SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,210,822
- Share change
- -16,825
- Total reported value
- $16,875,616
- Price per share
- $13.94
- Number of holders
- 38
- Value change
- -$230,924
- Number of buys
- 18
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
2.1%
|
205,916
|
$2,949,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1%
|
102,714
|
$1,471,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1%
|
102,335
|
$1,465,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1%
|
99,176
|
$1,420,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.97%
|
96,474
|
$1,382,000 | — | 30 Sep 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.84%
|
82,868
|
$1,187,000 | — | 30 Sep 2021 | |
| CENTRAL TRUST Co |
13F
|
Company |
0.76%
|
75,039
|
$1,075,000 | — | 30 Sep 2021 | |
| SPROTT INC. |
13F
|
Company |
0.72%
|
71,575
|
$1,025,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.6%
|
59,016
|
$845,000 | — | 30 Sep 2021 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.52%
|
51,743
|
$741,000 | — | 30 Sep 2021 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
0.46%
|
45,360
|
$650,000 | — | 30 Sep 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.39%
|
38,458
|
$551,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
33,583
|
$481,000 | — | 30 Sep 2021 | |
| Greylin Investment Management, Inc |
13F
|
Company |
0.25%
|
25,000
|
$358,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.24%
|
23,932
|
$342,000 | — | 30 Sep 2021 | |
| SEAVIEW INVESTMENT MANAGERS LLC |
13F
|
Company |
0.22%
|
22,000
|
$315,000 | — | 30 Sep 2021 | |
| BANK OF NOVA SCOTIA TRUST CO |
13F
|
Company |
0.2%
|
20,000
|
$286,000 | — | 30 Sep 2021 | |
| HC Advisors, LLC |
13F
|
Company |
0.14%
|
14,264
|
$204,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
12,212
|
$174,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.12%
|
11,501
|
$165,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.11%
|
10,749
|
$154,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
8,950
|
$128,000 | — | 30 Sep 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,000
|
$42,960 | — | 30 Sep 2021 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.02%
|
2,280
|
$33,000 | — | 30 Sep 2021 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,000
|
$29,000 | — | 30 Sep 2021 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
1,750
|
$25,000 | — | 30 Sep 2021 | |
| Caldwell Trust Co |
13F
|
Company |
0.02%
|
1,640
|
$23,485 | — | 30 Sep 2021 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,400
|
$20,048 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
1,425
|
$20,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
1,121
|
$16,000 | — | 30 Sep 2021 | |
| Twin Lakes Capital Management, LLC |
13F
|
Company |
0.01%
|
1,000
|
$14,000 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
285
|
$4,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
247
|
$4,000 | — | 30 Sep 2021 | |
| FourThought Financial, LLC |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Sep 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Sep 2021 | |
| Spire Wealth Management |
13F
|
Company |
0%
|
94
|
$1,000 | — | 30 Sep 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
70
|
$1,000 | — | 30 Sep 2021 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q4 2021
As of 31 Dec 2021,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,210,822 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, JANE STREET GROUP, LLC, CENTRAL TRUST Co, SPROTT INC., STIFEL FINANCIAL CORP, COHEN & STEERS, INC., and ROYAL BANK OF CANADA.
This page lists
38
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
37
Q4 2021 holders
38
Holder diff
1
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.