Security key
33741Q107
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY)
CUSIP: 33741Q107
Q3 2025 13F Holders as of 30 Sep 2025
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 36,966,427
- Total 13F shares
- 14,818,849
- Share change
- -79,503
- Total reported value
- $214,707,192
- Price per share
- $14.49
- Number of holders
- 87
- Value change
- -$1,202,517
- Number of buys
- 40
- Number of sells
- 33
Report period
Q3 2025
Institutions
87
Top holders
10
FTHY full security history
Newer quarter: Q4 2025
Previous quarter: Q2 2025
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33741Q107
Recent filing periods:
Top shareholders of FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Kevin L. Ziets |
3/4/5
|
PORTFOLIO MANAGER |
0.01%
|
3,000
|
$43,795 | +$43,796 | 20 Aug 2025 | |
| James M. Dykas |
3/4/5
|
President, CEO |
0%
|
400
|
$5,520 | — | 22 Apr 2025 | |
| MORGAN STANLEY |
13F
|
Company |
8.5%
|
3,156,348
|
$46,871,795 | — | 30 Jun 2025 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3.8%
|
1,401,635
|
$20,814,000 | — | 30 Jun 2025 | |
| KENNEDY INVESTMENT GROUP, INC. |
13F
|
Company |
3.1%
|
1,155,633
|
$17,161,151 | — | 30 Jun 2025 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3%
|
1,105,468
|
$16,416,200 | — | 30 Jun 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
2%
|
728,726
|
$10,822,000 | — | 30 Jun 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
1.8%
|
651,388
|
$9,673,000 | — | 30 Jun 2025 | |
| Huntleigh Advisors, Inc. |
13F
|
Company |
1.6%
|
605,827
|
$8,996,532 | — | 30 Jun 2025 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.5%
|
558,705
|
$8,296,774 | — | 30 Jun 2025 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.3%
|
493,598
|
$7,329,930 | — | 30 Jun 2025 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
1.1%
|
413,536
|
$6,141,024 | — | 30 Jun 2025 | |
| Penserra Capital Management LLC |
13F
|
Company |
0.98%
|
362,914
|
$5,389,000 | — | 30 Jun 2025 | |
| WINEBRENNER CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.92%
|
341,141
|
$5,065,946 | — | 30 Jun 2025 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.92%
|
340,102
|
$5,051,000 | — | 30 Jun 2025 | |
| LPL Financial LLC |
13F
|
Company |
0.71%
|
264,027
|
$3,920,799 | — | 30 Jun 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.71%
|
260,955
|
$3,875,182 | — | 30 Jun 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.59%
|
216,902
|
$3,221,017 | — | 30 Jun 2025 | |
| Narwhal Capital Management |
13F
|
Company |
0.57%
|
209,151
|
$3,105,888 | — | 30 Jun 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.44%
|
164,432
|
$2,442,000 | — | 30 Jun 2025 | |
| Aurora Private Wealth, Inc. |
13F
|
Company |
0.44%
|
164,262
|
$2,439,000 | — | 30 Jun 2025 | |
| Oder Investment Management, LLC |
13F
|
Company |
0.42%
|
156,767
|
$2,327,997 | — | 30 Jun 2025 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.41%
|
152,682
|
$2,267,328 | — | 30 Jun 2025 | |
| Private Advisory Group LLC |
13F
|
Company |
0.39%
|
145,007
|
$2,153,357 | — | 30 Jun 2025 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.38%
|
140,119
|
$2,080,764 | — | 30 Jun 2025 | |
| INDEPENDENT FINANCIAL GROUP, LLC |
13F
|
Company |
0.36%
|
133,053
|
$1,975,836 | — | 30 Jun 2025 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.34%
|
126,984
|
$1,886,000 | — | 30 Jun 2025 | |
| TFB Advisors LLC |
13F
|
Company |
0.3%
|
110,636
|
$1,642,945 | — | 30 Jun 2025 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
0.3%
|
109,946
|
$1,632,701 | — | 30 Jun 2025 | |
| Concurrent Investment Advisors, LLC |
13F
|
Company |
0.29%
|
107,885
|
$1,602,092 | — | 30 Jun 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.25%
|
93,043
|
$1,381,689 | — | 30 Jun 2025 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.23%
|
85,293
|
$1,266,597 | — | 30 Jun 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.22%
|
82,322
|
$1,222,482 | — | 30 Jun 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.22%
|
79,592
|
$1,181,941 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
0.2%
|
74,318
|
$1,103,622 | — | 30 Jun 2025 | |
| Bullseye Investment Management, LLC |
13F
|
Company |
0.19%
|
72,041
|
$1,040,987 | — | 30 Jun 2025 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
0.19%
|
71,971
|
$1,068,770 | — | 30 Jun 2025 | |
| Insight Advisors, LLC/ PA |
13F
|
Company |
0.17%
|
62,825
|
$932,958 | — | 30 Jun 2025 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.15%
|
53,782
|
$798,663 | — | 30 Jun 2025 | |
| Magnus Financial Group LLC |
13F
|
Company |
0.14%
|
51,824
|
$769,591 | — | 30 Jun 2025 | |
| Invesco Ltd. |
13F
|
Company |
0.14%
|
50,122
|
$744,312 | — | 30 Jun 2025 | |
| BlueChip Wealth Advisors LLC |
13F
|
Company |
0.13%
|
49,195
|
$730,547 | — | 30 Jun 2025 | |
| WORLD EQUITY GROUP, INC. |
13F
|
Company |
0.13%
|
47,983
|
$712,533 | — | 30 Jun 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.12%
|
44,044
|
$654,051 | — | 30 Jun 2025 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.12%
|
42,700
|
$634,095 | — | 30 Jun 2025 | |
| Camelot Portfolios, LLC |
13F
|
Company |
0.1%
|
38,045
|
$564,971 | — | 30 Jun 2025 | |
| First Financial Group Corp |
13F
|
Company |
0.08%
|
28,755
|
$427,012 | — | 30 Jun 2025 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.08%
|
27,775
|
$406,074 | — | 30 Jun 2025 | |
| PVG ASSET MANAGEMENT CORP |
13F
|
Company |
0.07%
|
27,515
|
$408,597 | — | 30 Jun 2025 | |
| Apollon Wealth Management, LLC |
13F
|
Company |
0.07%
|
24,249
|
$360,094 | — | 30 Jun 2025 |
Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) as of Q3 2025
As of 30 Sep 2025,
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) was held by
87 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,818,849 shares.
The largest 10 holders included
MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, KENNEDY INVESTMENT GROUP, RIVERNORTH CAPITAL MANAGEMENT, LLC, ROYAL BANK OF CANADA, COMMONWEALTH EQUITY SERVICES, LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Penserra Capital Management LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, and D.A. DAVIDSON & CO..
This page lists
88
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
84
Q3 2025 holders
87
Holder diff
3
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.