FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY)
CUSIP: 33741Q107
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 36,966,427
- Total 13F shares
- 12,397,139
- Share change
- -98,981
- Total reported value
- $187,318,001
- Price per share
- $15.12
- Number of holders
- 79
- Value change
- -$1,079,183
- Number of buys
- 37
- Number of sells
- 38
Quarterly Holders Quick Answers
What is CUSIP 33741Q107?
CUSIP 33741Q107 identifies FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 33741Q107:
Top shareholders of FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8%
|
2,957,841
|
$42,356,309 | — | 30 Jun 2024 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.4%
|
1,246,875
|
$17,855,250 | — | 30 Jun 2024 | |
| KENNEDY INVESTMENT GROUP |
13F
|
Company |
3.3%
|
1,206,637
|
$17,279,049 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
2%
|
736,601
|
$10,548,000 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
1.9%
|
688,465
|
$9,859,000 | — | 30 Jun 2024 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.6%
|
607,187
|
$8,694,913 | — | 30 Jun 2024 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.5%
|
562,128
|
$8,049,673 | — | 30 Jun 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
1.3%
|
492,088
|
$7,046,705 | — | 30 Jun 2024 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
1.3%
|
462,611
|
$6,622,000 | — | 30 Jun 2024 | |
| Atlas Wealth LLC |
13F
|
Company |
0.98%
|
363,661
|
$5,171,259 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.56%
|
206,555
|
$2,945,404 | — | 30 Jun 2024 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.51%
|
187,031
|
$2,678,284 | — | 30 Jun 2024 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.5%
|
185,427
|
$2,655,315 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
0.44%
|
162,869
|
$2,332,278 | — | 30 Jun 2024 | |
| Private Advisory Group LLC |
13F
|
Company |
0.4%
|
146,222
|
$2,093,902 | — | 30 Jun 2024 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
0.38%
|
141,549
|
$2,026,982 | — | 30 Jun 2024 | |
| Oder Investment Management, LLC |
13F
|
Company |
0.38%
|
141,458
|
$2,025,678 | — | 30 Jun 2024 | |
| Bullseye Investment Management, LLC |
13F
|
Company |
0.36%
|
133,601
|
$1,958,596 | — | 30 Jun 2024 | |
| WORLD EQUITY GROUP, INC. |
13F
|
Company |
0.35%
|
129,970
|
$1,861,156 | — | 30 Jun 2024 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.33%
|
120,296
|
$1,722,637 | — | 30 Jun 2024 | |
| TFB Advisors LLC |
13F
|
Company |
0.3%
|
112,233
|
$1,607,177 | — | 30 Jun 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.27%
|
100,081
|
$1,433,000 | — | 30 Jun 2024 | |
| Sanctuary Advisors, LLC |
13F
|
Company |
0.23%
|
85,000
|
$1,201,050 | — | 30 Jun 2024 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.23%
|
83,363
|
$1,193,752 | — | 30 Jun 2024 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.21%
|
79,371
|
$1,136,593 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.2%
|
75,273
|
$1,078,000 | — | 30 Jun 2024 | |
| Aurora Private Wealth, Inc. |
13F
|
Company |
0.19%
|
71,818
|
$1,028,000 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.15%
|
55,932
|
$800,944 | — | 30 Jun 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.14%
|
53,169
|
$761,381 | — | 30 Jun 2024 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.14%
|
51,937
|
$744,000 | — | 30 Jun 2024 | |
| Camelot Portfolios, LLC |
13F
|
Company |
0.14%
|
51,479
|
$737,180 | — | 30 Jun 2024 | |
| THOROUGHBRED FINANCIAL SERVICES, LLC |
13F
|
Company |
0.14%
|
51,500
|
$737,000 | — | 30 Jun 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.13%
|
47,299
|
$677,322 | — | 30 Jun 2024 | |
| BlueChip Wealth Advisors LLC |
13F
|
Company |
0.13%
|
46,237
|
$662,114 | — | 30 Jun 2024 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.12%
|
46,012
|
$658,892 | — | 30 Jun 2024 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.11%
|
39,475
|
$565,283 | — | 30 Jun 2024 | |
| BLACK POINT WEALTH MANAGEMENT |
13F
|
Company |
0.1%
|
38,756
|
$554,986 | — | 30 Jun 2024 | |
| METEORA CAPITAL, LLC |
13F
|
Company |
0.1%
|
37,753
|
$540,623 | — | 30 Jun 2024 | |
| Insight Advisors, LLC/ PA |
13F
|
Company |
0.1%
|
37,259
|
$533,554 | — | 30 Jun 2024 | |
| Rareview Capital LLC |
13F
|
Company |
0.08%
|
30,662
|
$439,080 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
28,745
|
$411,628 | — | 30 Jun 2024 | |
| Stablepoint Partners, LLC |
13F
|
Company |
0.07%
|
26,815
|
$395,521 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
25,111
|
$359,589 | — | 30 Jun 2024 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
23,400
|
$335,088 | — | 30 Jun 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
22,010
|
$315,178 | — | 30 Jun 2024 | |
| Invesco Ltd. |
13F
|
Company |
0.06%
|
21,534
|
$308,367 | — | 30 Jun 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.06%
|
21,478
|
$307,565 | — | 30 Jun 2024 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
20,769
|
$297,000 | — | 30 Jun 2024 | |
| Consolidated Portfolio Review Corp |
13F
|
Company |
0.05%
|
19,090
|
$273,375 | — | 30 Jun 2024 | |
| Apollon Wealth Management, LLC |
13F
|
Company |
0.05%
|
17,341
|
$248,319 | — | 30 Jun 2024 |
Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) as of Q3 2024
As of 30 Sep 2024,
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) was held by
79 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,397,139 shares.
The largest 10 holders included
MORGAN STANLEY, KENNEDY INVESTMENT GROUP, RIVERNORTH CAPITAL MANAGEMENT, LLC, Royal Bank of Canada, COMMONWEALTH EQUITY SERVICES, LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Arete Wealth Advisors, LLC, D.A. DAVIDSON & CO., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, and STIFEL FINANCIAL CORP.
This page lists
79
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
80
Q3 2024 holders
79
Holder diff
-1
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.