SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)

Q: What does CUSIP 85207Q104 represent in this 13F holders report?

CUSIP 85207Q104 is the security identifier for SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in Q4 2022?

48 institutional investors reported SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest for Q4 2022. Use the holders table for investor-level position and value details.

CUSIP: 85207Q104

Q4 2022 13F Holders as of 31 Dec 2022

Security type / class: Equity / Units of Beneficial Interest
Total 13F shares: 1,616,109
Total 13F value: $21,928,685
Share change: -340,340
SEC-reported price per share: $13.61
Number of holders: 48
Value change: -$4,665,258
Number of buys: 16
Number of sells: 21
Shares outstanding: 9,912,078

Security key

85207Q104

Report period

Q4 2022

Institutions

Top holders

SPPP full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2023 Previous quarter: Q3 2022 SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST SEC filings SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 85207Q104

Newer quarter: Q1 2023 Previous quarter: Q3 2022

Recent filing periods:

Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024

Ownership snapshot

Top reported holders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

BOOTHBAY FUND MANAGEMENT,...

Disclosed value leader

BOOTHBAY FUND MANAGEMENT,...

Comparable rows

15/15

Latest evidence

30 Sep 2022

13F Lead comparable stake: 3.7% Showing 1-6 of 15 holder rows.

Quick read

BOOTHBAY FUND MANAGEMENT, LLC leads the comparable SEC ownership view at 3.7%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BOOTHBAY FUND MANAGEMENT, LLC's linked filing trail.

Comparable ownership Top 5

BOOTHBAY FUND MANAGEMENT, LLC 3.7%

Federation Des Caisses Desjardins... 2.4%

Polar Asset Management Partners Inc. 2.1%

JANE STREET GROUP, LLC 1.6%

RAYMOND JAMES & ASSOCIATES 1%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BOOTHBAY FUND MANAGEMENT, LLC	13F Company 13F	3.7%	$5,220,000 365,051 shares	—	30 Sep 2022
Federation Des Caisses Desjardins du Quebec	13F Individual 13F	2.4%	$3,134,820 238,470 shares	—	30 Sep 2022
Polar Asset Management Partners Inc.	13F Company 13F	2.1%	$2,945,000 205,916 shares	—	30 Sep 2022
JANE STREET GROUP, LLC	13F Company 13F	1.6%	$2,334,000 163,239 shares	—	30 Sep 2022
RAYMOND JAMES & ASSOCIATES	13F Company 13F	1%	$1,481,000 103,552 shares	—	30 Sep 2022
MORGAN STANLEY	13F Company 13F	0.95%	$1,350,000 94,452 shares	—	30 Sep 2022

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,616,109

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders

Q4 2022 holders

Holder diff

Investor	Q3 2022 Shares	Q4 2022 Shares	Share Diff	Share Chg %	Q3 2022 value	Q4 2022 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend