Bank Of America Corp /De/ - Nov 4, 2019 Form 4 Insider Report for BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. (DSM)

Role
10%+ Owner
Signature
BANK OF AMERICA CORP /DE By: Its: Authorized Signatory Andres Ortiz
Stock symbol
DSM
Transactions as of
Nov 4, 2019
Transactions value $
$81,924
Form type
4
Date filed
12/13/2024, 04:34 PM
Previous filing
Dec 13, 2024
Next filing
Dec 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DSM Common Stock Sale -$23.7K -2.81K -100% $8.43 0 Nov 4, 2019 See Footnotes F1, F2, F3
transaction DSM Common Stock Purchase $23.9K +2.81K $8.52 0 Nov 5, 2019 See Footnotes F1, F2, F3
transaction DSM Common Stock Purchase $8.1K +1K $8.10 1K Jan 28, 2020 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$7.72K -950 -95% $8.12 50 Feb 3, 2020 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$407 -50 -100% $8.13 0 Feb 3, 2020 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$4.69K -625 -100% $7.50 0 Feb 4, 2022 See Footnotes F1, F2, F3
transaction DSM Common Stock Purchase $744 +100 $7.44 0 Feb 4, 2022 See Footnotes F1, F2, F3
transaction DSM Common Stock Purchase $744 +100 $7.44 0 Feb 4, 2022 See Footnotes F1, F2, F3
transaction DSM Common Stock Purchase $2.23K +300 $7.44 0 Feb 4, 2022 See Footnotes F1, F2, F3
transaction DSM Common Stock Purchase $744 +100 $7.44 0 Feb 4, 2022 See Footnotes F1, F2, F3
transaction DSM Common Stock Purchase $186 +25 $7.44 0 Feb 4, 2022 See Footnotes F1, F2, F3
transaction DSM Common Stock Purchase $102K +18K $5.65 18K Mar 23, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$476 -84 -0.47% $5.67 17.9K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$1.13K -200 -1.12% $5.67 17.7K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$566 -100 -0.56% $5.66 17.6K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$568 -100 -0.57% $5.68 17.5K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$567 -100 -0.57% $5.67 17.4K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$1.13K -200 -1.15% $5.67 17.2K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$1.87K -330 -1.92% $5.67 16.9K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$5.67K -1K -5.92% $5.67 15.9K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$566 -100 -0.63% $5.66 15.8K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$1.13K -200 -1.27% $5.67 15.6K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$567 -100 -0.64% $5.67 15.5K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$567 -100 -0.65% $5.67 15.4K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$2.27K -400 -2.6% $5.67 15K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$566 -100 -0.67% $5.66 14.9K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$566 -100 -0.67% $5.66 14.8K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$567 -100 -0.68% $5.67 14.7K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$566 -100 -0.68% $5.66 14.6K Mar 24, 2023 See Footnotes F1, F2, F3
transaction DSM Common Stock Sale -$567 -100 -0.69% $5.67 14.5K Mar 24, 2023 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), and BofA Securities, Inc ("BofA Securities") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch and BofA Securities. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.
F2 Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
F3 Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

Remarks:

Balance of trades included in attached schedule. (See Exhibit 99.1). Exhibit 99.2 - Joint Filing Agreement.