Latest Period
Q1 2026
Security Snapshot
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) Institutional Ownership
CUSIP: 33741Q107
13F Institutional Holders and Ownership History from Q2 2020 to Q1 2026
Institutions Reporting
88
Shares (Excl. Options)
16,209,650
Price
$13.53
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- Security type / class
- Equity / Common Shares
- Symbol
- FTHY on NYSE
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 16,209,650
- Total 13F value
- $219,415,840
- Portfolio coverage rank
- 0%
- Share change
- +481,880
- Value change
- +$6,429,386
- Number of holders
- 88
- Shares outstanding
- 36,966,427
- SEC-reported price per share
- $13.53
- Insider filing price
- $13.53
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
3 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares is tracked under CUSIP 33741Q107.
- 88 institutions reported positions in Q1 2026.
- 2 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 95 to 88 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $221,770,767 to $219,415,840.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 88 institutions filings for Q1 2026.
Security key
33741Q107
Latest holder period
Q1 2026
13F holders
88
13D/G owners
2
CIK / CUSIP context first
Open Q1 2026 holders
FTHY full holder history
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND SEC filings
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33741Q107:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
2
Security
FTHY
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 8.9% | +16% | $44,513,862 | +$6,830,851 | 3,290,012 | +18% | Morgan Stanley | 31 Mar 2026 |
| SIT INVESTMENT ASSOCIATES INC | 6.6% | $34,048,992 | 2,419,971 | Sit Investment Associates, Inc. | 31 Dec 2025 |
As of 31 Mar 2026, 88 institutional investors reported holding 16,209,650 shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY). This represents 44% of the company’s total 36,966,427 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
40%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| MORGAN STANLEY | 8.9% | 3,301,107 | +13% | 0% | $44,664,003 |
| SIT INVESTMENT ASSOCIATES INC | 7.5% | 2,782,412 | +15% | 0.76% | $37,646,000 |
| KENNEDY INVESTMENT GROUP, INC. | 3.2% | 1,172,638 | -0.59% | 6.2% | $15,865,789 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2.8% | 1,019,633 | +0.17% | 0.7% | $13,795,634 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 2.4% | 886,745 | +7.2% | 0.69% | $11,997,657 |
| ROYAL BANK OF CANADA | 1.9% | 707,693 | +4% | 0% | $9,576,000 |
| COMMONWEALTH EQUITY SERVICES, LLC | 1.7% | 611,236 | -2.9% | 0.01% | $8,270,030 |
| Penserra Capital Management LLC | 1.6% | 575,493 | +18% | 0.09% | $7,786,000 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1.3% | 480,847 | +13% | 0.47% | $6,505,860 |
| LPL Financial LLC | 0.89% | 328,304 | +4.6% | 0% | $4,441,951 |
| D.A. DAVIDSON & CO. | 0.88% | 325,719 | -7.9% | 0.03% | $4,406,985 |
| NewEdge Advisors, LLC | 0.79% | 291,934 | -8.1% | 0.01% | $3,949,867 |
| Logan Stone Capital, LLC | 0.67% | 248,792 | +7.8% | 0.93% | $3,366,156 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | 0.54% | 198,483 | -38% | 1.7% | $2,685,476 |
| Narwhal Capital Management | 0.53% | 196,865 | +27% | 0.2% | $2,663,586 |
| Aurora Private Wealth, Inc. | 0.53% | 196,255 | 0% | 2% | $2,761,000 |
| 1607 Capital Partners, LLC | 0.48% | 176,198 | +0.52% | 0.17% | $2,383,959 |
| Cambridge Investment Research Advisors, Inc. | 0.48% | 175,859 | -8.2% | 0.01% | $2,379,000 |
| Almitas Capital LLC | 0.45% | 166,264 | +201% | 0.51% | $2,249,552 |
| Oder Investment Management, LLC | 0.41% | 149,955 | -3.2% | 1.6% | $2,028,893 |
| Private Advisory Group LLC | 0.38% | 140,478 | -0.24% | 0.13% | $1,900,670 |
| Kestra Advisory Services, LLC | 0.38% | 139,739 | +12% | 0.01% | $1,890,669 |
| OSAIC HOLDINGS, INC. | 0.37% | 135,859 | -29% | 0% | $1,838,153 |
| WEDBUSH SECURITIES INC | 0.31% | 114,510 | -11% | 0.05% | $1,549,000 |
| INDEPENDENT FINANCIAL GROUP, LLC | 0.3% | 112,501 | -2.5% | 0.03% | $1,522,142 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
24
Latest
Q1 2026
Rows shown
1-24 of 24
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 16,209,650 | $219,415,840 | +$6,429,386 | $13.53 | 88 |
| 2025 Q4 | 15,761,651 | $221,770,767 | +$9,877,385 | $14.07 | 95 |
| 2025 Q3 | 14,818,849 | $214,707,192 | -$1,202,517 | $14.49 | 87 |
| 2025 Q2 | 15,082,423 | $223,937,870 | +$7,280,672 | $14.85 | 84 |
| 2025 Q1 | 14,594,735 | $210,876,932 | +$7,350,514 | $14.45 | 87 |
| 2024 Q4 | 14,184,715 | $205,378,738 | +$10,582,423 | $14.48 | 88 |
| 2024 Q3 | 12,397,139 | $187,318,001 | -$1,079,183 | $15.12 | 79 |
| 2024 Q2 | 12,511,645 | $179,157,723 | -$16,129,441 | $14.32 | 80 |
| 2024 Q1 | 13,503,470 | $196,098,436 | -$17,045,774 | $14.54 | 79 |
| 2023 Q4 | 14,690,510 | $204,637,594 | +$4,440,684 | $13.93 | 83 |
| 2023 Q3 | 14,254,985 | $189,840,245 | +$7,568,789 | $13.32 | 78 |
| 2023 Q2 | 13,686,955 | $187,674,874 | +$5,098,158 | $13.72 | 74 |
| 2023 Q1 | 13,214,620 | $184,136,262 | -$390,023 | $13.96 | 71 |
| 2022 Q4 | 13,458,601 | $181,448,109 | +$12,626,322 | $13.48 | 78 |
| 2022 Q3 | 11,430,935 | $153,901,663 | +$6,885,686 | $13.47 | 60 |
| 2022 Q2 | 10,903,266 | $158,479,492 | +$27,706,347 | $14.53 | 67 |
| 2022 Q1 | 8,960,086 | $157,093,320 | +$2,547,068 | $17.41 | 59 |
| 2021 Q4 | 8,641,310 | $175,014,000 | +$7,156,184 | $20.22 | 46 |
| 2021 Q3 | 7,770,473 | $159,673,000 | +$11,254,596 | $20.55 | 35 |
| 2021 Q2 | 7,309,491 | $146,658,000 | +$13,840,506 | $20.05 | 38 |
| 2021 Q1 | 6,549,581 | $130,017,650 | +$23,200,462 | $19.85 | 36 |
| 2020 Q4 | 5,297,314 | $107,424,000 | +$28,869,262 | $20.32 | 34 |
| 2020 Q3 | 3,670,860 | $74,125,000 | +$34,473,181 | $20.15 | 23 |
| 2020 Q2 | 1,801,827 | $36,538,000 | +$36,538,000 | $20.23 | 15 |