Security key
85207Q104
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,826,159
- Share change
- -169,830
- Total reported value
- $18,426,892
- Price per share
- $10.09
- Number of holders
- 48
- Value change
- -$1,771,792
- Number of buys
- 15
- Number of sells
- 19
Report period
Q4 2023
Institutions
48
Top holders
10
SPPP full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST SEC filings
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST company facts
Broader feeds
Reporting periods
Holder history for CUSIP 85207Q104
Recent filing periods:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| JANE STREET GROUP, LLC |
13F
|
Company |
2.5%
|
243,023
|
$2,617,358 | — | 30 Sep 2023 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
2.2%
|
220,953
|
$2,336,915 | — | 30 Sep 2023 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
2.1%
|
205,916
|
$2,217,715 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
2.1%
|
205,620
|
$2,216,000 | — | 30 Sep 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
1.1%
|
108,136
|
$1,164,627 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
1%
|
100,426
|
$1,081,588 | — | 30 Sep 2023 | |
| IHT Wealth Management, LLC |
13F
|
Company |
1%
|
99,535
|
$1,072,000 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.82%
|
81,742
|
$880,372 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.82%
|
81,058
|
$872,995 | — | 30 Sep 2023 | |
| KGH Ltd |
13F
|
Company |
0.71%
|
70,030
|
$754,223 | — | 30 Sep 2023 | |
| SPROTT INC. |
13F
|
Company |
0.66%
|
65,400
|
$704,358 | — | 30 Sep 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.62%
|
61,774
|
$665,000 | — | 30 Sep 2023 | |
| LINCOLN CAPITAL CORP |
13F
|
Company |
0.51%
|
50,800
|
$547,116 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.48%
|
47,555
|
$512,167 | — | 30 Sep 2023 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.42%
|
41,562
|
$447,623 | — | 30 Sep 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.41%
|
40,233
|
$433,310 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.37%
|
37,103
|
$399,600 | — | 30 Sep 2023 | |
| SEAVIEW INVESTMENT MANAGERS LLC |
13F
|
Company |
0.32%
|
32,000
|
$344,640 | — | 30 Sep 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.26%
|
25,325
|
$273,000 | — | 30 Sep 2023 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.23%
|
23,238
|
$250,273 | — | 30 Sep 2023 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.23%
|
23,000
|
$247,710 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.23%
|
22,675
|
$244,000 | — | 30 Sep 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
0.16%
|
15,777
|
$169,918 | — | 30 Sep 2023 | |
| Brookstone Capital Management |
13F
|
Company |
0.15%
|
14,818
|
$150,847 | — | 30 Sep 2023 | |
| Veracity Capital LLC |
13F
|
Company |
0.12%
|
11,522
|
$124,092 | — | 30 Sep 2023 | |
| Cobblestone Asset Management LLC |
13F
|
Company |
0.11%
|
11,046
|
$118,965 | — | 30 Sep 2023 | |
| Main Street Financial Solutions, LLC |
13F
|
Company |
0.11%
|
10,500
|
$113,085 | — | 30 Sep 2023 | |
| Ancora Advisors LLC |
13F
|
Company |
0.09%
|
8,500
|
$91,545 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.05%
|
5,078
|
$54,690 | — | 30 Sep 2023 | |
| ISLAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
5,000
|
$53,850 | — | 30 Sep 2023 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.03%
|
3,340
|
$35,972 | — | 30 Sep 2023 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
3,000
|
$32,310 | — | 30 Sep 2023 | |
| Tradition Wealth Management, LLC |
13F
|
Company |
0.02%
|
2,241
|
$24,000 | — | 30 Sep 2023 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,070
|
$22,294 | — | 30 Sep 2023 | |
| Caldwell Trust Co |
13F
|
Company |
0.02%
|
1,640
|
$17,663 | — | 30 Sep 2023 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
1,000
|
$11,000 | — | 30 Sep 2023 | |
| BALDWIN WEALTH PARTNERS LLC/MA |
13F
|
Company |
0.01%
|
1,000
|
$10,770 | — | 30 Sep 2023 | |
| CULLEN/FROST BANKERS, INC. |
13F
|
Company |
0.01%
|
1,000
|
$10,770 | — | 30 Sep 2023 | |
| Twin Lakes Capital Management, LLC |
13F
|
Company |
0.01%
|
1,000
|
$10,770 | — | 30 Sep 2023 | |
| TD Waterhouse Canada Inc. |
13F
|
Company |
0.01%
|
1,000
|
$10,420 | — | 30 Sep 2023 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0.01%
|
663
|
$7,140 | — | 30 Sep 2023 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
150
|
$1,616 | — | 30 Sep 2023 | |
| LGT Financial Advisors LLC |
13F
|
Company |
0%
|
150
|
$1,616 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
104
|
$1,120 | — | 30 Sep 2023 | |
| Cassady Schiller Wealth Management, LLC |
13F
|
Company |
0%
|
102
|
$1,099 | — | 30 Sep 2023 | |
| Mariner Managed Account Solutions, LLC |
13F
|
Company |
0%
|
100
|
$1,077 | — | 30 Sep 2023 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q4 2023
As of 31 Dec 2023,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,826,159 shares.
The largest 10 holders included
JANE STREET GROUP, LLC, Polar Asset Management Partners Inc., Federation des caisses Desjardins du Quebec, IHT Wealth Management, LLC, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, SPROTT INC., KGH Ltd, STIFEL FINANCIAL CORP, and LPL Financial LLC.
This page lists
48
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
46
Q4 2023 holders
48
Holder diff
2
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.