SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,088,375
- Share change
- +129,675
- Total reported value
- $20,636,258
- Price per share
- $18.96
- Number of holders
- 34
- Value change
- +$2,547,752
- Number of buys
- 17
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
2.1%
|
205,916
|
$3,669,000 | — | 31 Dec 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.99%
|
98,050
|
$1,747,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.95%
|
94,012
|
$1,675,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.83%
|
81,891
|
$1,459,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.78%
|
76,975
|
$1,372,000 | — | 31 Dec 2020 | |
| CENTRAL TRUST Co |
13F
|
Company |
0.76%
|
75,039
|
$1,337,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.61%
|
60,510
|
$1,078,000 | — | 31 Dec 2020 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.53%
|
53,000
|
$944,000 | — | 31 Dec 2020 | |
| SPROTT INC. |
13F
|
Company |
0.34%
|
33,745
|
$601,000 | — | 31 Dec 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.28%
|
27,408
|
$481,000 | — | 31 Dec 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.25%
|
24,807
|
$442,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.25%
|
24,354
|
$434,000 | — | 31 Dec 2020 | |
| HC Advisors, LLC |
13F
|
Company |
0.18%
|
18,164
|
$324,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
11,094
|
$198,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.11%
|
10,939
|
$195,000 | — | 31 Dec 2020 | |
| Greylin Investment Management, Inc |
13F
|
Company |
0.1%
|
10,125
|
$180,000 | — | 31 Dec 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.1%
|
10,081
|
$180,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
8,128
|
$145,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.05%
|
5,169
|
$92,000 | — | 31 Dec 2020 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.03%
|
3,366
|
$60,000 | — | 31 Dec 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,000
|
$53,460 | — | 31 Dec 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.03%
|
2,856
|
$51,000 | — | 31 Dec 2020 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,200
|
$40,000 | — | 31 Dec 2020 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
1,750
|
$31,000 | — | 31 Dec 2020 | |
| Caldwell Trust Co |
13F
|
Company |
0.02%
|
1,640
|
$29,225 | — | 31 Dec 2020 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,400
|
$24,811 | — | 31 Dec 2020 | |
| McIlrath & Eck, LLC |
13F
|
Company |
0.01%
|
1,000
|
$18,000 | — | 31 Dec 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,000
|
$17,000 | — | 31 Dec 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
500
|
$9,000 | — | 31 Dec 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 31 Dec 2020 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q1 2021
As of 31 Mar 2021,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,088,375 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., COHEN & STEERS, INC., WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, CENTRAL TRUST Co, SPROTT INC., JANE STREET GROUP, LLC, STIFEL FINANCIAL CORP, and Pekin Hardy Strauss, Inc..
This page lists
34
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
29
Q1 2021 holders
34
Holder diff
5
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.