FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Stock (FTHY)

Historical Holders from Q2 2020 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
FTHY on NYSE
Shares outstanding
36,666,227
Price per share
$14.07
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
14,746,808
Holdings value
$213,666,205
% of all portfolios
0%
Share change
-79,503
Value change
-$1,202,517
Average buys %
+0%
Average sells %
-0%
Number of holders
86
Price from insider filings
$14.60
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Stock (FTHY) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 6.6% $34,048,992 2,419,971 Sit Investment Associates, Inc. 31 Dec 2025
As of 30 Sep 2025, FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Stock (FTHY) has 86 institutional shareholders filing 13F forms. They hold 14,746,808 shares of 36,666,227 outstanding shares (40%) .

Top 25 institutional shareholders own 36% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
MORGAN STANLEY 9.1% 3,319,589 +5.2% 0% $48,100,874
SIT INVESTMENT ASSOCIATES INC 4% 1,458,269 +4% 0.43% $21,130,000
KENNEDY INVESTMENT GROUP 3.2% 1,168,085 +1.1% 6.7% $16,925,555
RIVERNORTH CAPITAL MANAGEMENT, LLC 2.9% 1,075,686 -2.7% 0.89% $15,586,690
ROYAL BANK OF CANADA 1.9% 696,115 -4.5% 0% $10,086,000
COMMONWEALTH EQUITY SERVICES, LLC 1.7% 637,681 -2.1% 0.01% $9,240,000
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 1.5% 556,742 -0.35% 0.47% $8,067,192
Penserra Capital Management LLC 1.2% 441,008 +22% 0.08% $6,390,000
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 1.1% 419,564 -15% 0.45% $6,079,482
D.A. DAVIDSON & CO. 1% 382,097 -7.6% 0.04% $5,536,596
WINEBRENNER CAPITAL MANAGEMENT LLC 0.92% 338,207 -0.86% 3.5% $4,900,618
NewEdge Advisors, LLC 0.91% 332,836 +28% 0.02% $4,822,794
Arete Wealth Advisors, LLC 0.9% 331,164 -2.6% 0.3% $4,799,000
LPL Financial LLC 0.81% 298,032 +13% 0% $4,318,482
Huntleigh Advisors, Inc. 0.77% 282,175 -53% 0.7% $4,088,707
Narwhal Capital Management 0.61% 222,614 +6.4% 0.24% $3,225,679
Cambridge Investment Research Advisors, Inc. 0.48% 175,926 +7% 0.01% $2,549,000
OSAIC HOLDINGS, INC. 0.47% 173,325 -20% 0% $2,531,077
Oder Investment Management, LLC 0.44% 161,175 +2.8% 1.7% $2,335,419
1607 Capital Partners, LLC 0.42% 152,682 0% 0.17% $2,212,362
Private Advisory Group LLC 0.4% 145,001 -0% 0.18% $2,101,067
WEDBUSH SECURITIES INC 0.34% 125,452 -1.2% 0.06% $1,818,000
Kestra Advisory Services, LLC 0.33% 122,491 -13% 0.01% $1,774,892
TFB Advisors LLC 0.31% 112,682 +1.8% 0.47% $1,595,577
Shaker Financial Services, LLC 0.3% 111,350 +20% 0.55% $1,613,462

Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Stock (FTHY) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q4 513,138 $7,219,854 +$1,162,730 $14.07 3
2025 Q3 14,746,808 $213,666,205 -$1,202,517 $14.49 86
2025 Q2 15,082,423 $223,937,870 +$7,280,672 $14.85 84
2025 Q1 14,594,735 $210,876,932 +$7,350,514 $14.45 87
2024 Q4 14,184,715 $205,378,738 +$10,582,423 $14.48 88
2024 Q3 12,397,139 $187,318,001 -$1,079,183 $15.12 79
2024 Q2 12,511,645 $179,157,723 -$16,129,441 $14.32 80
2024 Q1 13,503,470 $196,098,436 -$17,045,774 $14.54 79
2023 Q4 14,690,510 $204,637,594 +$4,440,684 $13.93 83
2023 Q3 14,254,985 $189,840,245 +$7,568,789 $13.32 78
2023 Q2 13,686,955 $187,674,874 +$5,098,158 $13.72 74
2023 Q1 13,214,620 $184,136,262 -$390,023 $13.96 71
2022 Q4 13,458,601 $181,448,109 +$12,626,322 $13.48 78
2022 Q3 11,430,935 $153,901,663 +$6,885,686 $13.47 60
2022 Q2 10,903,266 $158,479,492 +$27,706,347 $14.53 67
2022 Q1 8,960,086 $157,093,320 +$2,547,068 $17.41 59
2021 Q4 8,641,310 $175,014,000 +$7,156,184 $20.22 46
2021 Q3 7,770,473 $159,673,000 +$11,254,596 $20.55 35
2021 Q2 7,309,491 $146,658,000 +$13,840,506 $20.05 38
2021 Q1 6,549,581 $130,017,650 +$23,200,462 $19.85 36
2020 Q4 5,297,314 $107,424,000 +$28,869,262 $20.32 34
2020 Q3 3,670,860 $74,125,000 +$34,473,181 $20.15 23
2020 Q2 1,801,827 $36,538,000 +$36,538,000 $20.23 15