Security key
33741Q107
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY)
CUSIP: 33741Q107
Q4 2025 13F Holders as of 31 Dec 2025
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 36,966,427
- Total 13F shares
- 15,761,651
- Share change
- +704,299
- Total reported value
- $221,770,767
- Price per share
- $14.07
- Number of holders
- 95
- Value change
- +$9,877,385
- Number of buys
- 45
- Number of sells
- 51
Report period
Q4 2025
Institutions
95
Top holders
10
FTHY full security history
Newer quarter: Q1 2026
Previous quarter: Q3 2025
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33741Q107
Recent filing periods:
Top shareholders of FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13D/G
13F
|
Company |
6.6%
|
2,419,971
|
$34,048,992 | $0 | 31 Dec 2025 | |
| Kevin L. Ziets |
3/4/5
|
PORTFOLIO MANAGER |
0.01%
|
3,000
|
$43,795 | +$43,796 | 20 Aug 2025 | |
| James M. Dykas |
3/4/5
|
President, CEO |
0%
|
400
|
$5,520 | — | 22 Apr 2025 | |
| MORGAN STANLEY |
13F
|
Company |
9%
|
3,319,589
|
$48,100,874 | — | 30 Sep 2025 | |
| KENNEDY INVESTMENT GROUP, INC. |
13F
|
Company |
3.2%
|
1,168,085
|
$16,925,555 | — | 30 Sep 2025 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.9%
|
1,075,686
|
$15,586,690 | — | 30 Sep 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.9%
|
696,115
|
$10,086,000 | — | 30 Sep 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
1.7%
|
637,681
|
$9,240,000 | — | 30 Sep 2025 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.5%
|
556,742
|
$8,067,192 | — | 30 Sep 2025 | |
| Penserra Capital Management LLC |
13F
|
Company |
1.2%
|
441,008
|
$6,390,000 | — | 30 Sep 2025 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.1%
|
419,564
|
$6,079,482 | — | 30 Sep 2025 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
1%
|
382,097
|
$5,536,596 | — | 30 Sep 2025 | |
| WINEBRENNER CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.91%
|
338,207
|
$4,900,618 | — | 30 Sep 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.9%
|
332,836
|
$4,822,794 | — | 30 Sep 2025 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.9%
|
331,164
|
$4,799,000 | — | 30 Sep 2025 | |
| LPL Financial LLC |
13F
|
Company |
0.81%
|
298,032
|
$4,318,482 | — | 30 Sep 2025 | |
| Huntleigh Advisors, Inc. |
13F
|
Company |
0.76%
|
282,175
|
$4,088,707 | — | 30 Sep 2025 | |
| Narwhal Capital Management |
13F
|
Company |
0.6%
|
222,614
|
$3,225,679 | — | 30 Sep 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.48%
|
175,926
|
$2,549,000 | — | 30 Sep 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.47%
|
173,325
|
$2,531,077 | — | 30 Sep 2025 | |
| Oder Investment Management, LLC |
13F
|
Company |
0.44%
|
161,175
|
$2,335,419 | — | 30 Sep 2025 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.41%
|
152,682
|
$2,212,362 | — | 30 Sep 2025 | |
| Private Advisory Group LLC |
13F
|
Company |
0.39%
|
145,001
|
$2,101,067 | — | 30 Sep 2025 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.34%
|
125,452
|
$1,818,000 | — | 30 Sep 2025 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.33%
|
122,491
|
$1,774,892 | — | 30 Sep 2025 | |
| INDEPENDENT FINANCIAL GROUP, LLC |
13F
|
Company |
0.32%
|
119,400
|
$1,730,109 | — | 30 Sep 2025 | |
| TFB Advisors LLC |
13F
|
Company |
0.3%
|
112,682
|
$1,595,577 | — | 30 Sep 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.3%
|
111,350
|
$1,613,462 | — | 30 Sep 2025 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
0.29%
|
105,410
|
$1,527,383 | — | 30 Sep 2025 | |
| Concurrent Investment Advisors, LLC |
13F
|
Company |
0.27%
|
100,586
|
$1,457,489 | — | 30 Sep 2025 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.23%
|
85,293
|
$1,235,892 | — | 30 Sep 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.22%
|
79,819
|
$1,156,577 | — | 30 Sep 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.21%
|
76,215
|
$1,104,361 | — | 30 Sep 2025 | |
| UBS Group AG |
13F
|
Company |
0.2%
|
75,691
|
$1,096,762 | — | 30 Sep 2025 | |
| Magnus Financial Group LLC |
13F
|
Company |
0.2%
|
73,497
|
$1,064,968 | — | 30 Sep 2025 | |
| Bullseye Investment Management, LLC |
13F
|
Company |
0.19%
|
72,041
|
$1,040,987 | — | 30 Sep 2025 | |
| Insight Advisors, LLC/ PA |
13F
|
Company |
0.17%
|
62,957
|
$912,348 | — | 30 Sep 2025 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.13%
|
49,215
|
$713,129 | — | 30 Sep 2025 | |
| Invesco Ltd. |
13F
|
Company |
0.13%
|
48,929
|
$708,981 | — | 30 Sep 2025 | |
| WORLD EQUITY GROUP, INC. |
13F
|
Company |
0.12%
|
44,088
|
$638,823 | — | 30 Sep 2025 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.11%
|
42,041
|
$609,174 | — | 30 Sep 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.11%
|
40,186
|
$582,288 | — | 30 Sep 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.1%
|
36,316
|
$526,223 | — | 30 Sep 2025 | |
| BlueChip Wealth Advisors LLC |
13F
|
Company |
0.09%
|
34,806
|
$504,340 | — | 30 Sep 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.09%
|
33,927
|
$491,602 | — | 30 Sep 2025 | |
| TrueMark Investments, LLC |
13F
|
Company |
0.08%
|
31,414
|
$455,189 | — | 30 Sep 2025 | |
| First Financial Group Corp |
13F
|
Company |
0.08%
|
28,755
|
$416,660 | — | 30 Sep 2025 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.08%
|
27,823
|
$403,155 | — | 30 Sep 2025 | |
| PVG ASSET MANAGEMENT CORP |
13F
|
Company |
0.07%
|
27,515
|
$398,692 | — | 30 Sep 2025 | |
| Sheets Smith Investment Management |
13F
|
Company |
0.07%
|
27,515
|
$398,692 | — | 30 Sep 2025 |
Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) as of Q4 2025
As of 31 Dec 2025,
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) was held by
95 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,761,651 shares.
The largest 10 holders included
MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, KENNEDY INVESTMENT GROUP, RIVERNORTH CAPITAL MANAGEMENT, LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., ROYAL BANK OF CANADA, COMMONWEALTH EQUITY SERVICES, LLC, Penserra Capital Management LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, and D.A. DAVIDSON & CO..
This page lists
95
institutional shareholders reporting positions in this security
for the Q4 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2025 vs Q3 2025 Across Filers
Q3 2025 holders
87
Q4 2025 holders
95
Holder diff
8
| Investor | Q3 2025 Shares | Q4 2025 Shares | Share Diff | Share Chg % | Q3 2025 Value $ | Q4 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.