AWM Investment Company, Inc.

Insider Reports History

Location
New York, NY
Signature
Adam Stettner
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by AWM Investment Company, Inc.:

Company Role Class Num Shares Value Price $ Report Date Ownership
DESTINATION XL GROUP, INC. 10%+ Owner Common Stock 9,399,297 $37,650,764 $4.01 16 Mar 2023 By Limited Partnerships
Genasys Inc. 10%+ Owner Common Stock 5,649,544 $20,868,851 $3.69 05 Nov 2024 By Limited Partnerships
908 Devices Inc. 10%+ Owner Common Stock 5,199,924 $12,235,421 $2.35 04 Mar 2025 By Limited Partnerships
GAIA, INC 10%+ Owner Common Stock 1,942,706 $10,114,310 $5.21 08 May 2025 By Limited Partnership
Societal CDMO, Inc. 10%+ Owner Common Stock 10,266,144 $3,593,150 $0.3500 24 Aug 2023 By Limited Partnerships
Assure Holdings Corp. below 10% Common Stock 750,000 $2,273,700 $3.03 05 Aug 2022 By Limited Partnerships
EMCORE CORP 10%+ Owner Common Stock 5,262,296 $2,157,541 $0.4100 20 Jun 2023 By Limited Partnerships
Real Good Food Company, Inc. 10%+ Owner Common Stock 1,941,859 $2,136,045 $1.10 01 Mar 2024 By Limited Partnerships
urban-gro, Inc. 10%+ Owner Common Stock 1,212,836 $1,448,975 $1.19 13 Dec 2024 By Limited Partnerships
INVO Bioscience, Inc. 10%+ Owner Common Stock 1,159,075 $1,101,121 $0.9500 01 Oct 2021 By Limited Partnerships
G Medical Innovations Holdings Ltd. 10%+ Owner Common Stock 700,000 $509,320 $0.7276 03 Apr 2023 By Limited Partnerships
Societal CDMO, Inc. 10%+ Owner Warrants 4,860,000 24 Aug 2023 By Limited Partnership

Insider Reports Filed by AWM Investment Company, Inc.

Symbol Company Period Transactions Value $ Form Type Role Filing Time
GAIA GAIA, INC 07 May 2025 2 -$103,350 4 10%+ Owner 09 May 2025, 16:24
MASS 908 Devices Inc. 04 Mar 2025 0 $0 3 10%+ Owner 14 Mar 2025, 16:27
GAIA GAIA, INC 06 Feb 2025 0 $0 3 10%+ Owner 06 Mar 2025, 17:18
UGRO urban-gro, Inc. 13 Dec 2024 1 -$22,463 4 10%+ Owner 17 Dec 2024, 16:43
UGRO urban-gro, Inc. 10 Dec 2024 3 -$71,146 4 10%+ Owner 12 Dec 2024, 16:56
UGRO urban-gro, Inc. 05 Dec 2024 3 -$69,769 4 10%+ Owner 09 Dec 2024, 16:11
UGRO urban-gro, Inc. 26 Nov 2024 2 -$72,286 4 10%+ Owner 29 Nov 2024, 12:29
UGRO urban-gro, Inc. 19 Nov 2024 1 -$115 4 10%+ Owner 21 Nov 2024, 16:25
UGRO urban-gro, Inc. 14 Nov 2024 1 -$35,748 4 10%+ Owner 18 Nov 2024, 16:19
UGRO urban-gro, Inc. 11 Nov 2024 3 -$29,323 4 10%+ Owner 13 Nov 2024, 16:35
UGRO urban-gro, Inc. 06 Nov 2024 1 -$5,447 4 10%+ Owner 08 Nov 2024, 16:10
GNSS Genasys Inc. 01 Nov 2024 3 -$367,716 4 10%+ Owner 05 Nov 2024, 16:42
UGRO urban-gro, Inc. 15 Apr 2024 1 -$1,700 4 10%+ Owner 17 Apr 2024, 16:35
UGRO urban-gro, Inc. 03 Apr 2024 0 $0 3 10%+ Owner 12 Apr 2024, 16:29
/report/000153526424000037-awm-investment-company-inc-2024-02-28 Real Good Food Company, Inc. 28 Feb 2024 5 -$610,835 4 10%+ Owner 01 Mar 2024, 16:10
/report/000153526424000002-awm-investment-company-inc-2024-01-30 Real Good Food Company, Inc. 30 Jan 2024 0 $0 3 10%+ Owner 09 Feb 2024, 16:17
GNSS Genasys Inc. 28 Sep 2023 1 +$2,800,000 4 10%+ Owner 02 Oct 2023, 16:35
/report/000153526423000072-awm-investment-company-inc-2023-08-24 Societal CDMO, Inc. 24 Aug 2023 2 +$2,000,000 4 10%+ Owner 28 Aug 2023, 16:21
/report/000153526423000068-awm-investment-company-inc-2023-06-26 Real Good Food Company, Inc. 26 Jun 2023 2 -$167,959 4 10%+ Owner 28 Jun 2023, 16:19
/report/000153526423000067-awm-investment-company-inc-2023-06-15 EMCORE CORP 15 Jun 2023 4 -$455,440 4 10%+ Owner 20 Jun 2023, 16:51
/report/000153526423000066-awm-investment-company-inc-2023-06-12 EMCORE CORP 12 Jun 2023 3 -$109,227 4 10%+ Owner 14 Jun 2023, 17:05
/report/000153526423000064-awm-investment-company-inc-2023-06-06 Real Good Food Company, Inc. 06 Jun 2023 3 -$77,768 4 10%+ Owner 08 Jun 2023, 16:33
/report/000153526423000063-awm-investment-company-inc-2023-05-26 EMCORE CORP 26 May 2023 1 -$89,568 4 10%+ Owner 31 May 2023, 16:48
/report/000153526423000062-awm-investment-company-inc-2023-05-23 EMCORE CORP 23 May 2023 4 -$290,679 4 10%+ Owner 25 May 2023, 16:52
/report/000153526423000061-awm-investment-company-inc-2023-05-22 Real Good Food Company, Inc. 22 May 2023 4 -$81,631 4 10%+ Owner 24 May 2023, 17:07
/report/000153526423000057-awm-investment-company-inc-2023-04-28 Societal CDMO, Inc. 28 Apr 2023 0 $0 3 10%+ Owner 08 May 2023, 11:32
/report/000153526423000056-awm-investment-company-inc-2023-04-27 Societal CDMO, Inc. 27 Apr 2023 1 -$259,037 4 10%+ Owner 27 Apr 2023, 17:03
/report/000153526423000052-awm-investment-company-inc-2023-03-31 G Medical Innovations Holdings Ltd. 31 Mar 2023 2 -$664,924 4 10%+ Owner 04 Apr 2023, 16:21
/report/000153526423000051-awm-investment-company-inc-2023-03-31 G Medical Innovations Holdings Ltd. 31 Mar 2023 0 $0 3 10%+ Owner 04 Apr 2023, 16:10
/report/000153526423000050-awm-investment-company-inc-2023-03-30 Real Good Food Company, Inc. 30 Mar 2023 2 -$31,476 4 10%+ Owner 03 Apr 2023, 16:11
/report/000153526423000048-awm-investment-company-inc-2023-03-27 Real Good Food Company, Inc. 27 Mar 2023 1 -$26,969 4 10%+ Owner 29 Mar 2023, 16:40
/report/000153526423000047-awm-investment-company-inc-2023-03-20 Real Good Food Company, Inc. 20 Mar 2023 4 -$98,347 4 10%+ Owner 22 Mar 2023, 16:48
DXLG DESTINATION XL GROUP, INC. 16 Mar 2023 1 -$165,235 4 10%+ Owner 17 Mar 2023, 16:30
/report/000153526423000044-awm-investment-company-inc-2023-02-23 Real Good Food Company, Inc. 23 Feb 2023 1 -$100,132 4 10%+ Owner 27 Feb 2023, 15:28
/report/000153526423000043-awm-investment-company-inc-2023-02-17 Real Good Food Company, Inc. 17 Feb 2023 1 -$40,615 4 10%+ Owner 22 Feb 2023, 15:31
/report/000153526423000042-awm-investment-company-inc-2023-02-15 EMCORE CORP 15 Feb 2023 0 $0 3 10%+ Owner 22 Feb 2023, 12:55
DXLG DESTINATION XL GROUP, INC. 02 Feb 2023 1 -$18,846 4 10%+ Owner 06 Feb 2023, 15:14
DXLG DESTINATION XL GROUP, INC. 26 Jan 2023 1 -$271,368 4 10%+ Owner 30 Jan 2023, 15:51
/report/000153526423000004-awm-investment-company-inc-2023-01-18 Real Good Food Company, Inc. 18 Jan 2023 0 $0 3 10%+ Owner 27 Jan 2023, 14:13
DXLG DESTINATION XL GROUP, INC. 11 Jan 2023 3 -$854,584 4 10%+ Owner 13 Jan 2023, 15:33
/report/000153526423000003-awm-investment-company-inc-2022-12-12 Societal CDMO, Inc. 12 Dec 2022 0 $0 3 10%+ Owner 24 Jan 2023, 09:06
DXLG DESTINATION XL GROUP, INC. 23 Nov 2022 3 -$957,380 4 10%+ Owner 28 Nov 2022, 15:46
DXLG DESTINATION XL GROUP, INC. 16 Nov 2022 1 -$1,001,745 4 10%+ Owner 18 Nov 2022, 15:47
DXLG DESTINATION XL GROUP, INC. 23 Aug 2022 2 -$741,455 4 10%+ Owner 25 Aug 2022, 16:32
DXLG DESTINATION XL GROUP, INC. 18 Aug 2022 3 -$931,897 4 10%+ Owner 22 Aug 2022, 16:48
DXLG DESTINATION XL GROUP, INC. 15 Aug 2022 3 -$372,791 4 10%+ Owner 17 Aug 2022, 16:32
DXLG DESTINATION XL GROUP, INC. 10 Aug 2022 3 -$2,702,746 4 10%+ Owner 12 Aug 2022, 17:02
/report/000153526422000032-awm-investment-company-inc-2022-08-04 Assure Holdings Corp. 04 Aug 2022 4 -$3,151,872 4 below 10% 08 Aug 2022, 16:41
/report/000153526422000031-awm-investment-company-inc-2022-06-07 Assure Holdings Corp. 07 Jun 2022 3 -$35,081 4 10%+ Owner 09 Jun 2022, 16:49
DXLG DESTINATION XL GROUP, INC. 19 Apr 2022 4 -$582,539 4 10%+ Owner 21 Apr 2022, 16:48
/report/000153526422000028-awm-investment-company-inc-2022-04-18-restatement Societal CDMO, Inc. 18 Apr 2022 3 +$43,028 4/A n/a 20 Apr 2022, 17:45
/report/000153526421000054-awm-investment-company-inc-2021-12-21 Recro Pharma, Inc. 21 Dec 2021 1 -$154,236 4 10%+ Owner 23 Dec 2021, 15:42
/report/000153526421000053-awm-investment-company-inc-2021-12-16 Recro Pharma, Inc. 16 Dec 2021 1 -$80,500 4 10%+ Owner 20 Dec 2021, 15:44
/report/000153526421000052-awm-investment-company-inc-2021-12-16 Real Good Food Company, Inc. 16 Dec 2021 1 -$9,065 4 10%+ Owner 16 Dec 2021, 09:40
/report/000153526421000051-awm-investment-company-inc-2021-12-13 Recro Pharma, Inc. 13 Dec 2021 3 -$81,785 4 10%+ Owner 15 Dec 2021, 15:42
/report/000153526421000050-awm-investment-company-inc-2021-12-10 Real Good Food Company, Inc. 10 Dec 2021 1 -$132,648 4 10%+ Owner 13 Dec 2021, 15:31
/report/000153526421000048-awm-investment-company-inc-2021-11-12 Real Good Food Company, Inc. 12 Nov 2021 0 $0 3 10%+ Owner 22 Nov 2021, 15:51
/report/000153526421000047-awm-investment-company-inc-2021-11-10 Recro Pharma, Inc. 10 Nov 2021 0 $0 3 10%+ Owner 19 Nov 2021, 15:15
IVF INVO Bioscience, Inc. 01 Oct 2021 0 $0 4 10%+ Owner 12 Oct 2021, 16:50
/report/000153526421000040-awm-investment-company-inc-2021-09-29 Assure Holdings Corp. 29 Sep 2021 0 $0 3 10%+ Owner 05 Oct 2021, 17:11
DXLG DESTINATION XL GROUP, INC. 08 Sep 2021 1 -$208,574 4 10%+ Owner 10 Sep 2021, 16:59
/report/000153526421000037-awm-investment-company-inc-2021-06-10 Recro Pharma, Inc. 10 Jun 2021 3 -$1,029,891 4 10%+ Owner 14 Jun 2021, 16:22
/report/000153526421000035-awm-investment-company-inc-2021-05-12 Recro Pharma, Inc. 12 May 2021 0 $0 3 10%+ Owner 21 May 2021, 16:11
IVF INVO Bioscience, Inc. 10 May 2021 1 +$3,760 4 10%+ Owner 12 May 2021, 16:09
IVF INVO Bioscience, Inc. 08 Apr 2021 13 +$420,488 4 10%+ Owner 11 May 2021, 17:04
IVF INVO Bioscience, Inc. 07 Apr 2021 0 $0 3 10%+ Owner 11 May 2021, 16:07