AWM Investment Company, Inc. - 26 Jun 2023 Form 4 Insider Report for Real Good Food Company, Inc.

Role
10%+ Owner
Signature
Adam Stettner
Issuer symbol
N/A
Transactions as of
26 Jun 2023
Net transactions value
-$167,959
Form type
4
Filing time
28 Jun 2023, 16:19:16 UTC
Previous filing
20 Jun 2023
Next filing
28 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGF Common Stock Sale $9,052 -2,557 -0.34% $3.54 747,374 26 Jun 2023 By Limited Partnerships F1
transaction RGF Common Stock Sale $158,908 -45,229 -6.1% $3.51 702,145 27 Jun 2023 By Limited Partnerships F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

AWM Investment Company, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This is a weighted average price.
F2 AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 530,118 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 172,027 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.