| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EMKR | Common Stock | Sale | $89,568 | -117,098 | -1.9% | $0.7649 | 6,082,401 | 26 May 2023 | By Limited Partnership | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | This is a weighted average price. |
| F2 | AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,837,143 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 736,984 Shares held by Cay, 583,585 Shares held by SSPE, 297,768 Shares held by Tech and 1,626,921 Shares held by T2. |
| F3 | David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |