Security key
33741Q107
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY)
CUSIP: 33741Q107
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 36,966,427
- Total 13F shares
- 13,458,601
- Share change
- +936,079
- Total reported value
- $181,448,109
- Price per share
- $13.48
- Number of holders
- 78
- Value change
- +$12,626,322
- Number of buys
- 40
- Number of sells
- 31
Report period
Q4 2022
Institutions
78
Top holders
10
FTHY full security history
Newer quarter: Q1 2023
Previous quarter: Q3 2022
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33741Q107
Recent filing periods:
Top shareholders of FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
9.1%
|
3,363,934
|
$45,312,000 | — | 30 Sep 2022 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.9%
|
1,448,322
|
$19,509,000 | — | 30 Sep 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
1.8%
|
654,772
|
$8,819,000 | — | 30 Sep 2022 | |
| Penserra Capital Management LLC |
13F
|
Company |
1.7%
|
635,563
|
$8,480,000 | — | 30 Sep 2022 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.7%
|
624,276
|
$8,409,000 | — | 30 Sep 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.7%
|
622,308
|
$8,382,000 | — | 30 Sep 2022 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
1.3%
|
486,423
|
$6,552,000 | — | 30 Sep 2022 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1%
|
378,446
|
$5,107,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.81%
|
299,790
|
$4,038,000 | — | 30 Sep 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.63%
|
234,275
|
$3,156,000 | — | 30 Sep 2022 | |
| Ameritas Advisory Services, LLC |
13F
|
Company |
0.57%
|
209,890
|
$2,827,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.55%
|
202,588
|
$2,729,000 | — | 30 Sep 2022 | |
| Private Advisory Group LLC |
13F
|
Company |
0.49%
|
179,829
|
$2,422,000 | — | 30 Sep 2022 | |
| WORLD EQUITY GROUP, INC. |
13F
|
Company |
0.42%
|
155,608
|
$2,096,040 | — | 30 Sep 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.42%
|
155,264
|
$2,091,000 | — | 30 Sep 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.4%
|
148,400
|
$1,999,000 | — | 30 Sep 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.39%
|
146,000
|
$1,967,000 | — | 30 Sep 2022 | |
| AXXCESS WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.29%
|
105,825
|
$1,425,000 | — | 30 Sep 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.27%
|
100,474
|
$1,354,000 | — | 30 Sep 2022 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.27%
|
98,645
|
$1,329,000 | — | 30 Sep 2022 | |
| Oder Investment Management, LLC |
13F
|
Company |
0.26%
|
96,207
|
$1,296,000 | — | 30 Sep 2022 | |
| Spire Wealth Management |
13F
|
Company |
0.22%
|
80,510
|
$1,084,000 | — | 30 Sep 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.21%
|
77,766
|
$1,047,000 | — | 30 Sep 2022 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
0.21%
|
76,508
|
$1,031,000 | — | 30 Sep 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.18%
|
65,840
|
$887,000 | — | 30 Sep 2022 | |
| THOROUGHBRED FINANCIAL SERVICES, LLC |
13F
|
Company |
0.16%
|
57,500
|
$774,000 | — | 30 Sep 2022 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.15%
|
54,836
|
$739,000 | — | 30 Sep 2022 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.14%
|
51,272
|
$691,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.13%
|
48,720
|
$656,000 | — | 30 Sep 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.12%
|
44,192
|
$595,000 | — | 30 Sep 2022 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.11%
|
42,506
|
$573,000 | — | 30 Sep 2022 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.1%
|
37,023
|
$499,000 | — | 30 Sep 2022 | |
| Matisse Capital |
13F
|
Company |
0.09%
|
33,688
|
$454,000 | — | 30 Sep 2022 | |
| Invesco Ltd. |
13F
|
Company |
0.08%
|
30,696
|
$413,000 | — | 30 Sep 2022 | |
| Camelot Portfolios, LLC |
13F
|
Company |
0.07%
|
27,275
|
$367,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
25,650
|
$346,000 | — | 30 Sep 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.07%
|
25,388
|
$342,000 | — | 30 Sep 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
22,850
|
$308,000 | — | 30 Sep 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.06%
|
22,529
|
$303,000 | — | 30 Sep 2022 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.06%
|
20,634
|
$278,000 | — | 30 Sep 2022 | |
| COLUMBIA ADVISORY PARTNERS LLC |
13F
|
Company |
0.05%
|
20,304
|
$273,000 | — | 30 Sep 2022 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.05%
|
19,700
|
$265,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
18,973
|
$256,000 | — | 30 Sep 2022 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.05%
|
18,903
|
$254,623 | — | 30 Sep 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.05%
|
18,050
|
$243,000 | — | 30 Sep 2022 | |
| MGO Private Wealth, LLC |
13F
|
Company |
0.05%
|
17,444
|
$235,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
16,216
|
$218,000 | — | 30 Sep 2022 | |
| NovaPoint Capital, LLC |
13F
|
Company |
0.04%
|
15,936
|
$215,000 | — | 30 Sep 2022 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
15,565
|
$210,000 | — | 30 Sep 2022 | |
| Ignite Planners, LLC |
13F
|
Company |
0.04%
|
14,300
|
$194,000 | — | 30 Sep 2022 |
Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) as of Q4 2022
As of 31 Dec 2022,
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) was held by
78 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,458,601 shares.
The largest 10 holders included
MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., KENNEDY INVESTMENT GROUP, Penserra Capital Management LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, COMMONWEALTH EQUITY SERVICES, LLC, Arete Wealth Advisors, LLC, Logan Stone Capital, LLC, and Royal Bank of Canada.
This page lists
78
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
60
Q4 2022 holders
78
Holder diff
18
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.