Security key
33741Q107
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (FTHY)
CUSIP: 33741Q107
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 3,670,860
- Total 13F value
- $74,125,000
- Share change
- +1,710,823
- SEC-reported price per share
- $20.15
- Number of holders
- 23
- Value change
- +$34,473,181
- Number of buys
- 17
- Number of sells
- 3
- Shares outstanding
- 36,966,427
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2020
Institutions
23
Top holders
10
FTHY full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33741Q107
Recent filing periods:
Ownership snapshot
Top reported holders of FTHY - FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Private Advisory Group LLC
Disclosed value leader
Private Advisory Group LLC
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F
Lead comparable stake: 1.2%
Showing 1-6 of 15 holder rows.
Quick read
Private Advisory Group LLC leads the comparable SEC ownership view at 1.2%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Private Advisory Group LLC's linked filing trail.
Comparable ownership
Top 5
Private Advisory Group LLC
1.2%
ENVESTNET ASSET MANAGEMENT INC
0.96%
Arete Wealth Advisors, LLC
0.92%
Cambridge Investment Research Adv...
0.47%
Castle Rock Wealth Management, LLC
0.32%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Private Advisory Group LLC |
13F
Company
|
1.2%
|
$9,108,000
450,450 shares
|
— | 30 Jun 2020 |
| ENVESTNET ASSET MANAGEMENT INC |
13F
Company
|
0.96%
|
$7,154,000
353,802 shares
|
— | 30 Jun 2020 |
| Arete Wealth Advisors, LLC |
13F
Company
|
0.92%
|
$6,844,000
338,486 shares
|
— | 30 Jun 2020 |
| Cambridge Investment Research Advisors, Inc. |
13F
Company
|
0.47%
|
$3,489,000
172,555 shares
|
— | 30 Jun 2020 |
| Castle Rock Wealth Management, LLC |
13F
Company
|
0.32%
|
$2,453,000
119,200 shares
|
— | 30 Jun 2020 |
| 20/20 Capital Management, Inc. |
13F
Company
|
0.28%
|
$2,139,000
103,674 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
23
Shares
3,670,860
Rows available
23
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
15
Q3 2020 holders
23
Holder diff
8
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend