AWM Investment Company, Inc. - Feb 28, 2024 Form 4 Insider Report for Real Good Food Company, Inc. (RGF)

Role
10%+ Owner
Signature
Adam Stettner
Stock symbol
RGF
Transactions as of
Feb 28, 2024
Transactions value $
-$610,835
Form type
4
Date filed
3/1/2024, 04:10 PM
Previous filing
Feb 9, 2024
Next filing
Apr 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGF Common Stock Sale -$23.5K -19.3K -0.78% $1.22 2.47M Feb 28, 2024 By Limited Partnerships
transaction RGF Common Stock Sale -$123 -100 0% $1.23 2.47M Feb 28, 2024 By Limited Partnerships
transaction RGF Common Stock Sale -$11K -9.37K -0.38% $1.18 2.46M Feb 29, 2024 By Limited Partnerships
transaction RGF Common Stock Sale -$120K -100K -4.07% $1.20 2.36M Feb 29, 2024 By Limited Partnerships
transaction RGF Common Stock Sale -$457K -415K -17.61% $1.10 1.94M Mar 1, 2024 By Limited Partnerships F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

AWM Investment Company, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,521,671 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 420,188 Shares held by Cay.
F2 David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3 This is a weighted average price.