FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY)
CUSIP: 33741Q107
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 36,646,645
- Total 13F shares
- 3,670,860
- Share change
- +1,710,823
- Total reported value
- $74,125,000
- Price per share
- $20.15
- Number of holders
- 23
- Value change
- +$34,473,181
- Number of buys
- 17
- Number of sells
- 3
Quarterly Holders Quick Answers
What is CUSIP 33741Q107?
CUSIP 33741Q107 identifies FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 33741Q107:
Top shareholders of FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Private Advisory Group LLC |
13F
|
Company |
1.2%
|
450,450
|
$9,108,000 | — | 30 Jun 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.97%
|
353,802
|
$7,154,000 | — | 30 Jun 2020 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.92%
|
338,486
|
$6,844,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.47%
|
172,555
|
$3,489,000 | — | 30 Jun 2020 | |
| Castle Rock Wealth Management, LLC |
13F
|
Company |
0.33%
|
119,200
|
$2,453,000 | — | 30 Jun 2020 | |
| 20/20 Capital Management, Inc. |
13F
|
Company |
0.28%
|
103,674
|
$2,139,000 | — | 30 Jun 2020 | |
| Walkner Condon Financial Advisors LLC |
13F
|
Company |
0.23%
|
84,200
|
$1,703,000 | — | 30 Jun 2020 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.15%
|
55,000
|
$1,113,000 | — | 30 Jun 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.08%
|
30,500
|
$617,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.07%
|
26,500
|
$536,000 | — | 30 Jun 2020 | |
| ACG Wealth |
13F
|
Company |
0.07%
|
26,350
|
$533,000 | — | 30 Jun 2020 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
0.06%
|
22,625
|
$475,000 | — | 30 Jun 2020 | |
| THOROUGHBRED FINANCIAL SERVICES, LLC |
13F
|
Company |
0.03%
|
12,500
|
$253,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
5,485
|
$111,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
500
|
$10,000 | — | 30 Jun 2020 |
Institutional Holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) as of Q3 2020
As of 30 Sep 2020,
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,670,860 shares.
The largest 10 holders included
MORGAN STANLEY, Private Advisory Group LLC, ENVESTNET ASSET MANAGEMENT INC, Arete Wealth Advisors, LLC, Cambridge Investment Research Advisors, Inc., COMMONWEALTH EQUITY SERVICES, LLC, Kestra Advisory Services, LLC, Castle Rock Wealth Management, LLC, 20/20 Capital Management, Inc., and Walkner Condon Financial Advisors LLC.
This page lists
23
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
15
Q3 2020 holders
23
Holder diff
8
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.