FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY)

Q: What does CUSIP 33741Q107 represent in this 13F holders report?

CUSIP 33741Q107 is the security identifier for FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares used to aggregate holder disclosures.

Q: How many institutions held FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares in Q3 2021?

35 institutional investors reported FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares for Q3 2021. Use the holders table for investor-level position and value details.

CUSIP: 33741Q107

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class: Equity / Common Shares
Shares outstanding: 36,966,427
Total 13F shares: 7,770,473
Share change: +542,109
Total reported value: $159,673,000
Price per share: $20.55
Number of holders: 35
Value change: +$11,254,596
Number of buys: 21
Number of sells: 16

Quarterly Holders Quick Answers

What is CUSIP 33741Q107?
CUSIP 33741Q107 identifies FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares in SEC institutional holdings data.

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Newer quarter: Q4 2021
Previous quarter: Q2 2021

Recent filing periods for CUSIP 33741Q107:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	8.3%	3,071,412	$61,582,000	—	30 Jun 2021	13F
Private Advisory Group LLC	13F	Company	1.2%	455,716	$9,137,000	—	30 Jun 2021	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	1.1%	410,134	$8,223,000	—	30 Jun 2021	13F
Arete Wealth Advisors, LLC	13F	Company	1.1%	400,528	$7,981,000	—	30 Jun 2021	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.99%	367,122	$7,361,000	—	30 Jun 2021	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	0.86%	318,206	$6,380,000	—	30 Jun 2021	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.84%	309,020	$6,195,000	—	30 Jun 2021	13F
Kestra Advisory Services, LLC	13F	Company	0.79%	290,235	$5,819,000	—	30 Jun 2021	13F
ROYAL BANK OF CANADA	13F	Company	0.64%	236,474	$4,741,000	—	30 Jun 2021	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.55%	203,146	$4,073,000	—	30 Jun 2021	13F
Sterling Manor Financial, LLC	13F	Company	0.49%	179,578	$3,601,000	—	30 Jun 2021	13F
OSAIC HOLDINGS, INC.	13F	Company	0.45%	167,202	$3,354,000	—	30 Jun 2021	13F
Ameritas Investment Company, LLC	13F	Company	0.42%	154,309	$3,250,000	—	30 Jun 2021	13F
KESTRA PRIVATE WEALTH SERVICES, LLC	13F	Company	0.27%	98,374	$1,972,000	—	30 Jun 2021	13F
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	13F	Company	0.25%	90,579	$1,816,000	—	30 Jun 2021	13F
20/20 Capital Management, Inc.	13F	Company	0.22%	81,127	$1,627,000	—	30 Jun 2021	13F
THOROUGHBRED FINANCIAL SERVICES, LLC	13F	Company	0.17%	62,500	$1,253,000	—	30 Jun 2021	13F
B. Riley Wealth Management, Inc.	13F	Company	0.13%	48,767	$978,000	—	30 Jun 2021	13F
Narwhal Capital Management	13F	Company	0.1%	37,334	$749,000	—	30 Jun 2021	13F
WEDBUSH SECURITIES INC	13F	Company	0.1%	36,268	$727,000	—	30 Jun 2021	13F
D.A. DAVIDSON & CO.	13F	Company	0.1%	35,618	$714,000	—	30 Jun 2021	13F
B. Riley Wealth Advisors, Inc.	13F	Company	0.09%	35,015	$700,000	—	30 Jun 2021	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.09%	33,198	$665,000	—	30 Jun 2021	13F
Janney Montgomery Scott LLC	13F	Company	0.08%	29,200	$585,000	—	30 Jun 2021	13F
Kovack Advisors, Inc.	13F	Company	0.06%	23,850	$478,000	—	30 Jun 2021	13F
Invesco Ltd.	13F	Company	0.05%	19,817	$397,000	—	30 Jun 2021	13F
STIFEL FINANCIAL CORP	13F	Company	0.05%	18,388	$369,000	—	30 Jun 2021	13F
CONCOURSE FINANCIAL GROUP SECURITIES, INC.	13F	Company	0.05%	17,300	$347,000	—	30 Jun 2021	13F
Arkadios Wealth Advisors	13F	Company	0.05%	17,047	$341,000	—	30 Jun 2021	13F
LPL Financial LLC	13F	Company	0.04%	13,376	$268,000	—	30 Jun 2021	13F
Matisse Capital	13F	Company	0.03%	11,510	$231,000	—	30 Jun 2021	13F
TRUIST FINANCIAL CORP	13F	Company	0.03%	10,421	$209,000	—	30 Jun 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.02%	8,752	$175,000	—	30 Jun 2021	13F
UBS Group AG	13F	Company	0.02%	6,000	$120,000	—	30 Jun 2021	13F
HERITAGE WEALTH MANAGEMENT, LLC	13F	Company	0.01%	4,500	$90,000	—	30 Jun 2021	13F
Advisory Services Network, LLC	13F	Company	0.01%	4,000	$80,000	—	30 Jun 2021	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.01%	2,968	$60,000	—	30 Jun 2021	13F
Spire Wealth Management	13F	Company	0%	500	$10,000	—	30 Jun 2021	13F

Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) as of Q3 2021

As of 30 Sep 2021, FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) was held by 35 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,770,473 shares. The largest 10 holders included MORGAN STANLEY, Penserra Capital Management LLC, Private Advisory Group LLC, Arete Wealth Advisors, LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., ENVESTNET ASSET MANAGEMENT INC, COMMONWEALTH EQUITY SERVICES, LLC, Kestra Advisory Services, LLC, ROYAL BANK OF CANADA, and Cambridge Investment Research Advisors, Inc.. This page lists 35 institutional shareholders reporting positions in this security for the Q3 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

Q3 2021 holders

Holder diff

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Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 Value $	Q3 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.