AWM Investment Company, Inc.

Insider Reports History

Entity
Company
Location
527 Madison Avenue, Suite 2600, New York, NY
Signature
Adam Stettner
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by AWM Investment Company, Inc.:

Stock Role Class Num Shares Value Price $ Report Date Ownership
DESTINATION XL GROUP, INC. 10%+ Owner Common Stock 9.4M $37.7M $4.01 Mar 16, 2023 By Limited Partnerships
Genasys Inc. 10%+ Owner Common Stock 5.65M $20.9M $3.69 Nov 5, 2024 By Limited Partnerships
Societal CDMO, Inc. 10%+ Owner Common Stock 10.3M $3.59M $0.35 Aug 24, 2023 By Limited Partnerships
Assure Holdings Corp. below 10% Common Stock 750K $2.27M $3.03 Aug 5, 2022 By Limited Partnerships
EMCORE CORP 10%+ Owner Common Stock 5.26M $2.16M $0.41 Jun 20, 2023 By Limited Partnerships
Real Good Food Company, Inc. 10%+ Owner Common Stock 1.94M $2.14M $1.10 Mar 1, 2024 By Limited Partnerships
urban-gro, Inc. 10%+ Owner Common Stock 1.21M $1.45M $1.19 Dec 13, 2024 By Limited Partnerships
INVO Bioscience, Inc. 10%+ Owner Common Stock 1.16M $1.1M $0.95 Oct 1, 2021 By Limited Partnerships
G Medical Innovations Holdings Ltd. 10%+ Owner Common Stock 700K $509K $0.73 Apr 3, 2023 By Limited Partnerships
Societal CDMO, Inc. 10%+ Owner Warrants 4.86M Aug 24, 2023 By Limited Partnership

Insider Reports Filed by AWM Investment Company, Inc.

Symbol Company Period Transactions Value $ Form Type Date Filed Role
UGRO urban-gro, Inc. Dec 13, 2024 1 -$22.5K 4 Dec 17, 2024 10%+ Owner
UGRO urban-gro, Inc. Dec 10, 2024 3 -$71.1K 4 Dec 12, 2024 10%+ Owner
UGRO urban-gro, Inc. Dec 5, 2024 3 -$69.8K 4 Dec 9, 2024 10%+ Owner
UGRO urban-gro, Inc. Nov 26, 2024 2 -$72.3K 4 Nov 29, 2024 10%+ Owner
UGRO urban-gro, Inc. Nov 19, 2024 1 -$115 4 Nov 21, 2024 10%+ Owner
URGO urban-gro, Inc. Nov 14, 2024 1 -$35.7K 4 Nov 18, 2024 10%+ Owner
UGRO urban-gro, Inc. Nov 11, 2024 3 -$29.3K 4 Nov 13, 2024 10%+ Owner
URGO urban-gro, Inc. Nov 6, 2024 1 -$5.45K 4 Nov 8, 2024 10%+ Owner
GNSS Genasys Inc. Nov 1, 2024 3 -$368K 4 Nov 5, 2024 10%+ Owner
UGRO urban-gro, Inc. Apr 15, 2024 1 -$1.7K 4 Apr 17, 2024 10%+ Owner
URGO urban-gro, Inc. Apr 3, 2024 0 $0 3 Apr 12, 2024 10%+ Owner
RGF Real Good Food Company, Inc. Feb 28, 2024 5 -$611K 4 Mar 1, 2024 10%+ Owner
RGF Real Good Food Company, Inc. Jan 30, 2024 0 $0 3 Feb 9, 2024 10%+ Owner
GNSS Genasys Inc. Sep 28, 2023 1 $2.8M 4 Oct 2, 2023 10%+ Owner
SCTL Societal CDMO, Inc. Aug 24, 2023 2 $2M 4 Aug 28, 2023 10%+ Owner
RGF Real Good Food Company, Inc. Jun 26, 2023 2 -$168K 4 Jun 28, 2023 10%+ Owner
EMKR EMCORE CORP Jun 15, 2023 4 -$455K 4 Jun 20, 2023 10%+ Owner
EMKR EMCORE CORP Jun 12, 2023 3 -$109K 4 Jun 14, 2023 10%+ Owner
RGF Real Good Food Company, Inc. Jun 6, 2023 3 -$77.8K 4 Jun 8, 2023 10%+ Owner
EMKR EMCORE CORP May 26, 2023 1 -$89.6K 4 May 31, 2023 10%+ Owner
EMKR EMCORE CORP May 23, 2023 4 -$291K 4 May 25, 2023 10%+ Owner
RGF Real Good Food Company, Inc. May 22, 2023 4 -$81.6K 4 May 24, 2023 10%+ Owner
SCTL Societal CDMO, Inc. Apr 28, 2023 0 $0 3 May 8, 2023 10%+ Owner
SCTL Societal CDMO, Inc. Apr 27, 2023 1 -$259K 4 Apr 27, 2023 10%+ Owner
GMVD G Medical Innovations Holdings Ltd. Mar 31, 2023 2 -$665K 4 Apr 4, 2023 10%+ Owner
GMVD G Medical Innovations Holdings Ltd. Mar 31, 2023 0 $0 3 Apr 4, 2023 10%+ Owner
RGF Real Good Food Company, Inc. Mar 30, 2023 2 -$31.5K 4 Apr 3, 2023 10%+ Owner
RGF Real Good Food Company, Inc. Mar 27, 2023 1 -$27K 4 Mar 29, 2023 10%+ Owner
RGF Real Good Food Company, Inc. Mar 20, 2023 4 -$98.3K 4 Mar 22, 2023 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Mar 16, 2023 1 -$165K 4 Mar 17, 2023 10%+ Owner
RGF Real Good Food Company, Inc. Feb 23, 2023 1 -$100K 4 Feb 27, 2023 10%+ Owner
RGF Real Good Food Company, Inc. Feb 17, 2023 1 -$40.6K 4 Feb 22, 2023 10%+ Owner
EMKR EMCORE CORP Feb 15, 2023 0 $0 3 Feb 22, 2023 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Feb 2, 2023 1 -$18.8K 4 Feb 6, 2023 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Jan 26, 2023 1 -$271K 4 Jan 30, 2023 10%+ Owner
RGF Real Good Food Company, Inc. Jan 18, 2023 0 $0 3 Jan 27, 2023 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Jan 11, 2023 3 -$855K 4 Jan 13, 2023 10%+ Owner
SCTL Societal CDMO, Inc. Dec 12, 2022 0 $0 3 Jan 24, 2023 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Nov 23, 2022 3 -$957K 4 Nov 28, 2022 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Nov 16, 2022 1 -$1M 4 Nov 18, 2022 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Aug 23, 2022 2 -$741K 4 Aug 25, 2022 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Aug 18, 2022 3 -$932K 4 Aug 22, 2022 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Aug 15, 2022 3 -$373K 4 Aug 17, 2022 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Aug 10, 2022 3 -$2.7M 4 Aug 12, 2022 10%+ Owner
IONM Assure Holdings Corp. Aug 4, 2022 4 -$3.15M 4 Aug 8, 2022 below 10%
IONM Assure Holdings Corp. Jun 7, 2022 3 -$35.1K 4 Jun 9, 2022 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Apr 19, 2022 4 -$583K 4 Apr 21, 2022 10%+ Owner
SCTL Societal CDMO, Inc. Apr 18, 2022 3 $43K 4/A Apr 20, 2022 n/a
SCTL Recro Pharma, Inc. Dec 21, 2021 1 -$154K 4 Dec 23, 2021 10%+ Owner
SCTL Recro Pharma, Inc. Dec 16, 2021 1 -$80.5K 4 Dec 20, 2021 10%+ Owner
RGF Real Good Food Company, Inc. Dec 16, 2021 1 -$9.07K 4 Dec 16, 2021 10%+ Owner
SCTL Recro Pharma, Inc. Dec 13, 2021 3 -$81.8K 4 Dec 15, 2021 10%+ Owner
RGF Real Good Food Company, Inc. Dec 10, 2021 1 -$133K 4 Dec 13, 2021 10%+ Owner
RGF Real Good Food Company, Inc. Nov 12, 2021 0 $0 3 Nov 22, 2021 10%+ Owner
SCTL Recro Pharma, Inc. Nov 10, 2021 0 $0 3 Nov 19, 2021 10%+ Owner
INVO INVO Bioscience, Inc. Oct 1, 2021 0 $0 4 Oct 12, 2021 10%+ Owner
IONM Assure Holdings Corp. Sep 29, 2021 0 $0 3 Oct 5, 2021 10%+ Owner
DXLG DESTINATION XL GROUP, INC. Sep 8, 2021 1 -$209K 4 Sep 10, 2021 10%+ Owner
SCTL Recro Pharma, Inc. Jun 10, 2021 3 -$1.03M 4 Jun 14, 2021 10%+ Owner
SCTL Recro Pharma, Inc. May 12, 2021 0 $0 3 May 21, 2021 10%+ Owner
INVO INVO Bioscience, Inc. May 10, 2021 1 $3.76K 4 May 12, 2021 10%+ Owner
INVO INVO Bioscience, Inc. Apr 8, 2021 13 $420K 4 May 11, 2021 10%+ Owner
INVO INVO Bioscience, Inc. Apr 7, 2021 0 $0 3 May 11, 2021 10%+ Owner