SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 920,987
- Share change
- -965,794
- Total reported value
- $12,956,285
- Price per share
- $14.07
- Number of holders
- 24
- Value change
- -$13,770,370
- Number of buys
- 11
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
10%
|
1,032,000
|
$15,965,000 | — | 31 Mar 2020 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
2.1%
|
205,916
|
$3,186,000 | — | 31 Mar 2020 | |
| Weiss Asset Management LP |
13F
|
Company |
1.7%
|
163,936
|
$2,536,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.99%
|
98,471
|
$1,523,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.77%
|
76,325
|
$1,181,000 | — | 31 Mar 2020 | |
| CENTRAL TRUST Co |
13F
|
Company |
0.57%
|
56,039
|
$867,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.53%
|
52,614
|
$814,000 | — | 31 Mar 2020 | |
| SPROTT INC. |
13F
|
Company |
0.3%
|
29,320
|
$454,000 | — | 31 Mar 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.29%
|
28,645
|
$443,000 | — | 31 Mar 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.28%
|
28,009
|
$433,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.25%
|
24,857
|
$384,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.24%
|
23,709
|
$367,000 | — | 31 Mar 2020 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
0.19%
|
19,307
|
$299,000 | — | 31 Mar 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.13%
|
12,525
|
$194,000 | — | 31 Mar 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$155,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.07%
|
7,128
|
$110,000 | — | 31 Mar 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,000
|
$46,410 | — | 31 Mar 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.03%
|
2,896
|
$45,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.03%
|
3,028
|
$42,000 | — | 31 Mar 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
2,100
|
$32,000 | — | 31 Mar 2020 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,000
|
$31,000 | — | 31 Mar 2020 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
1,750
|
$27,000 | — | 31 Mar 2020 | |
| Caldwell Trust Co |
13F
|
Company |
0.02%
|
1,640
|
$25,371 | — | 31 Mar 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,000
|
$14,000 | — | 31 Mar 2020 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.01%
|
566
|
$9,000 | — | 31 Mar 2020 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q2 2020
As of 30 Jun 2020,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
920,987 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., BOOTHBAY FUND MANAGEMENT, LLC, RAYMOND JAMES & ASSOCIATES, Weiss Asset Management LP, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, CENTRAL TRUST Co, COMMONWEALTH EQUITY SERVICES, LLC, LPL Financial LLC, and COHEN & STEERS, INC..
This page lists
24
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
25
Q2 2020 holders
24
Holder diff
-1
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.