SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,955,349
- Share change
- -191,702
- Total reported value
- $27,681,272
- Price per share
- $14.30
- Number of holders
- 44
- Value change
- -$2,614,865
- Number of buys
- 13
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
3.6%
|
359,171
|
$4,748,000 | — | 30 Jun 2022 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
2.5%
|
244,218
|
$3,102,950 | — | 30 Jun 2022 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
2.2%
|
216,312
|
$2,860,000 | — | 30 Jun 2022 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
2.1%
|
205,916
|
$2,722,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1%
|
101,003
|
$1,335,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.99%
|
98,097
|
$1,297,000 | — | 30 Jun 2022 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.89%
|
88,510
|
$1,170,000 | — | 30 Jun 2022 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.69%
|
68,522
|
$906,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.65%
|
64,712
|
$855,000 | — | 30 Jun 2022 | |
| CENTRAL TRUST Co |
13F
|
Company |
0.65%
|
64,087
|
$847,000 | — | 30 Jun 2022 | |
| SPROTT INC. |
13F
|
Company |
0.65%
|
63,970
|
$846,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.6%
|
59,439
|
$786,000 | — | 30 Jun 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.4%
|
39,213
|
$518,000 | — | 30 Jun 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.39%
|
38,330
|
$506,000 | — | 30 Jun 2022 | |
| LINCOLN CAPITAL CORP |
13F
|
Company |
0.36%
|
35,800
|
$473,000 | — | 30 Jun 2022 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.36%
|
35,610
|
$471,000 | — | 30 Jun 2022 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.35%
|
35,000
|
$463,000 | — | 30 Jun 2022 | |
| SEAVIEW INVESTMENT MANAGERS LLC |
13F
|
Company |
0.32%
|
32,000
|
$423,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.27%
|
26,409
|
$349,000 | — | 30 Jun 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.25%
|
25,112
|
$332,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.25%
|
25,100
|
$331,000 | — | 30 Jun 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.24%
|
23,899
|
$316,000 | — | 30 Jun 2022 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.22%
|
22,152
|
$293,000 | — | 30 Jun 2022 | |
| Veracity Capital LLC |
13F
|
Company |
0.22%
|
21,647
|
$286,000 | — | 30 Jun 2022 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
0.21%
|
20,560
|
$272,000 | — | 30 Jun 2022 | |
| BANK OF NOVA SCOTIA TRUST CO |
13F
|
Company |
0.2%
|
20,000
|
$264,000 | — | 30 Jun 2022 | |
| Brookstone Capital Management |
13F
|
Company |
0.18%
|
17,954
|
$252,000 | — | 30 Jun 2022 | |
| HC Advisors, LLC |
13F
|
Company |
0.18%
|
17,464
|
$231,000 | — | 30 Jun 2022 | |
| US BANCORP \DE\ |
13F
|
Company |
0.14%
|
13,600
|
$180,000 | — | 30 Jun 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.13%
|
13,182
|
$174,000 | — | 30 Jun 2022 | |
| Main Street Financial Solutions, LLC |
13F
|
Company |
0.12%
|
12,100
|
$160,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.12%
|
11,764
|
$157,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
9,548
|
$126,000 | — | 30 Jun 2022 | |
| IFP Advisors, Inc |
13F
|
Company |
0.07%
|
6,500
|
$57,000 | — | 30 Jun 2022 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,000
|
$39,660 | — | 30 Jun 2022 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,182
|
$28,000 | — | 30 Jun 2022 | |
| Almitas Capital LLC |
13F
|
Company |
0.02%
|
2,050
|
$27,000 | — | 30 Jun 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
2,000
|
$26,000 | — | 30 Jun 2022 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
1,750
|
$23,000 | — | 30 Jun 2022 | |
| Caldwell Trust Co |
13F
|
Company |
0.02%
|
1,640
|
$21,681 | — | 30 Jun 2022 | |
| Plante Moran Financial Advisors, LLC |
13F
|
Company |
0.01%
|
1,100
|
$15,000 | — | 30 Jun 2022 | |
| BALDWIN WEALTH PARTNERS LLC/MA |
13F
|
Company |
0.01%
|
1,000
|
$13,000 | — | 30 Jun 2022 | |
| CULLEN/FROST BANKERS, INC. |
13F
|
Company |
0.01%
|
1,000
|
$13,000 | — | 30 Jun 2022 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
375
|
$5,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0%
|
278
|
$4,000 | — | 30 Jun 2022 | |
| FourThought Financial, LLC |
13F
|
Company |
0%
|
200
|
$3,000 | — | 30 Jun 2022 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Jun 2022 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
125
|
$2,000 | — | 30 Jun 2022 | |
| Baystate Wealth Management LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2022 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q3 2022
As of 30 Sep 2022,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,955,349 shares.
The largest 10 holders included
BOOTHBAY FUND MANAGEMENT, LLC, Federation des caisses Desjardins du Quebec, Polar Asset Management Partners Inc., JANE STREET GROUP, LLC, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, IHT Wealth Management, LLC, SPROTT INC., COHEN & STEERS, INC., and STIFEL FINANCIAL CORP.
This page lists
44
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
46
Q3 2022 holders
44
Holder diff
-2
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.