AWM Investment Company, Inc. - 22 May 2023 Form 4 Insider Report for Real Good Food Company, Inc.

Role
10%+ Owner
Signature
Adam Stettner
Issuer symbol
N/A
Transactions as of
22 May 2023
Net transactions value
-$81,631
Form type
4
Filing time
24 May 2023, 17:07:25 UTC
Previous filing
08 May 2023
Next filing
25 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGF Common Stock Sale $7,873 -2,004 -0.25% $3.93 792,258 22 May 2023 By Limited Partnerships F1
transaction RGF Common Stock Sale $27,392 -7,500 -0.95% $3.65 784,758 23 May 2023 By Limited Partnerships F1
transaction RGF Common Stock Sale $18,270 -5,000 -0.64% $3.65 779,758 23 May 2023 By Limited Partnerships F1
transaction RGF Common Stock Sale $28,097 -7,954 -1% $3.53 771,804 24 May 2023 By Limited Partnerships F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This is a weighted average price.
F2 AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 582,711 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 189,093 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.