Bank Of America Corp /De/ - Sep 18, 2023 Form 4 Insider Report for PIMCO CORPORATE & INCOME STRATEGY FUND (PCN)

Role
Former 10% Owner
Signature
Andres Ortiz, Authorized Signatory, on behalf of Bank of America Corporation
Stock symbol
PCN
Transactions as of
Sep 18, 2023
Transactions value $
-$9,721,313
Form type
4
Date filed
9/20/2023, 03:29 PM
Previous filing
Sep 18, 2023
Next filing
Oct 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCN Series M Auction-Rate Preferred Shares Other -$2.38M -102 -100% $23,312.50* 0 Sep 18, 2023 By Subsidiary F1, F6, F7
transaction PCN Series T Auction-Rate Preferred Shares Other -$1.56M -67 -100% $23,312.50* 0 Sep 18, 2023 By Subsidiary F2, F6, F7
transaction PCN Series W Auction-Rate Preferred Shares Other -$2.87M -123 -100% $23,312.50* 0 Sep 18, 2023 By Subsidiary F3, F6, F7
transaction PCN Series TH Auction-Rate Preferred Shares Other -$1.19M -51 -100% $23,312.50* 0 Sep 18, 2023 By Subsidiary F4, F6, F7
transaction PCN Series F Auction-Rate Preferred Shares Other -$1.73M -74 -100% $23,312.50* 0 Sep 18, 2023 By Subsidiary F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Bank Of America Corp /De/ is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 CUSIP 72200U209
F2 CUSIP 72200U308
F3 CUSIP 72200U407
F4 CUSIP 72200U506
F5 CUSIP 72200U605
F6 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME STRATEGY FUND on August 15, 2023.
F7 The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation.