Latest Period
Q4 2025
Security Snapshot
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) Institutional Ownership
CUSIP: 33741Q107
13F Institutional Holders and Ownership History from Q2 2020 to Q1 2026
Institutions Reporting
94
Shares (Excl. Options)
15,646,236
Price
$14.07
Save this security page for your next review
Keep this CUSIP in your watchlists so you can revisit quarter changes from one place.
- Type / Class
- Equity / Common Shares
- Symbol
- FTHY on NYSE
- Shares outstanding
- 36,646,645
- Price per share
- $13.53
- All holders as of 31 Dec 2025
- Q4 2025
- Total 13F shares
- 15,646,236
- Total reported value
- $220,146,878
- % of total 13F portfolios
- 0%
- Share change
- +708,284
- Value change
- +$9,933,454
- Number of holders
- 94
- Price from insider filings
- $13.53
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors
Quick Takeaways
- FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares is tracked under CUSIP 33741Q107.
- 94 institutions reported positions in Q4 2025.
- 2 significant owners is listed from Schedule 13D/13G reporting.
What Changed
- Holder count moved from 94 to 31 between Q4 2025 and Q1 2026.
- Reported value moved from $220,146,878 to $46,727,185.
Why This Matters
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Source Evidence
Source: SEC Form 13F
Open SEC Evidence
Latest holder context comes from 94 institutions filings for Q4 2025.
Investment Quick Answers
What is CUSIP 33741Q107?
CUSIP 33741Q107 identifies FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares in SEC 13F datasets.
Where can I see the latest institutional holders?
Review the Q4 2025 holders report and the ownership history table below.
Next ownership checks
Use the next link that matches the question you still need to answer about this security.
- Latest 13F filings when you want to inspect fresh institutional portfolio moves.
- Latest Schedule 13D/13G reports when you need large-owner changes outside the 13F cycle.
- All institutional ownership pages to compare this security with other holder-history pages.
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33741Q107:
Significant Owners of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) based on Schedule 13D/G filings
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 7.6% | $39,493,356 | 2,785,145 | Morgan Stanley | 31 Dec 2025 | |||
| SIT INVESTMENT ASSOCIATES INC | 6.6% | $34,048,992 | 2,419,971 | Sit Investment Associates, Inc. | 31 Dec 2025 |
As of 31 Dec 2025, 94 institutional investors reported holding 15,646,236 shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY). This represents 43% of the company’s total 36,646,645 outstanding shares.
Top 25 Institutional Shareholders
The largest institutional shareholders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) together control 38% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| MORGAN STANLEY | 8% | 2,926,092 | -12% | 0% | $41,170,129 |
| SIT INVESTMENT ASSOCIATES INC | 6.6% | 2,419,971 | +66% | 0.67% | $34,049,000 |
| KENNEDY INVESTMENT GROUP | 3.2% | 1,179,585 | +0.98% | 6.3% | $16,596,764 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2.8% | 1,017,905 | -5.4% | 0.68% | $14,321,923 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 2.3% | 827,076 | +49% | 0.68% | $11,636,958 |
| ROYAL BANK OF CANADA | 1.9% | 680,542 | -2.2% | 0% | $9,575,000 |
| COMMONWEALTH EQUITY SERVICES, LLC | 1.7% | 629,803 | -1.2% | 0.01% | $8,861,336 |
| Penserra Capital Management LLC | 1.3% | 485,964 | +10% | 0.08% | $6,837,000 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1.2% | 427,084 | +1.8% | 0.45% | $6,009,072 |
| D.A. DAVIDSON & CO. | 0.96% | 353,516 | -7.5% | 0.03% | $4,973,973 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | 0.88% | 321,309 | -5% | 3% | $4,520,824 |
| NewEdge Advisors, LLC | 0.87% | 317,785 | -4.5% | 0.02% | $4,471,235 |
| LPL Financial LLC | 0.86% | 313,792 | +5.3% | 0% | $4,415,049 |
| Logan Stone Capital, LLC | 0.63% | 230,788 | 0.8% | $3,247,187 | |
| Aurora Private Wealth, Inc. | 0.54% | 196,255 | +19% | 1.8% | $2,761,000 |
| Cambridge Investment Research Advisors, Inc. | 0.52% | 191,498 | +8.9% | 0.01% | $2,694,000 |
| OSAIC HOLDINGS, INC. | 0.52% | 191,152 | +10% | 0% | $2,689,527 |
| 1607 Capital Partners, LLC | 0.48% | 175,292 | +15% | 0.17% | $2,466,358 |
| Narwhal Capital Management | 0.42% | 154,983 | -30% | 0.16% | $2,180,609 |
| Oder Investment Management, LLC | 0.42% | 154,861 | -3.9% | 1.6% | $2,178,889 |
| Private Advisory Group LLC | 0.38% | 140,817 | -2.9% | 0.16% | $1,981,298 |
| Shaker Financial Services, LLC | 0.37% | 137,128 | +23% | 0.61% | $1,929,391 |
| WEDBUSH SECURITIES INC | 0.35% | 128,421 | +2.4% | 0.05% | $1,807,000 |
| Kestra Advisory Services, LLC | 0.34% | 124,466 | +1.6% | 0.01% | $1,751,240 |
| Noble Wealth Management PBC | 0.3% | 108,454 | +477% | 0.77% | $1,525,948 |
Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) across Reporting Periods
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 3,445,884 | $46,727,185 | -$3,006,019 | $13.53 | 31 |
| 2025 Q4 | 15,646,236 | $220,146,878 | +$9,933,454 | $14.07 | 94 |
| 2025 Q3 | 14,818,849 | $214,707,192 | -$1,202,517 | $14.49 | 87 |
| 2025 Q2 | 15,082,423 | $223,937,870 | +$7,280,672 | $14.85 | 84 |
| 2025 Q1 | 14,594,735 | $210,876,932 | +$7,350,514 | $14.45 | 87 |
| 2024 Q4 | 14,184,715 | $205,378,738 | +$10,582,423 | $14.48 | 88 |
| 2024 Q3 | 12,397,139 | $187,318,001 | -$1,079,183 | $15.12 | 79 |
| 2024 Q2 | 12,511,645 | $179,157,723 | -$16,129,441 | $14.32 | 80 |
| 2024 Q1 | 13,503,470 | $196,098,436 | -$17,045,774 | $14.54 | 79 |
| 2023 Q4 | 14,690,510 | $204,637,594 | +$4,440,684 | $13.93 | 83 |
| 2023 Q3 | 14,254,985 | $189,840,245 | +$7,568,789 | $13.32 | 78 |
| 2023 Q2 | 13,686,955 | $187,674,874 | +$5,098,158 | $13.72 | 74 |
| 2023 Q1 | 13,214,620 | $184,136,262 | -$390,023 | $13.96 | 71 |
| 2022 Q4 | 13,458,601 | $181,448,109 | +$12,626,322 | $13.48 | 78 |
| 2022 Q3 | 11,430,935 | $153,901,663 | +$6,885,686 | $13.47 | 60 |
| 2022 Q2 | 10,903,266 | $158,479,492 | +$27,706,347 | $14.53 | 67 |
| 2022 Q1 | 8,960,086 | $157,093,320 | +$2,547,068 | $17.41 | 59 |
| 2021 Q4 | 8,641,310 | $175,014,000 | +$7,156,184 | $20.22 | 46 |
| 2021 Q3 | 7,770,473 | $159,673,000 | +$11,254,596 | $20.55 | 35 |
| 2021 Q2 | 7,309,491 | $146,658,000 | +$13,840,506 | $20.05 | 38 |
| 2021 Q1 | 6,549,581 | $130,017,650 | +$23,200,462 | $19.85 | 36 |
| 2020 Q4 | 5,297,314 | $107,424,000 | +$28,869,262 | $20.32 | 34 |
| 2020 Q3 | 3,670,860 | $74,125,000 | +$34,473,181 | $20.15 | 23 |
| 2020 Q2 | 1,801,827 | $36,538,000 | +$36,538,000 | $20.23 | 15 |