ||||
transaction | NAD | Basket Swap | Sale | -524 | -100% | 0 | Mar 6, 2023 | Common Stock | 524 | See Footnotes | F1, F2, F3, F4, F6 | |||
transaction | NAD | Basket Swap | Purchase | +446 | 0 | Mar 6, 2023 | Common Stock | 446 | See Footnotes | F1, F2, F3, F4, F7 | ||||
transaction | NAD | Basket Swap | Sale | -446 | -100% | 0 | Jul 5, 2023 | Common Stock | 446 | See Footnotes | F1, F2, F3, F4, F8 | |||
transaction | NAD | Basket Swap | Purchase | +521 | 0 | Jan 18, 2023 | Common Stock | 521 | See Footnotes | F1, F2, F3, F4, F9 | ||||
transaction | NAD | Basket Swap | Sale | -521 | -100% | 0 | Mar 6, 2023 | Common Stock | 521 | See Footnotes | F1, F2, F3, F4, F10 | |||
transaction | NAD | Basket Swap | Purchase | +444 | 0 | Mar 6, 2023 | Common Stock | 444 | See Footnotes | F1, F2, F3, F4, F11 | ||||
transaction | NAD | Basket Swap | Sale | -444 | -100% | 0 | May 11, 2023 | Common Stock | 444 | See Footnotes | F1, F2, F3, F4, F12 | |||
transaction | NAD | Basket Swap | Purchase | +376 | 0 | May 11, 2023 | Common Stock | 376 | See Footnotes | F1, F2, F3, F4, F13 | ||||
transaction | NAD | Basket Swap | Sale | -376 | -100% | 0 | Jul 5, 2023 | Common Stock | 376 | See Footnotes | F1, F2, F3, F4, F14 | |||
transaction | NAD | Basket Swap | Purchase | +347 | 0 | Jan 18, 2023 | Common Stock | 347 | See Footnotes | F1, F2, F3, F4, F15 | ||||
transaction | NAD | Basket Swap | Sale | -347 | -100% | 0 | Mar 6, 2023 | Common Stock | 347 | See Footnotes | F1, F2, F3, F4, F16 | |||
transaction | NAD | Basket Swap | Purchase | +296 | 0 | Mar 6, 2023 | Common Stock | 296 | See Footnotes | F1, F2, F3, F4, F17 | ||||
transaction | NAD | Basket Swap | Sale | -296 | -100% | 0 | Apr 17, 2023 | Common Stock | 296 | See Footnotes | F1, F2, F3, F4, F18 | |||
transaction | NAD | Basket Swap | Purchase | +277 | 0 | Apr 24, 2023 | Common Stock | 277 | See Footnotes | F1, F2, F3, F4, F19 | ||||
transaction | NAD | Basket Swap | Sale | -277 | -100% | 0 | Jul 5, 2023 | Common Stock | 277 | See Footnotes | F1, F2, F3, F4, F20 | |||
transaction | NAD | Basket Swap | Purchase | +234 | 0 | May 11, 2023 | Common Stock | 234 | See Footnotes | F1, F2, F3, F4, F21 | ||||
transaction | NAD | Basket Swap | Sale | -234 | -100% | 0 | Jul 5, 2023 | Common Stock | 234 | See Footnotes | F1, F2, F3, F4, F22 | |||
transaction | NAD | Basket Swap | Purchase | +381 | 0 | May 11, 2023 | Common Stock | 381 | See Footnotes | F1, F2, F3, F4, F23 | ||||
transaction | NAD | Basket Swap | Sale | -381 | -100% | 0 | Jul 5, 2023 | Common Stock | 381 | See Footnotes | F1, F2, F3, F4, F24 | |||
transaction | NAD | Basket Swap | Purchase | +12 | 0 | May 11, 2023 | Common Stock | 12 | See Footnotes | F1, F2, F3, F4, F25 | ||||
transaction | NAD | Basket Swap | Sale | -12 | -100% | 0 | Jul 5, 2023 | Common Stock | 12 | See Footnotes | F1, F2, F3, F4, F26 | |||
transaction | NAD | Basket Swap | Purchase | +16 | 0 | May 11, 2023 | Common Stock | 16 | See Footnotes | F1, F2, F3, F4, F27 | ||||
transaction | NAD | Basket Swap | Sale | -16 | -100% | 0 | Jul 5, 2023 | Common Stock | 16 | See Footnotes | F1, F2, F3, F4, F28 | |||
transaction | NAD | Basket Swap | Purchase | +377 | 0 | May 23, 2023 | Common Stock | 377 | See Footnotes | F1, F2, F3, F4, F29 | ||||
transaction | NAD | Basket Swap | Sale | -377 | -100% | 0 | Jul 5, 2023 | Common Stock | 377 | See Footnotes | F1, F2, F3, F4, F30 | |||
transaction | NAD | Basket Swap | Purchase | +23 | 0 | Jun 7, 2023 | Common Stock | 23 | See Footnotes | F1, F2, F3, F4, F31 | ||||
transaction | NAD | Basket Swap | Sale | -23 | -100% | 0 | Jul 5, 2023 | Common Stock | 23 | See Footnotes | F1, F2, F3, F4, F32 | |||
transaction | NAD | Basket Swap | Purchase | +70 | 0 | Jun 7, 2023 | Common Stock | 70 | See Footnotes | F1, F2, F3, F4, F33 | ||||
transaction | NAD | Basket Swap | Sale | -70 | -100% | 0 | Jul 5, 2023 | Common Stock | 70 | See Footnotes | F1, F2, F3, F4, F34 |
Id | Content |
---|---|
F1 | This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), BofA Securities, Inc. ("BofA Securities"), and Bank of America, N.A. ("BANA") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch, BofA Securities, and BANA. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. |
F2 | Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
F3 | Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer. |
F4 | The starting ownership position of the Reporting Persons is not reasonably available to the Reporting Persons and has accordingly been omitted pursuant to Rule 12b-21 under the Exchange Act. |
F5 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.81 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.81 per share, in each case, based on a notional amount of 524 shares of Common Stock. |
F6 | On March 6, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F7 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.14 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.14 per share, in each case, based on a notional amount of 446 shares of Common Stock. |
F8 | On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F9 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.81 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.81 per share, in each case, based on a notional amount of 521 shares of Common Stock. |
F10 | On March 6, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F11 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.14 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.14 per share, in each case, based on a notional amount of 444 shares of Common Stock. |
F12 | On May 11, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F13 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.28 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.28 per share, in each case, based on a notional amount of 376 shares of Common Stock. |
F14 | On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F15 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.81 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.81 per share, in each case, based on a notional amount of 347 shares of Common Stock. |
F16 | On March 6, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F17 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.14 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.14 per share, in each case, based on a notional amount of 296 shares of Common Stock. |
F18 | On April 17, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F19 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.32 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.32 per share, in each case, based on a notional amount of 277 shares of Common Stock. |
F20 | On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F21 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.28 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.28 per share, in each case, based on a notional amount of 234 shares of Common Stock. |
F22 | On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F23 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.28 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.28 per share, in each case, based on a notional amount of 381 shares of Common Stock. |
F24 | On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F25 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.28 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.28 per share, in each case, based on a notional amount of 12 shares of Common Stock. |
F26 | On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F27 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.28 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.28 per share, in each case, based on a notional amount of 16 shares of Common Stock. |
F28 | On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F29 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.99 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.99 per share, in each case, based on a notional amount of 377 shares of Common Stock. |
F30 | On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F31 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.09 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.09 per share, in each case, based on a notional amount of 23 shares of Common Stock. |
F32 | On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement. |
F33 | The Reporting Persons entered an equity basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $11.09 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $11.09 per share, in each case, based on a notional amount of 70 shares of Common Stock. |
F34 | On July 5, 2023, the Reporting Persons terminated the equity basket swap agreement. |
Balance of trades included in attached schedule. (See Exhibit 99.1) Exhibits Index Exhibit 99.2 - Joint Filing Agreement