Security key
33741Q107
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY)
CUSIP: 33741Q107
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 7,770,473
- Total 13F value
- $159,673,000
- Share change
- +542,109
- SEC-reported price per share
- $20.55
- Number of holders
- 35
- Value change
- +$11,254,596
- Number of buys
- 21
- Number of sells
- 16
- Shares outstanding
- 36,966,427
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
35
Top holders
10
FTHY full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33741Q107
Recent filing periods:
Ownership snapshot
Top reported holders of FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 8.3%
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY leads the comparable SEC ownership view at 8.3%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Comparable ownership
Top 5
MORGAN STANLEY
8.3%
Private Advisory Group LLC
1.2%
PUNCH & ASSOCIATES INVESTMENT MAN...
1.1%
Arete Wealth Advisors, LLC
1.1%
ENVESTNET ASSET MANAGEMENT INC
0.99%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
8.3%
|
$61,582,000
3,071,412 shares
|
— | 30 Jun 2021 |
| Private Advisory Group LLC |
13F
Company
|
1.2%
|
$9,137,000
455,716 shares
|
— | 30 Jun 2021 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
1.1%
|
$8,223,000
410,134 shares
|
— | 30 Jun 2021 |
| Arete Wealth Advisors, LLC |
13F
Company
|
1.1%
|
$7,981,000
400,528 shares
|
— | 30 Jun 2021 |
| ENVESTNET ASSET MANAGEMENT INC |
13F
Company
|
0.99%
|
$7,361,000
367,122 shares
|
— | 30 Jun 2021 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.86%
|
$6,380,000
318,206 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
35
Shares
7,770,473
Rows available
35
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
38
Q3 2021 holders
35
Holder diff
-3
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend