SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,229,727
- Share change
- +18,098
- Total reported value
- $17,609,493
- Price per share
- $14.32
- Number of holders
- 37
- Value change
- +$243,923
- Number of buys
- 19
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
2.1%
|
205,916
|
$3,873,000 | — | 30 Jun 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
1.2%
|
122,163
|
$2,298,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1%
|
99,442
|
$1,870,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.95%
|
94,646
|
$1,780,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.95%
|
94,282
|
$1,773,000 | — | 30 Jun 2021 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.87%
|
85,862
|
$1,615,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.79%
|
77,959
|
$1,466,000 | — | 30 Jun 2021 | |
| CENTRAL TRUST Co |
13F
|
Company |
0.76%
|
75,039
|
$1,411,000 | — | 30 Jun 2021 | |
| SPROTT INC. |
13F
|
Company |
0.71%
|
70,575
|
$1,328,000 | — | 30 Jun 2021 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
0.59%
|
58,035
|
$1,092,000 | — | 30 Jun 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.36%
|
35,753
|
$673,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.32%
|
31,957
|
$601,000 | — | 30 Jun 2021 | |
| Greylin Investment Management, Inc |
13F
|
Company |
0.3%
|
29,675
|
$558,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.22%
|
21,932
|
$412,000 | — | 30 Jun 2021 | |
| BANK OF NOVA SCOTIA TRUST CO |
13F
|
Company |
0.2%
|
19,989
|
$376,000 | — | 30 Jun 2021 | |
| HC Advisors, LLC |
13F
|
Company |
0.18%
|
18,164
|
$342,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.12%
|
11,696
|
$220,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
11,561
|
$217,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.11%
|
10,451
|
$197,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
8,597
|
$162,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.08%
|
7,610
|
$144,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.03%
|
3,259
|
$61,000 | — | 30 Jun 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,000
|
$56,430 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.03%
|
2,506
|
$47,000 | — | 30 Jun 2021 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,039
|
$39,000 | — | 30 Jun 2021 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
1,750
|
$33,000 | — | 30 Jun 2021 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.02%
|
1,630
|
$31,000 | — | 30 Jun 2021 | |
| Caldwell Trust Co |
13F
|
Company |
0.02%
|
1,640
|
$30,848 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.02%
|
1,543
|
$29,000 | — | 30 Jun 2021 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,400
|
$26,334 | — | 30 Jun 2021 | |
| Twin Lakes Capital Management, LLC |
13F
|
Company |
0.01%
|
1,000
|
$19,000 | — | 30 Jun 2021 | |
| McClarren Financial Advisors, Inc. |
13F
|
Company |
0%
|
200
|
$3,000 | — | 30 Jun 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
28
|
$1,000 | — | 30 Jun 2021 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q3 2021
As of 30 Sep 2021,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,229,727 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., MORGAN STANLEY, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, STIFEL FINANCIAL CORP, JANE STREET GROUP, LLC, CENTRAL TRUST Co, SPROTT INC., ADVISOR GROUP HOLDINGS, INC., and COHEN & STEERS, INC..
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
33
Q3 2021 holders
37
Holder diff
4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.