AWM Investment Company, Inc. - 04 Aug 2022 Form 4 Insider Report for Assure Holdings Corp.

Role
below 10%
Signature
Adam Stettner
Issuer symbol
IONM on OTC
Transactions as of
04 Aug 2022
Net transactions value
-$3,151,872
Form type
4
Filing time
08 Aug 2022, 16:41:49 UTC
Previous filing
09 Jun 2022
Next filing
12 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IONM Common Stock Sale $427,016 -155,132 -10% $2.75 1,394,271 04 Aug 2022 By Limited Partnerships F1
transaction IONM Common Stock Sale $91,944 -31,705 -2.3% $2.90 1,362,566 04 Aug 2022 By Limited Partnerships F1
transaction IONM Common Stock Sale $1,882,987 -362,566 -27% $5.19* 1,000,000 05 Aug 2022 By Limited Partnerships F1
transaction IONM Common Stock Sale $749,925 -250,000 -25% $3.00 750,000 05 Aug 2022 By Limited Partnerships F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

AWM Investment Company, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This is a weighted average price.
F2 AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 230,758 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 76,422 Shares held by Cay, 201,690 Shares held by SSPE and 241,130 Shares held by LS.
F3 Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.