| HYB |
NEW AMERICA HIGH INCOME FUND INC |
10%+ Owner |
$78,500,000 |
|
|
05 Apr 2012 |
| VGM |
Invesco Trust for Investment Grade Municipals |
10%+ Owner |
$55,625,000 |
|
|
10 Feb 2012 |
| FEED |
ENvue Medical, Inc. |
10%+ Owner |
$704,970 |
-$8,906 |
-1.2% |
02 Feb 2026 |
| PMF |
PIMCO MUNICIPAL INCOME FUND |
10%+ Owner |
$236,738 |
+$239,440 |
|
01 Aug 2025 |
| DMB |
BNY Mellon Municipal Bond Infrastructure Fund, Inc. |
10%+ Owner |
$178,062 |
|
|
19 Aug 2013 |
| DSM |
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. |
10%+ Owner |
$82,136 |
|
|
21 Jul 2023 |
| VCV |
Invesco California Value Municipal Income Trust |
10%+ Owner |
$46,660 |
|
|
31 May 2024 |
| MYD |
BLACKROCK MUNIYIELD FUND, INC. |
10%+ Owner |
$29,838 |
|
|
14 Nov 2024 |
| MUNEX |
BlackRock Municipal Credit Alpha Portfolio, Inc. |
10%+ Owner |
$22,466 |
|
|
07 Nov 2025 |
| OIA |
Invesco Municipal Income Opportunities Trust |
10%+ Owner |
$8,537 |
|
|
30 Apr 2024 |
| MUJ |
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. |
10%+ Owner |
$6,389 |
|
|
07 Nov 2024 |
| BTA |
BlackRock Long-Term Municipal Advantage Trust |
10%+ Owner |
$5,104 |
|
|
14 Nov 2024 |
| MUA |
BLACKROCK MUNIASSETS FUND, INC. |
10%+ Owner |
$2,336 |
|
|
11 Apr 2024 |
| MQY |
BLACKROCK MUNIYIELD QUALITY FUND, INC. |
10%+ Owner |
$1,874 |
|
|
05 Apr 2019 |
| MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
10%+ Owner |
$1,858 |
|
|
18 Aug 2025 |
| APVO |
Aptevo Therapeutics Inc. |
10%+ Owner |
$82 |
|
|
01 Oct 2025 |
| SOBR |
SOBR Safe, Inc. |
10%+ Owner |
$3 |
|
|
06 Mar 2025 |
| UAVS |
AgEagle Aerial Systems Inc. |
10%+ Owner |
$2 |
|
|
28 Oct 2024 |
| AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
10%+ Owner |
$0 |
|
|
06 Jun 2024 |
| BMN |
BlackRock 2037 Municipal Target Term Trust |
10%+ Owner |
$0 |
+$233 |
|
18 Nov 2025 |
| MHN |
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. |
10%+ Owner |
$0 |
|
|
07 Nov 2024 |
| BNY |
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST |
10%+ Owner |
$0 |
|
|
14 Nov 2024 |
| DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
10%+ Owner |
$0 |
|
|
02 Apr 2025 |
| LEO |
BNY MELLON STRATEGIC MUNICIPALS, INC. |
Former 10% Owner |
$0 |
|
|
20 Jul 2023 |
| EFR |
EATON VANCE SENIOR FLOATING RATE TRUST |
10%+ Owner |
$0 |
|
|
05 Aug 2024 |
| FMN |
Federated Hermes Premier Municipal Income Fund |
10%+ Owner |
$0 |
-$1 |
-100% |
09 Apr 2025 |
| GUT, GUT-PC |
GABELLI UTILITY TRUST |
10%+ Owner |
$0 |
|
|
21 Nov 2024 |
| HCA |
HCA Healthcare, Inc. |
10%+ Owner |
$0 |
|
|
26 Jul 2011 |
| VKI |
Invesco Advantage Municipal Income Trust II |
10%+ Owner |
$0 |
+$723 |
|
02 Jan 2026 |
| VPV |
Invesco Pennsylvania Value Municipal Income Trust |
10%+ Owner |
$0 |
|
|
02 Dec 2024 |
| VTN |
Invesco Trust for Investment Grade New York Municipals |
10%+ Owner |
$0 |
|
|
02 Dec 2024 |
| NBH |
NEUBERGER BERMAN MUNICIPAL FUND INC. |
10%+ Owner |
$0 |
|
|
18 Nov 2024 |
| NMS |
Nuveen Minnesota Quality Municipal Income Fund |
10%+ Owner |
$0 |
|
|
28 Nov 2022 |
| NZF |
Nuveen Municipal Credit Income Fund |
10%+ Owner |
$0 |
+$463 |
|
25 Feb 2026 |
| NMCO |
Nuveen Municipal Credit Opportunities Fund |
10%+ Owner |
$0 |
-$16 |
-100% |
17 Feb 2026 |
| NMZ |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
10%+ Owner |
$0 |
+$213 |
|
19 Dec 2025 |
| NAN |
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND |
10%+ Owner |
$0 |
+$75 |
|
08 Dec 2025 |
| NAD |
Nuveen Quality Municipal Income Fund |
10%+ Owner |
$0 |
+$23,408 |
|
02 Jan 2026 |
| PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
10%+ Owner |
$0 |
$0 |
|
23 Feb 2026 |
| PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
10%+ Owner |
$0 |
$0 |
|
01 Aug 2025 |
| PML |
PIMCO MUNICIPAL INCOME FUND II |
10%+ Owner |
$0 |
+$91,688 |
|
01 Aug 2025 |
| PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II |
10%+ Owner |
$0 |
$0 |
|
23 Feb 2026 |
| MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
10%+ Owner |
$0 |
|
|
18 Aug 2025 |
| PMM |
PUTNAM MANAGED MUNICIPAL INCOME TRUST |
10%+ Owner |
$0 |
|
|
10 Jan 2025 |
| STSS, STSSW |
Sharps Technology Inc. |
10%+ Owner |
$0 |
|
|
01 May 2025 |
| MFL |
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND |
10%+ Owner |
|
|
|
11 Apr 2022 |
| CREC |
Crescera Capital Acquisition Corp. |
Former 10% Owner |
|
|
|
22 May 2023 |
| FMIV |
Forum Merger IV Corp |
10%+ Owner |
|
|
|
31 Mar 2023 |
| IQI |
Invesco Quality Municipal Income Trust |
10%+ Owner |
|
|
|
24 Apr 2012 |
| NBW |
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. |
10%+ Owner |
|
|
|
23 Oct 2023 |
| NHS |
Neuberger Berman High Yield Strategies Fund Inc. |
10%+ Owner |
|
|
|
29 Sep 2023 |
| NBO |
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. |
10%+ Owner |
|
|
|
23 Oct 2023 |
| HYIF |
Nuveen Enhanced High Yield Municipal Bond Fund |
10%+ Owner |
|
|
|
06 Nov 2024 |
| NID |
Nuveen Intermediate Duration Municipal Term Fund |
10%+ Owner |
|
|
|
21 Feb 2023 |
| NIQ |
Nuveen Intermediate Duration Quality Municipal Term Fund |
10%+ Owner |
|
|
|
25 Oct 2022 |
| NOM |
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND |
10%+ Owner |
|
|
|
16 Apr 2025 |
| NUO |
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND |
10%+ Owner |
|
|
|
29 Mar 2023 |
| PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III |
10%+ Owner |
|
|
|
01 Aug 2025 |
| PTY |
PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
Former 10% Owner |
|
|
|
18 Sep 2023 |
| PCN |
PIMCO CORPORATE & INCOME STRATEGY FUND |
Former 10% Owner |
|
|
|
18 Sep 2023 |
| PMFAX |
PIMCO Flexible Municipal Income Fund |
10%+ Owner |
|
|
|
16 Apr 2025 |
| PHK |
PIMCO HIGH INCOME FUND |
Former 10% Owner |
|
|
|
18 Sep 2023 |
| PFL |
PIMCO INCOME STRATEGY FUND |
Former 10% Owner |
|
|
|
18 Sep 2023 |
| PFN |
PIMCO Income Strategy Fund II |
Former 10% Owner |
|
|
|
18 Sep 2023 |
| PMX |
PIMCO MUNICIPAL INCOME FUND III |
10%+ Owner |
|
|
|
01 Aug 2025 |
| PNF |
PIMCO NEW YORK MUNICIPAL INCOME FUND |
10%+ Owner |
|
|
|
01 Aug 2025 |
| PYN |
PIMCO NEW YORK MUNICIPAL INCOME FUND III |
10%+ Owner |
|
|
|
01 Aug 2025 |
| SBI |
WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
Former 10% Owner |
|
|
|
16 Nov 2022 |
| MNP |
WESTERN ASSET MUNICIPAL PARTNERS FUND INC. |
Former 10% Owner |
|
|
|
16 Nov 2022 |