AWM Investment Company, Inc. - Dec 5, 2024 Form 4 Insider Report for urban-gro, Inc. (UGRO)

Role: 10%+ Owner
Signature: Adam Stettner
Stock symbol: UGRO
Transactions as of: Dec 5, 2024
Transactions value $: -$69,769
Form type: 4
Date filed: 12/9/2024, 04:11 PM
Previous filing: Nov 29, 2024
Next filing: Dec 12, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UGRO	Common Stock	Sale	-$12.7K	-10K	-0.74%	$1.27	1.34M	Dec 5, 2024	By Limited Partnerships	F1
transaction	UGRO	Common Stock	Sale	-$31.3K	-24.8K	-1.85%	$1.26	1.31M	Dec 6, 2024	By Limited Partnerships	F1
transaction	UGRO	Common Stock	Sale	-$25.8K	-20.9K	-1.6%	$1.23	1.29M	Dec 9, 2024	By Limited Partnerships	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This is a weighted average price.
F2	AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 965,856 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 324,113 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Content

This is a weighted average price.

AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 965,856 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 324,113 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.