Security Snapshot

FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) Institutional Ownership

CUSIP: 33741Q107

13F Institutional Holders and Ownership History from Q2 2020 to Q3 2026

13F reference period

Q3 2026

Institutions Reporting

57

Shares (Excl. Options)

9.66MFull value: 9,664,825 · shares · 30 Sep 2026

Price

$12.85

The headline uses the Q3 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended.

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Security type / class
Equity / Common Shares
Symbol
FTHY on NYSE
All holders as of 30 Sep 2026
Q3 2026
Total 13F shares
9,664,825
Latest holder snapshot 5 signals
Total 13F value
$124,186,988
Portfolio coverage rank
0%
Share change
+612,990
Value change
+$7,770,051
Number of holders
57
Issuer context Names, identifiers, and filing context for this profile. 3 identity fields
Shares outstanding
36,966,427
SEC-reported price per share
$12.75
Insider filing price
$12.75
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source

Key facts

  • FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares is tracked under CUSIP 33741Q107.
  • 57 institutions reported positions in Q3 2026.
  • 2 significant owners is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 88 to 57 between Q2 2026 and Q3 2026.
  • SEC-reported value moved from
    $234.18MFull value: $234,179,559 · USD · 30 Jun 2026
    to
    $124.19MFull value: $124,186,988 · USD · 30 Sep 2026
    .

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 57 institutions filings for Q3 2026.

Open SEC evidence

Security key

33741Q107

13F reference period

Q3 2026

13F holders

57

13D/G owners

2

CIK / CUSIP context first

Open Q3 2026 holders FTHY full holder history FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND SEC filings FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND insider transactions

Broader feeds

Latest 13F filings Latest 13D/G filings All securities

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
2
Security
FTHY
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
MORGAN STANLEY 8.9% +16% $44,513,862 +$6,830,851 3,290,012 +18% Morgan Stanley 31 Mar 2026
SIT INVESTMENT ASSOCIATES INC 6.6% $34,048,992 2,419,971 Sit Investment Associates, Inc. 31 Dec 2025
As of 30 Sep 2026, 57 institutional investors reported holding
9.66MFull value: 9,664,825 · shares · 30 Sep 2026
shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY). This represents 26% of the company’s total
36.97MFull value: 36,966,427 · shares · Stored outstanding share count
outstanding shares.

13F concentration

Top 25 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
25%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
MORGAN STANLEY 9.5% 3,514,151 +2.8% 0% $45,156,849
KENNEDY INVESTMENT GROUP, INC. 3.2% 1,172,095 -0.16% 4.8% $15,061,416
RPO LLC 2% 725,400 22% $9,321,390
Atlas Wealth LLC 1.7% 613,822 +1.9% 1.1% $7,887,613
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 1.3% 471,156 -5.6% 0.41% $6,054,355
LPL Financial LLC 1.1% 389,986 +6.6% 0% $5,011,321
COMMONWEALTH EQUITY SERVICES, LLC 0.87% 320,949 -46% 0.01% $4,124,190
D.A. DAVIDSON & CO. 0.63% 232,727 -33% 0.02% $2,990,548
Arax Advisory Partners 0.55% 204,082 +1414% 0.01% $2,622,452
Narwhal Capital Management 0.54% 199,459 0.17% $2,563,052
Aurora Private Wealth, Inc. 0.4% 147,870 -22% 1.2% $1,900,000
Kestra Advisory Services, LLC 0.39% 144,791 +10% 0.01% $1,860,569
Oder Investment Management, LLC 0.39% 142,795 -4.2% 1.2% $1,834,914
Private Advisory Group LLC 0.37% 137,658 -0.33% 0.1% $1,768,908
WEDBUSH SECURITIES INC 0.31% 116,190 -4.4% 0.04% $1,493,000
INDEPENDENT FINANCIAL GROUP, LLC 0.29% 106,234 -3.8% 0.02% $1,365,107
WINEBRENNER CAPITAL MANAGEMENT LLC 0.27% 100,767 -17% 0.83% $1,294,857
TFB Advisors LLC 0.26% 94,539 0% 0.5% $1,214,826
OPPENHEIMER & CO INC 0.22% 82,369 0.01% $1,058,442
STIFEL FINANCIAL CORP 0.19% 71,920 +1.7% 0% $924,173
BlueChip Wealth Advisors LLC 0.12% 45,250 -6.4% 0.19% $581,463
Insight Advisors, LLC/ PA 0.12% 43,477 -9.7% 0.1% $558,671
Magnus Financial Group LLC 0.11% 40,212 -38% 0.03% $516,722
Invesco Ltd. 0.11% 40,158 -2.4% 0% $516,030
Camelot Portfolios, LLC 0.1% 38,383 +63% 0.37% $493,224

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
26
Headline period
Q3 2026
Rows shown
1-25 of 26
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q3 9,664,825 $124,186,988 +$7,770,051 $12.85 57
2026 Q2 17,093,570 $234,179,559 +$11,788,851 $13.70 88
2026 Q1 16,241,893 $219,850,817 +$6,203,289 $13.53 90
2025 Q4 15,761,651 $221,770,767 +$9,877,385 $14.07 95
2025 Q3 14,818,849 $214,707,192 -$1,202,517 $14.49 87
2025 Q2 15,082,423 $223,937,870 +$7,280,672 $14.85 84
2025 Q1 14,594,735 $210,876,932 +$7,350,514 $14.45 87
2024 Q4 14,184,715 $205,378,738 +$10,582,423 $14.48 88
2024 Q3 12,397,139 $187,318,001 -$1,079,183 $15.12 79
2024 Q2 12,511,645 $179,157,723 -$16,129,441 $14.32 80
2024 Q1 13,503,470 $196,098,436 -$17,045,774 $14.54 79
2023 Q4 14,690,510 $204,637,594 +$4,440,684 $13.93 83
2023 Q3 14,254,985 $189,840,245 +$7,568,789 $13.32 78
2023 Q2 13,686,955 $187,674,874 +$5,098,158 $13.72 74
2023 Q1 13,214,620 $184,136,262 -$390,023 $13.96 71
2022 Q4 13,458,601 $181,448,109 +$12,626,322 $13.48 78
2022 Q3 11,430,935 $153,901,663 +$6,885,686 $13.47 60
2022 Q2 10,903,266 $158,479,492 +$27,706,347 $14.53 67
2022 Q1 8,960,086 $157,093,320 +$2,547,068 $17.41 59
2021 Q4 8,641,310 $175,014,000 +$7,156,184 $20.22 46
2021 Q3 7,770,473 $159,673,000 +$11,254,596 $20.55 35
2021 Q2 7,309,491 $146,658,000 +$13,840,506 $20.05 38
2021 Q1 6,549,581 $130,017,650 +$23,200,462 $19.85 36
2020 Q4 5,297,314 $107,424,000 +$28,869,262 $20.32 34
2020 Q3 3,670,860 $74,125,000 +$34,473,181 $20.15 23
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