SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Units of Beneficial Interest
Symbol
SPPP on NYSE
Shares outstanding
9,912,078
Price per share
$16.84
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
4,872,923
Total reported value
$66,093,627
% of total 13F portfolios
0%
Share change
-479,838
Value change
-$2,681,336
Number of holders
57
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
RAYMOND JAMES & ASSOCIATES 5.1% $6,864,907 505,516 RAYMOND JAMES & ASSOCIATES 30 Sep 2025

As of 30 Sep 2025, 57 institutional investors reported holding 4,872,923 shares of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP). This represents 49% of the company’s total 9,912,078 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) together control 47% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Fielder Capital Group LLC 8.1% 805,335 +7.7% 2.5% $10,936,449
ROYAL BANK OF CANADA 5.8% 576,962 +362% 0% $7,834,000
Nokomis Capital, L.L.C. 5.5% 541,123 +22% 2.6% $7,348,450
RAYMOND JAMES FINANCIAL INC 5.2% 512,553 +241% 0% $6,960,469
MORGAN STANLEY 3.7% 368,262 +154% 0% $5,000,998
Pictet Asset Management Holding SA 3.4% 332,502 +41% 0% $4,515,377
Kestra Advisory Services, LLC 1.7% 164,200 -6% 0.01% $2,229,836
SPROTT INC. 1.4% 142,067 +11% 0.07% $1,929,270
OneDigital Investment Advisors LLC 1.4% 139,580 -2% 0.02% $1,895,496
STIFEL FINANCIAL CORP 1% 99,709 +11% 0% $1,354,056
HighTower Advisors, LLC 0.96% 95,139 +123% 0% $1,291,988
LPL Financial LLC 0.94% 93,102 +56% 0% $1,264,325
ENVESTNET ASSET MANAGEMENT INC 0.93% 92,334 +21% 0% $1,253,896
OSAIC HOLDINGS, INC. 0.89% 88,465 +113% 0% $1,182,672
UBS Group AG 0.84% 82,889 +262% 0% $1,125,633
Private Advisor Group, LLC 0.81% 80,776 -22% 0.01% $1,096,938
Beacon Pointe Advisors, LLC 0.79% 78,715 0.01% $1,068,950
Stratos Wealth Partners, LTD. 0.77% 76,393 +0.92% 0.01% $1,037,417
BANK OF MONTREAL /CAN/ 0.65% 64,624 +62% 0% $873,717
Cerity Partners LLC 0.41% 40,175 0% 0% $545,577
HC Advisors, LLC 0.4% 39,648 +2.5% 0.38% $538,420
Synergy Asset Management, LLC 0.33% 32,890 +100% 0.01% $385,800
Cannell & Spears LLC 0.3% 30,000 0% 0.01% $407,400
Cetera Investment Advisers 0.27% 26,648 +44% 0% $361,880
&PARTNERS 0.25% 25,000 -0.4% 0% $339,500

Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 77,403 $1,346,593 -$797,550 $16.84 5
2025 Q3 4,872,923 $66,093,627 -$2,681,336 $13.58 57
2025 Q2 5,352,761 $63,073,496 +$35,784,452 $11.73 66
2025 Q1 2,336,224 $23,122,150 -$6,575,588 $9.94 54
2024 Q4 3,171,844 $28,241,432 +$12,117,802 $8.89 55
2024 Q3 1,788,663 $17,564,298 -$3,682,839 $9.82 46
2024 Q2 2,164,796 $21,057,292 +$3,728,714 $9.77 45
2024 Q1 1,213,465 $11,710,527 -$3,976,414 $9.65 41
2023 Q4 1,826,159 $18,426,892 -$1,771,792 $10.09 48
2023 Q3 1,987,905 $21,359,219 +$1,812,874 $10.77 46
2023 Q2 1,807,667 $19,669,256 +$1,983,989 $10.93 46
2023 Q1 1,617,675 $19,704,790 -$72,640 $12.21 52
2022 Q4 1,616,109 $21,928,685 -$4,665,258 $13.61 48
2022 Q3 1,955,349 $27,681,272 -$2,614,865 $14.30 44
2022 Q2 2,146,926 $28,270,291 +$10,021,785 $13.22 46
2022 Q1 1,377,905 $22,206,988 +$2,951,558 $16.12 42
2021 Q4 1,210,822 $16,875,616 -$230,924 $13.94 38
2021 Q3 1,229,727 $17,609,493 +$243,923 $14.32 37
2021 Q2 1,211,382 $22,784,612 +$2,311,492 $18.81 33
2021 Q1 1,088,375 $20,636,258 +$2,547,752 $18.96 34
2020 Q4 948,119 $16,886,496 +$2,826,852 $17.82 29
2020 Q3 803,126 $12,714,065 -$2,096,194 $15.84 28
2020 Q2 920,987 $12,956,285 -$13,770,370 $14.07 24
2020 Q1 1,886,781 $29,182,781 +$7,280,198 $15.47 25
2019 Q4 1,435,294 $20,652,770 +$4,192,590 $14.39 29
2019 Q3 1,173,028 $15,011,400 -$1,954,504 $12.80 26
2019 Q2 1,331,593 $15,326,530 -$1,355,452 $11.51 25
2019 Q1 1,451,437 $15,399,830 +$123,380 $10.61 27
2018 Q4 1,442,440 $14,215,569 -$666,127 $9.86 27
2018 Q3 1,517,217 $13,319,340 -$599,948 $8.78 27
2018 Q2 1,585,621 $13,080,750 -$722,978 $8.25 26
2018 Q1 1,672,788 $14,266,590 -$7,840,051 $8.53 24
2017 Q4 2,589,199 $24,182,020 +$6,097,726 $9.34 28
2017 Q3 1,948,270 $16,511,000 -$3,152,283 $8.48 28
2017 Q2 2,319,869 $18,512,000 +$1,902,788 $7.98 25
2017 Q1 2,083,993 $16,154,000 -$4,839,424 $7.75 28
2016 Q4 2,740,208 $18,928,000 +$5,428,361 $6.90 28
2016 Q3 1,917,053 $14,691,000 +$3,612,197 $7.67 27
2016 Q2 1,464,836 $10,277,000 -$1,643,295 $7.00 27
2016 Q1 1,682,401 $10,866,000 -$6,514,662 $6.46 23
2015 Q4 2,722,984 $16,766,000 -$1,625,779 $6.16 28
2015 Q3 2,978,163 $20,310,000 -$14,087,458 $6.81 27
2015 Q2 5,040,417 $37,735,633 -$2,635,170 $7.49 29
2015 Q1 5,370,787 $43,247,164 -$7,122,007 $8.05 30
2014 Q4 6,204,688 $53,693,481 -$4,498,941 $8.65 38
2014 Q3 6,682,864 $59,149,832 +$15,604,185 $8.85 41
2014 Q2 4,899,740 $49,582,957 -$4,959,654 $10.12 40
2014 Q1 5,390,554 $51,815,688 -$22,175,925 $9.61 33