FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY)
CUSIP: 33741Q107
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 36,646,645
- Total 13F shares
- 11,430,935
- Share change
- +527,127
- Total reported value
- $153,901,663
- Price per share
- $13.47
- Number of holders
- 60
- Value change
- +$6,885,686
- Number of buys
- 35
- Number of sells
- 29
Quarterly Holders Quick Answers
What is CUSIP 33741Q107?
CUSIP 33741Q107 identifies FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 33741Q107:
Top shareholders of FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
9.2%
|
3,363,237
|
$48,868,000 | — | 30 Jun 2022 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
4%
|
1,468,389
|
$21,336,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
1.6%
|
581,475
|
$8,448,000 | — | 30 Jun 2022 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.5%
|
540,455
|
$7,853,000 | — | 30 Jun 2022 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
1.3%
|
491,709
|
$7,145,000 | — | 30 Jun 2022 | |
| Penserra Capital Management LLC |
13F
|
Company |
1%
|
367,793
|
$5,344,000 | — | 30 Jun 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.99%
|
362,717
|
$5,270,000 | — | 30 Jun 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.95%
|
346,819
|
$5,039,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.88%
|
322,799
|
$4,691,000 | — | 30 Jun 2022 | |
| Ameritas Advisory Services, LLC |
13F
|
Company |
0.75%
|
273,927
|
$3,980,000 | — | 30 Jun 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.68%
|
248,358
|
$3,609,000 | — | 30 Jun 2022 | |
| Private Advisory Group LLC |
13F
|
Company |
0.57%
|
208,193
|
$3,025,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.44%
|
163,003
|
$2,376,000 | — | 30 Jun 2022 | |
| WORLD EQUITY GROUP, INC. |
13F
|
Company |
0.42%
|
153,060
|
$2,223,962 | — | 30 Jun 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.42%
|
152,305
|
$2,213,000 | — | 30 Jun 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.4%
|
146,000
|
$2,121,000 | — | 30 Jun 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.35%
|
128,400
|
$1,866,000 | — | 30 Jun 2022 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.35%
|
127,453
|
$1,857,000 | — | 30 Jun 2022 | |
| AXXCESS WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.31%
|
115,417
|
$1,677,000 | — | 30 Jun 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.26%
|
94,938
|
$1,379,000 | — | 30 Jun 2022 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.26%
|
94,708
|
$1,376,000 | — | 30 Jun 2022 | |
| Oder Investment Management, LLC |
13F
|
Company |
0.24%
|
87,285
|
$1,268,000 | — | 30 Jun 2022 | |
| Spire Wealth Management |
13F
|
Company |
0.24%
|
87,258
|
$1,268,000 | — | 30 Jun 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.22%
|
80,127
|
$1,164,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.2%
|
74,045
|
$1,076,000 | — | 30 Jun 2022 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.17%
|
63,538
|
$923,000 | — | 30 Jun 2022 | |
| THOROUGHBRED FINANCIAL SERVICES, LLC |
13F
|
Company |
0.16%
|
57,500
|
$835,000 | — | 30 Jun 2022 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.14%
|
52,334
|
$760,000 | — | 30 Jun 2022 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.12%
|
44,312
|
$693,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.13%
|
47,239
|
$686,000 | — | 30 Jun 2022 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
0.1%
|
35,636
|
$518,000 | — | 30 Jun 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.1%
|
35,077
|
$510,000 | — | 30 Jun 2022 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.09%
|
32,267
|
$469,000 | — | 30 Jun 2022 | |
| Matisse Capital |
13F
|
Company |
0.09%
|
31,585
|
$459,000 | — | 30 Jun 2022 | |
| Camelot Portfolios, LLC |
13F
|
Company |
0.08%
|
28,854
|
$419,000 | — | 30 Jun 2022 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.07%
|
24,909
|
$362,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.06%
|
22,879
|
$333,000 | — | 30 Jun 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
22,350
|
$321,000 | — | 30 Jun 2022 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.05%
|
19,700
|
$286,000 | — | 30 Jun 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.05%
|
19,179
|
$279,000 | — | 30 Jun 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.05%
|
18,200
|
$264,000 | — | 30 Jun 2022 | |
| Invesco Ltd. |
13F
|
Company |
0.05%
|
17,720
|
$257,000 | — | 30 Jun 2022 | |
| COLUMBIA ADVISORY PARTNERS LLC |
13F
|
Company |
0.05%
|
17,704
|
$257,000 | — | 30 Jun 2022 | |
| Narwhal Capital Management |
13F
|
Company |
0.05%
|
17,639
|
$256,000 | — | 30 Jun 2022 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
0.05%
|
16,902
|
$246,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
16,760
|
$244,000 | — | 30 Jun 2022 | |
| EPG Wealth Management LLC |
13F
|
Company |
0.04%
|
15,477
|
$225,000 | — | 30 Jun 2022 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
15,431
|
$224,000 | — | 30 Jun 2022 | |
| Almitas Capital LLC |
13F
|
Company |
0.04%
|
15,169
|
$220,000 | — | 30 Jun 2022 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.04%
|
15,000
|
$218,000 | — | 30 Jun 2022 |
Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) as of Q3 2022
As of 30 Sep 2022,
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) was held by
60 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,430,935 shares.
The largest 10 holders included
MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, COMMONWEALTH EQUITY SERVICES, LLC, Penserra Capital Management LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Raymond James Financial Services Advisors, Inc., Arete Wealth Advisors, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, ROYAL BANK OF CANADA, and Kestra Advisory Services, LLC.
This page lists
60
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
67
Q3 2022 holders
60
Holder diff
-7
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.