Bank Of America Corp /De/ - Sep 18, 2023 Form 4 Insider Report for PIMCO CORPORATE & INCOME OPPORTUNITY FUND (PTY)

Role
Former 10% Owner
Signature
Andres Ortiz, Authorized Signatory, on behalf of Bank of America Corporation
Stock symbol
PTY
Transactions as of
Sep 18, 2023
Transactions value $
-$120,912,000
Form type
4
Date filed
9/20/2023, 02:46 PM
Previous filing
Sep 18, 2023
Next filing
Oct 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTY Series M Auction-Rate Preferred Shares Other -$27.5M -1.14K -100% $24,000.00* 0 Sep 18, 2023 By Subsidiary F1, F6, F7
transaction PTY Series T Auction-Rate Preferred Shares Other -$19.1M -796 -100% $24,000.00* 0 Sep 18, 2023 By Subsidiary F2, F6, F7
transaction PTY Series W Auction-Rate Preferred Shares Other -$23.7M -989 -100% $24,000.00* 0 Sep 18, 2023 By Subsidiary F3, F6, F7
transaction PTY Series TH Auction-Rate Preferred Shares Other -$25.9M -1.08K -100% $24,000.00* 0 Sep 18, 2023 By Subsidiary F4, F6, F7
transaction PTY Series F Auction-Rate Preferred Shares Other -$24.7M -1.03K -100% $24,000.00* 0 Sep 18, 2023 By Subsidiary F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Bank Of America Corp /De/ is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 CUSIP 72201B200
F2 CUSIP 72201B309
F3 CUSIP 72201B408
F4 CUSIP 72201B507
F5 CUSIP 72201B606
F6 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023.
F7 The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation.