AMERICAN INTERNATIONAL GROUP, INC. - 01 Feb 2024 Form 3 Insider Report for Fractyl Health, Inc. (GUTS)

Role
10%+ Owner
Signature
/s/ Sabra Purtill, Chief Financial Officer of American International Group, Inc.
Issuer symbol
GUTS
Transactions as of
01 Feb 2024
Net transactions value
$0
Form type
3
Filing time
01 Feb 2024, 19:16:50 UTC
Previous filing
21 Dec 2023
Next filing
08 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GUTS Series E Preferred Shares 01 Feb 2024 Common Stock 230,276 Held by American Home Assurance Company F1, F2, F3
holding GUTS Series F Preferred Shares 01 Feb 2024 Common Stock 53,602 Held by American Home Assurance Company F1, F2, F3
holding GUTS Series E Preferred Shares 01 Feb 2024 Common Stock 546,242 Held by Corebridge DECO II, LLC F1, F2, F4
holding GUTS Series F Preferred Shares 01 Feb 2024 Common Stock 127,149 Held by Corebridge DECO II, LLC F1, F2, F4
holding GUTS Series E Preferred Shares 01 Feb 2024 Common Stock 148,231 Held by Lexington Insurance Company F1, F2, F5
holding GUTS Series F Preferred Shares 01 Feb 2024 Common Stock 34,504 Held by Lexington Insurance Company F1, F2, F5
holding GUTS Series E Preferred Shares 01 Feb 2024 Common Stock 161,634 Held by National Union Fire Insurance Company of Pittsburgh, Pa. F1, F2, F6
holding GUTS Series F Preferred Shares 01 Feb 2024 Common Stock 37,623 Held by National Union Fire Insurance Company of Pittsburgh, Pa. F1, F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") are convertible into shares of the Issuer's common stock, at the option of the stockholder, at any time, and for no additional consideration, at an initial conversion ratio of 1-for-1, as adjusted for the Reverse Stock Split (defined in footnote 2). The Preferred Shares have no expiration date. The Preferred Shares will automatically convert into shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering of common stock.
F2 Reflects a 1-for-2.146 reverse stock split of the Issuer's common stock effected on January 26, 2024 (the "Reverse Stock Split").
F3 American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc.
F4 Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc.
F5 Lexington Insurance Company is a wholly owned, indirect subsidiary of American International Group, Inc.
F6 National Union Fire Insurance Company of Pittsburgh, Pa. is a wholly owned, indirect subsidiary of American International Group, Inc.