| Corebridge Financial, Inc. |
10%+ Owner |
Common Stock |
127M |
$4.01B |
$31.47 |
Dec 9, 2024 |
Direct |
| Fractyl Health, Inc. |
10%+ Owner |
Common Stock |
673K |
$1.95M |
$2.90 |
Feb 6, 2024 |
Held by Corebridge DECO II, LLC |
| Fractyl Health, Inc. |
10%+ Owner |
Common Stock |
284K |
$823K |
$2.90 |
Feb 6, 2024 |
Held by American Home Assurance Company |
| Fractyl Health, Inc. |
10%+ Owner |
Common Stock |
199K |
$578K |
$2.90 |
Feb 6, 2024 |
Held by National Union Fire Insurance Company of Pittsburgh, Pa. |
| Fractyl Health, Inc. |
10%+ Owner |
Common Stock |
183K |
$530K |
$2.90 |
Feb 6, 2024 |
Held by Lexington Insurance Company |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series A Mandatory Redeemable Preferred Shares |
118K |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series C Mandatory Redeemable Preferred Shares |
88.3K |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series D Mandatory Redeemable Preferred Shares |
49K |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series E Mandatory Redeemable Preferred Shares |
49K |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series B Mandatory Redeemable Preferred Shares |
39.2K |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series K Mandatory Redeemable Preferred Stock |
26 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series J Mandatory Redeemable Preferred Stock |
23 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series J Mandatory Redeemable Preferred Stock |
14 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series I Mandatory Redeemable Preferred Stock |
10 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| DNP SELECT INCOME FUND INC |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series E Mandatory Redeemable Preferred Shares |
0 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Fractyl Health, Inc. |
10%+ Owner |
Series E Preferred Shares |
0 |
|
|
Feb 6, 2024 |
Held by American Home Assurance Company |
| Fractyl Health, Inc. |
10%+ Owner |
Series E Preferred Shares |
0 |
|
|
Feb 6, 2024 |
Held by Corebridge DECO II, LLC |
| Fractyl Health, Inc. |
10%+ Owner |
Series E Preferred Shares |
0 |
|
|
Feb 6, 2024 |
Held by Lexington Insurance Company |
| Fractyl Health, Inc. |
10%+ Owner |
Series E Preferred Shares |
0 |
|
|
Feb 6, 2024 |
Held by National Union Fire Insurance Company of Pittsburgh, Pa. |
| Fractyl Health, Inc. |
10%+ Owner |
Series F Preferred Shares |
0 |
|
|
Feb 6, 2024 |
Held by American Home Assurance Company |
| Fractyl Health, Inc. |
10%+ Owner |
Series F Preferred Shares |
0 |
|
|
Feb 6, 2024 |
Held by Corebridge DECO II, LLC |
| Fractyl Health, Inc. |
10%+ Owner |
Series F Preferred Shares |
0 |
|
|
Feb 6, 2024 |
Held by Lexington Insurance Company |
| Fractyl Health, Inc. |
10%+ Owner |
Series F Preferred Shares |
0 |
|
|
Feb 6, 2024 |
Held by National Union Fire Insurance Company of Pittsburgh, Pa. |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
4.51% Series G Senior Secured Notes due October 15, 2023 |
$0 |
|
|
Oct 15, 2023 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
4.66% Series H Senior Secured Notes due October 15, 2025 |
$1.74M |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.46% Senior Secured Notes Series I due June 11, 2025 |
$0 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.56% Senior Secured Notes Series J due June 11, 2027 |
$0 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.76% Senior Secured Notes Series K due June 11, 2030 |
$0 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
4.10% Series A Senior Secured Notes due March 28, 2027 |
$0 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.44% Series B Senior Secured Notes due July 19, 2025 |
$1.53M |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.50% Series C Senior Secured Notes due July 19, 2026 |
$4.17M |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.61% Series E Senior Secured Notes due July 19, 2027 |
$5.21M |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.72% Series F Senior Secured Notes due July 19, 2029 |
$0 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.72% Series G Senior Secured Notes due July 19, 2029 |
$0 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
6.75% Series K Senior Secured Notes due August 4, 2026 |
$6M |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
6.77% Series L Senior Secured Notes due August 4, 2028 |
$12.5M |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
6.81% Series M Senior Secured Notes due August 4, 2030 |
$17.5M |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.10% Series I Senior Secured Notes due December 6, 2027 |
$7.36M |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.17% Series J Senior Secured Notes due December 6, 2029 |
$0 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.23% Series Q Senior Secured Notes due January 20, 2031 |
$0 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.40% Series R Senior Secured Notes due January 20, 2034 |
$0 |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| DNP SELECT INCOME FUND INC |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
2.76% Series A Senior Secured Notes due July 22, 2023 |
$0 |
|
|
Jul 24, 2023 |
Held through subsidiaries |
| DNP SELECT INCOME FUND INC |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.00% Series B Senior Secured Notes due July 22, 2026 |
$14M |
|
|
Jun 9, 2024 |
Held through subsidiaries |
| Kayne Anderson Energy Infrastructure Fund, Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.57% Series FF Senior Unsecured Notes due April 16, 2023 |
$0 |
|
|
Apr 16, 2023 |
Held through subsidiaries |