FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Stock (FTHY)

Historical Holders from Q2 2020 to Q4 2025

Symbol
FTHY on NYSE
Type / Class
Equity / Common Stock
Shares outstanding
36,666,227
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares, excl. options
14,746,808
Holdings value
$213,666,205
% of all portfolios
0%
Number of holders
86
Number of buys
40
Number of sells
33
Average buys %
+0%
Average sells %
-0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Stock (FTHY) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 6.6% $34,048,992 2,419,971 Sit Investment Associates, Inc. 31 Dec 2025
As of 30 Sep 2025 FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Stock (FTHY) has 86 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 14,746,808 shares of 36,666,227 outstanding shares and own 40% of the company stock as of 30 Sep 2025.

Top 25 institutional shareholders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Stock (FTHY) own 36% of the company based on 13F filings as of 30 Sep 2025

Filer Ownership Holdings Value Nb Shares Share Change %
MORGAN STANLEY 9.1% $48,100,874 3,319,589 +5.2%
SIT INVESTMENT ASSOCIATES INC 4% $21,130,000 1,458,269 +4%
KENNEDY INVESTMENT GROUP 3.2% $16,925,555 1,168,085 +1.1%
RIVERNORTH CAPITAL MANAGEMENT, LLC 2.9% $15,586,690 1,075,686 -2.7%
ROYAL BANK OF CANADA 1.9% $10,086,000 696,115 -4.5%
COMMONWEALTH EQUITY SERVICES, LLC 1.7% $9,240,000 637,681 -2.1%
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 1.5% $8,067,192 556,742 -0.35%
Penserra Capital Management LLC 1.2% $6,390,000 441,008 +22%
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 1.1% $6,079,482 419,564 -15%
D.A. DAVIDSON & CO. 1% $5,536,596 382,097 -7.6%
WINEBRENNER CAPITAL MANAGEMENT LLC 0.92% $4,900,618 338,207 -0.86%
NewEdge Advisors, LLC 0.91% $4,822,794 332,836 +28%
Arete Wealth Advisors, LLC 0.9% $4,799,000 331,164 -2.6%
LPL Financial LLC 0.81% $4,318,482 298,032 +13%
Huntleigh Advisors, Inc. 0.77% $4,088,707 282,175 -53%
Narwhal Capital Management 0.61% $3,225,679 222,614 +6.4%
Cambridge Investment Research Advisors, Inc. 0.48% $2,549,000 175,926 +7%
OSAIC HOLDINGS, INC. 0.47% $2,531,077 173,325 -20%
Oder Investment Management, LLC 0.44% $2,335,419 161,175 +2.8%
1607 Capital Partners, LLC 0.42% $2,212,362 152,682 0%
Private Advisory Group LLC 0.4% $2,101,067 145,001 -0%
WEDBUSH SECURITIES INC 0.34% $1,818,000 125,452 -1.2%
Kestra Advisory Services, LLC 0.33% $1,774,892 122,491 -13%
TFB Advisors LLC 0.31% $1,595,577 112,682 +1.8%
Shaker Financial Services, LLC 0.3% $1,613,462 111,350 +20%

Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Stock (FTHY) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q4 108,454 $1,525,948 +$1,261,502 $14.07 1
2025 Q3 14,746,808 $213,666,205 -$1,202,517 $14.49 86
2025 Q2 15,082,423 $223,937,870 +$7,280,672 $14.85 84
2025 Q1 14,594,735 $210,876,932 +$7,350,514 $14.45 87
2024 Q4 14,184,715 $205,378,738 +$10,582,423 $14.48 88
2024 Q3 12,397,139 $187,318,001 -$1,079,183 $15.12 79
2024 Q2 12,511,645 $179,157,723 -$16,129,441 $14.32 80
2024 Q1 13,503,470 $196,098,436 -$17,045,774 $14.54 79
2023 Q4 14,690,510 $204,637,594 +$4,440,684 $13.93 83
2023 Q3 14,254,985 $189,840,245 +$7,568,789 $13.32 78
2023 Q2 13,686,955 $187,674,874 +$5,098,158 $13.72 74
2023 Q1 13,214,620 $184,136,262 -$390,023 $13.96 71
2022 Q4 13,458,601 $181,448,109 +$12,626,322 $13.48 78
2022 Q3 11,430,935 $153,901,663 +$6,885,686 $13.47 60
2022 Q2 10,903,266 $158,479,492 +$27,706,347 $14.53 67
2022 Q1 8,960,086 $157,093,320 +$2,547,068 $17.41 59
2021 Q4 8,641,310 $175,014,000 +$7,156,184 $20.22 46
2021 Q3 7,770,473 $159,673,000 +$11,254,596 $20.55 35
2021 Q2 7,309,491 $146,658,000 +$13,840,506 $20.05 38
2021 Q1 6,549,581 $130,017,650 +$23,200,462 $19.85 36
2020 Q4 5,297,314 $107,424,000 +$28,869,262 $20.32 34
2020 Q3 3,670,860 $74,125,000 +$34,473,181 $20.15 23
2020 Q2 1,801,827 $36,538,000 +$36,538,000 $20.23 15