AWM Investment Company, Inc. - Dec 12, 2022 Form 3 Insider Report for Societal CDMO, Inc. (SCTL)

Role
10%+ Owner
Signature
Adam Stettner
Stock symbol
SCTL
Transactions as of
Dec 12, 2022
Transactions value $
$0
Form type
3
Date filed
1/24/2023, 09:06 AM
Previous filing
Nov 28, 2022
Next filing
Jan 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SCTL Common Stock 8.85M Dec 12, 2022 By Limited Partnerships F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,546,380 shares of Common Stock of the Issuer (the Shares) held by QP, 1,929,358 Shares held by Cay and 1,370,314 Shares held by PE.
F2 David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.