Security key
85207Q104
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / Units of Beneficial Interest
- Total 13F shares
- 803,126
- Total 13F value
- $12,714,065
- Share change
- -144,324
- SEC-reported price per share
- $15.84
- Number of holders
- 28
- Value change
- -$2,096,194
- Number of buys
- 17
- Number of sells
- 9
- Shares outstanding
- 9,912,078
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2020
Institutions
28
Top holders
10
SPPP full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST SEC filings
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST company facts
Broader feeds
Reporting periods
Holder history for CUSIP 85207Q104
Recent filing periods:
Ownership snapshot
Top reported holders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Polar Asset Management Pa...
Disclosed value leader
Polar Asset Management Pa...
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F
Lead comparable stake: 2.1%
Showing 1-6 of 15 holder rows.
Quick read
Polar Asset Management Partners Inc. leads the comparable SEC ownership view at 2.1%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Polar Asset Management Partners Inc.'s linked filing trail.
Comparable ownership
Top 5
Polar Asset Management Partners Inc.
2.1%
BOOTHBAY FUND MANAGEMENT, LLC
2.1%
RAYMOND JAMES & ASSOCIATES
1.1%
Weiss Asset Management LP
0.99%
MORGAN STANLEY
0.65%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
Company
|
2.1%
|
$2,897,000
205,916 shares
|
— | 30 Jun 2020 |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
Company
|
2.1%
|
$2,890,000
205,420 shares
|
— | 30 Jun 2020 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
1.1%
|
$1,469,000
104,419 shares
|
— | 30 Jun 2020 |
| Weiss Asset Management LP |
13F
Company
|
0.99%
|
$1,377,000
97,899 shares
|
— | 30 Jun 2020 |
| MORGAN STANLEY |
13F
Company
|
0.65%
|
$907,000
64,471 shares
|
— | 30 Jun 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.59%
|
$819,000
58,224 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
28
Shares
803,126
Rows available
28
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
24
Q3 2020 holders
28
Holder diff
4
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend