AWM Investment Company, Inc. - Nov 26, 2024 Form 4 Insider Report for urban-gro, Inc. (UGRO)

Role
10%+ Owner
Signature
David Greenhouse
Stock symbol
UGRO
Transactions as of
Nov 26, 2024
Transactions value $
-$72,286
Form type
4
Date filed
11/29/2024, 12:29 PM
Previous filing
Nov 21, 2024
Next filing
Dec 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UGRO Common Stock Sale -$72.3K -52.2K -3.73% $1.39 1.35M Nov 26, 2024 By Limited Partnership F1
transaction UGRO Common Stock Sale $4.44 +3 +0% $1.48 1.35M Nov 27, 2024 By Limited Partnership F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This is a weighted average price.
F2 AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,008,373 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 337,272 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.