FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY)
CUSIP: 33741Q107
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 36,646,645
- Total 13F shares
- 5,297,314
- Share change
- +1,421,709
- Total reported value
- $107,424,000
- Price per share
- $20.32
- Number of holders
- 34
- Value change
- +$28,869,262
- Number of buys
- 22
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 33741Q107?
CUSIP 33741Q107 identifies FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 33741Q107:
Top shareholders of FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.6%
|
1,307,581
|
$26,350,000 | — | 30 Sep 2020 | |
| Private Advisory Group LLC |
13F
|
Company |
1.2%
|
448,450
|
$9,037,000 | — | 30 Sep 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.97%
|
356,277
|
$7,180,000 | — | 30 Sep 2020 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.88%
|
323,072
|
$6,655,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.6%
|
219,767
|
$4,429,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.44%
|
162,473
|
$3,274,000 | — | 30 Sep 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.43%
|
158,210
|
$3,180,000 | — | 30 Sep 2020 | |
| Castle Rock Wealth Management, LLC |
13F
|
Company |
0.4%
|
147,060
|
$2,978,000 | — | 30 Sep 2020 | |
| 20/20 Capital Management, Inc. |
13F
|
Company |
0.29%
|
104,544
|
$2,107,000 | — | 30 Sep 2020 | |
| Walkner Condon Financial Advisors LLC |
13F
|
Company |
0.24%
|
88,783
|
$1,789,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.19%
|
69,080
|
$1,392,000 | — | 30 Sep 2020 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.15%
|
56,163
|
$1,134,000 | — | 30 Sep 2020 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
0.13%
|
48,500
|
$977,000 | — | 30 Sep 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.09%
|
33,350
|
$672,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.08%
|
29,710
|
$599,000 | — | 30 Sep 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.06%
|
23,447
|
$473,000 | — | 30 Sep 2020 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
0.06%
|
22,625
|
$453,000 | — | 30 Sep 2020 | |
| ACG Wealth |
13F
|
Company |
0.05%
|
17,536
|
$353,000 | — | 30 Sep 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.05%
|
16,600
|
$335,000 | — | 30 Sep 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
14,590
|
$294,000 | — | 30 Sep 2020 | |
| THOROUGHBRED FINANCIAL SERVICES, LLC |
13F
|
Company |
0.03%
|
12,500
|
$251,000 | — | 30 Sep 2020 | |
| First Heartland Consultants, Inc. |
13F
|
Company |
0.03%
|
10,500
|
$212,000 | — | 30 Sep 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
42
|
$1,000 | — | 30 Sep 2020 |
Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) as of Q4 2020
As of 31 Dec 2020,
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,297,314 shares.
The largest 10 holders included
MORGAN STANLEY, Private Advisory Group LLC, ENVESTNET ASSET MANAGEMENT INC, Arete Wealth Advisors, LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Kestra Advisory Services, LLC, Cambridge Investment Research Advisors, Inc., COMMONWEALTH EQUITY SERVICES, LLC, Sterling Manor Financial, LLC, and Castle Rock Wealth Management, LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
23
Q4 2020 holders
34
Holder diff
11
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.