Bank Of America Corp /De/ - Sep 18, 2023 Form 4 Insider Report for PIMCO NEW YORK MUNICIPAL INCOME FUND II (PNI)

Role
Former 10% Owner
Signature
Andres Ortiz, Authorized Signatory, on behalf of Bank of America Corporation
Stock symbol
PNI
Transactions as of
Sep 18, 2023
Transactions value $
-$5,575,500
Form type
4
Date filed
9/20/2023, 05:25 PM
Previous filing
Sep 18, 2023
Next filing
Oct 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNI Series A Auction-Rate Preferred Shares Other -$2.34M -99 -100% $23,625.00* 0 Sep 18, 2023 By Subsidiary F1, F3, F4
transaction PNI Series B Auction-Rate Preferred Shares Other -$3.24M -137 -100% $23,625.00* 0 Sep 18, 2023 By Subsidiary F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Bank Of America Corp /De/ is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 CUSIP 72200Y201
F2 CUSIP 72200Y300
F3 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO NEW YORK MUNICIPAL INCOME FUND II on August 15, 2023.
F4 The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation.