| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MYD | Common Stock | Purchase | $14,800 | +1,050 | $14.10 | 1,050 | 29 Apr 2014 | See Footnotes | F1, F2, F3 | |
| transaction | MYD | Common Stock | Sale | $14,889 | -1,050 | -100% | $14.18 | 0 | 05 May 2014 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $58 | -4 | -100% | $14.50 | 0 | 04 Nov 2014 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Purchase | $4,984 | +340 | $14.66 | 336 | 05 Nov 2014 | See Footnotes | F1, F2, F3 | |
| transaction | MYD | Common Stock | Purchase | $58.4 | +4 | +1.2% | $14.60 | 340 | 05 Nov 2014 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $4,555 | -312 | -92% | $14.60 | 28 | 06 Nov 2014 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $409 | -28 | -100% | $14.60 | 0 | 06 Nov 2014 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Purchase | $9,990 | +675 | $14.80 | 675 | 13 Jan 2015 | See Footnotes | F1, F2, F3 | |
| transaction | MYD | Common Stock | Sale | $9,983 | -675 | -100% | $14.79 | 0 | 13 Jan 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Purchase | $47,743 | +3,200 | $14.92 | 3,200 | 23 Jan 2015 | See Footnotes | F1, F2, F3 | |
| transaction | MYD | Common Stock | Sale | $47,683 | -3,200 | -100% | $14.90 | 0 | 23 Jan 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Purchase | $1,586 | +104 | $15.25 | 104 | 30 Jan 2015 | See Footnotes | F1, F2, F3 | |
| transaction | MYD | Common Stock | Purchase | $49,449 | +3,232 | +3108% | $15.30 | 3,336 | 06 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Purchase | $49,450 | +3,232 | +97% | $15.30 | 6,568 | 06 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $1,585 | -104 | -1.6% | $15.24 | 6,464 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $10,654 | -700 | -11% | $15.22 | 5,764 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $3,514 | -231 | -4% | $15.21 | 5,533 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $1,523 | -100 | -1.8% | $15.23 | 5,433 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $22,845 | -1,501 | -28% | $15.22 | 3,932 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $7,610 | -500 | -13% | $15.22 | 3,432 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $1,523 | -100 | -2.9% | $15.23 | 3,332 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $1,523 | -100 | -3% | $15.23 | 3,232 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $7,143 | -469 | -15% | $15.23 | 2,763 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $1,157 | -76 | -2.8% | $15.22 | 2,687 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $1,523 | -100 | -3.7% | $15.23 | 2,587 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $3,407 | -224 | -8.7% | $15.21 | 2,363 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $1,522 | -100 | -4.2% | $15.22 | 2,263 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $1,522 | -100 | -4.4% | $15.22 | 2,163 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $1,520 | -100 | -4.6% | $15.20 | 2,063 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| transaction | MYD | Common Stock | Sale | $1,520 | -100 | -4.8% | $15.20 | 1,963 | 09 Feb 2015 | See Footnotes | F1, F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MYD | Equity Swap | Sale | -35 | -100% | 0 | 20 Oct 2022 | Common Stock | 35 | See Footnotes | F1, F2, F3, F4 | |||
| transaction | MYD | Equity Swap | Purchase | +35 | 0 | 21 Oct 2022 | Common Stock | 35 | See Footnotes | F1, F2, F3, F5 | ||||
| transaction | MYD | Basket Swap | Purchase | +573 | 573 | 18 Jan 2023 | Common Stock | 573 | See Footnotes | F1, F2, F3, F6 | ||||
| transaction | MYD | Basket Swap | Sale | -573 | -50% | 570 | 06 Mar 2023 | Common Stock | 573 | See Footnotes | F1, F2, F3, F7 | |||
| transaction | MYD | Basket Swap | Purchase | +487 | 487 | 06 Mar 2023 | Common Stock | 487 | See Footnotes | F1, F2, F3, F8 | ||||
| transaction | MYD | Basket Swap | Sale | -487 | -25% | 1,482 | 05 Jul 2023 | Common Stock | 487 | See Footnotes | F1, F2, F3, F9 | |||
| transaction | MYD | Basket Swap | Purchase | +570 | +99% | 1,143 | 18 Jan 2023 | Common Stock | 570 | See Footnotes | F1, F2, F3, F10 | |||
| transaction | MYD | Basket Swap | Sale | -570 | -100% | 0 | 06 Mar 2023 | Common Stock | 570 | See Footnotes | F1, F2, F3, F11 | |||
| transaction | MYD | Basket Swap | Purchase | +485 | +100% | 972 | 06 Mar 2023 | Common Stock | 485 | See Footnotes | F1, F2, F3, F12 | |||
| transaction | MYD | Basket Swap | Sale | -485 | -38% | 790 | 11 May 2023 | Common Stock | 485 | See Footnotes | F1, F2, F3, F13 | |||
| transaction | MYD | Basket Swap | Purchase | +411 | +52% | 1,201 | 11 May 2023 | Common Stock | 411 | See Footnotes | F1, F2, F3, F14 | |||
| transaction | MYD | Basket Swap | Sale | -411 | -28% | 1,071 | 05 Jul 2023 | Common Stock | 411 | See Footnotes | F1, F2, F3, F15 | |||
| transaction | MYD | Basket Swap | Purchase | +303 | +31% | 1,275 | 24 Apr 2023 | Common Stock | 303 | See Footnotes | F1, F2, F3, F16 | |||
| transaction | MYD | Basket Swap | Sale | -303 | -28% | 768 | 05 Jul 2023 | Common Stock | 303 | See Footnotes | F1, F2, F3, F17 | |||
| transaction | MYD | Basket Swap | Purchase | +255 | +21% | 1,456 | 11 May 2023 | Common Stock | 255 | See Footnotes | F1, F2, F3, F18 | |||
| transaction | MYD | Basket Swap | Sale | -255 | -33% | 513 | 05 Jul 2023 | Common Stock | 255 | See Footnotes | F1, F2, F3, F19 | |||
| transaction | MYD | Basket Swap | Purchase | +412 | +28% | 1,868 | 23 May 2023 | Common Stock | 412 | See Footnotes | F1, F2, F3, F20 | |||
| transaction | MYD | Basket Swap | Sale | -412 | -80% | 101 | 05 Jul 2023 | Common Stock | 412 | See Footnotes | F1, F2, F3, F21 | |||
| transaction | MYD | Basket Swap | Purchase | +76 | +4.1% | 1,944 | 07 Jun 2023 | Common Stock | 76 | See Footnotes | F1, F2, F3, F22 | |||
| transaction | MYD | Basket Swap | Sale | -76 | -75% | 25 | 05 Jul 2023 | Common Stock | 76 | See Footnotes | F1, F2, F3, F23 | |||
| transaction | MYD | Basket Swap | Purchase | +25 | +1.3% | 1,969 | 07 Jun 2023 | Common Stock | 25 | See Footnotes | F1, F2, F3, F24 | |||
| transaction | MYD | Basket Swap | Sale | -25 | -100% | 0 | 05 Jul 2023 | Common Stock | 25 | See Footnotes | F1, F2, F3, F25 |
BANK OF AMERICA CORP /DE/ is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), BofA Securities, Inc. ("BofA Securities"), and Bank of America, N.A. ("BANA") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch, BofA Securities, and BANA. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. |
| F2 | Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
| F3 | Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer. |
| F4 | The Reporting Persons entered an equity swap agreement under which, upon the termination of the agreement on November 30, 2023, the counterparty will pay to the Reporting Persons any decrease in the price of the Common Stock below $9.9803 per share and the Reporting Persons will pay to the counterparty any increase in the price of the Common Stock above $9.9803 per share, in each case, based on a notional amount of 35 shares of Common Stock. |
| F5 | On October 21, 2022, the Reporting Persons terminated the equity swap agreement. |
| F6 | The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.9 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.9 per share, in each case, based on a notional amount of 573 shares of Common Stock. |
| F7 | On March 6, 2023, the Reporting Persons terminated the basket swap agreement. |
| F8 | The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.502 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.502 per share, in each case, based on a notional amount of 487 shares of Common Stock. |
| F9 | On July 5, 2023, the Reporting Persons terminated the basket swap agreement. |
| F10 | The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.90 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.90 per share, in each case, based on a notional amount of 570 shares of Common Stock. |
| F11 | On March 6, 2023, the Reporting Persons terminated the basket swap agreement. |
| F12 | The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.502 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.502 per share, in each case, based on a notional amount of 485 shares of Common Stock. |
| F13 | On May 11, 2023, the Reporting Persons terminated the basket swap agreement. |
| F14 | The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.44 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.44 per share, in each case, based on a notional amount of 411 shares of Common Stock. |
| F15 | On July 5, 2023, the Reporting Persons terminated the basket swap agreement. |
| F16 | The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.51 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.51 per share, in each case, based on a notional amount of 303 shares of Common Stock. |
| F17 | On July 5, 2023, the Reporting Persons terminated the basket swap agreement. |
| F18 | The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.44 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.44 per share, in each case, based on a notional amount of 255 shares of Common Stock. |
| F19 | On July 5, 2023, the Reporting Persons terminated the basket swap agreement. |
| F20 | The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.15 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.15 per share, in each case, based on a notional amount of 412 shares of Common Stock. |
| F21 | On July 5, 2023, the Reporting Persons terminated the basket swap agreement. |
| F22 | The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.27 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.27 per share, in each case, based on a notional amount of 76 shares of Common Stock. |
| F23 | On July 5, 2023, the Reporting Persons terminated the basket swap agreement. |
| F24 | The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.27 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.27 per share, in each case, based on a notional amount of 25 shares of Common Stock. |
| F25 | On July 5, 2023, the Reporting Persons terminated the basket swap agreement. |
Balance of trades included in attached schedule. (See Exhibit 99.1) Exhibits Index Exhibit 99.2 - Joint Filing Agreement