AWM Investment Company, Inc. - Sep 28, 2023 Form 4 Insider Report for Genasys Inc. (GNSS)

Role
10%+ Owner
Signature
Adam Stettner
Stock symbol
GNSS
Transactions as of
Sep 28, 2023
Transactions value $
$2,800,000
Form type
4
Date filed
10/2/2023, 04:35 PM
Previous filing
Aug 28, 2023
Next filing
Feb 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNSS Common Stock Purchase $2.8M +1.4M +32.19% $2.00 5.75M Sep 28, 2023 By Limited Partnerships F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 717,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.
F2 David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3 This is a weighted average price.