AMERICAN INTERNATIONAL GROUP, INC. - 06 Feb 2024 Form 4 Insider Report for Fractyl Health, Inc. (GUTS)

Reporting relationship: 10%+ Owner
Issuer ticker: GUTS
Reported as of: 06 Feb 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Feb 2024, 16:53:03 UTC
Prior SEC filing: 01 Feb 2024
Next SEC filing: 03 Jun 2024
Source filing: View source filing
Reporting owner signature: /s/ Sabra R. Purtill, Chief Financial Officer of American International Group, Inc.

Key filing fact

AMERICAN INTERNATIONAL GROUP, INC. filed Form 4 for Fractyl Health, Inc. (GUTS) on 08 Feb 2024.

Key facts

This page summarizes AMERICAN INTERNATIONAL GROUP, INC.'s Form 4 filing for Fractyl Health, Inc. (GUTS).
12 reported transactions and 8 derivative rows are listed below.
Accepted by SEC: 08 Feb 2024, 16:53.

Change

Previous filing in this sequence was filed on 01 Feb 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GUTS transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +673,391
Change %
Price
Shares after: 673,391
Date: 06 Feb 2024
Ownership: Held by Corebridge DECO II, LLC
Footnotes: F1, F2

GUTS transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +283,878
Change %
Price
Shares after: 283,878
Date: 06 Feb 2024
Ownership: Held by American Home Assurance Company
Footnotes: F1, F3

GUTS transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +182,735
Change %
Price
Shares after: 182,735
Date: 06 Feb 2024
Ownership: Held by Lexington Insurance Company
Footnotes: F1, F4

GUTS transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +199,257
Change %
Price
Shares after: 199,257
Date: 06 Feb 2024
Ownership: Held by National Union Fire Insurance Company of Pittsburgh, Pa.
Footnotes: F1, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GUTS transaction Derivative

Series E Preferred Shares

Conversion of derivative security

Transaction value: $0
Shares: -1,172,236
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Feb 2024
Ownership: Held by Corebridge DECO II, LLC
Underlying class: Common Stock
Underlying amount: 546,242
Exercise price
Footnotes: F1, F2

GUTS transaction Derivative

Series E Preferred Shares

Conversion of derivative security

Transaction value: $0
Shares: -494,173
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Feb 2024
Ownership: Held by American Home Assurance Company
Underlying class: Common Stock
Underlying amount: 230,276
Exercise price
Footnotes: F1, F3

GUTS transaction Derivative

Series E Preferred Shares

Conversion of derivative security

Transaction value: $0
Shares: -318,105
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Feb 2024
Ownership: Held by Lexington Insurance Company
Underlying class: Common Stock
Underlying amount: 148,231
Exercise price
Footnotes: F1, F4

GUTS transaction Derivative

Series E Preferred Shares

Conversion of derivative security

Transaction value: $0
Shares: -346,868
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Feb 2024
Ownership: Held by National Union Fire Insurance Company of Pittsburgh, Pa.
Underlying class: Common Stock
Underlying amount: 161,634
Exercise price
Footnotes: F1, F5

GUTS transaction Derivative

Series F Preferred Shares

Conversion of derivative security

Transaction value: $0
Shares: -272,863
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Feb 2024
Ownership: Held by Corebridge DECO II, LLC
Underlying class: Common Stock
Underlying amount: 127,149
Exercise price
Footnotes: F1, F2

GUTS transaction Derivative

Series F Preferred Shares

Conversion of derivative security

Transaction value: $0
Shares: -115,030
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Feb 2024
Ownership: Held by American Home Assurance Company
Underlying class: Common Stock
Underlying amount: 53,602
Exercise price
Footnotes: F1, F3

GUTS transaction Derivative

Series F Preferred Shares

Conversion of derivative security

Transaction value: $0
Shares: -74,046
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Feb 2024
Ownership: Held by Lexington Insurance Company
Underlying class: Common Stock
Underlying amount: 34,504
Exercise price
Footnotes: F1, F4

GUTS transaction Derivative

Series F Preferred Shares

Conversion of derivative security

Transaction value: $0
Shares: -80,741
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Feb 2024
Ownership: Held by National Union Fire Insurance Company of Pittsburgh, Pa.
Underlying class: Common Stock
Underlying amount: 37,623
Exercise price
Footnotes: F1, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

AMERICAN INTERNATIONAL GROUP, INC. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date.

Footnote F2

Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc.

Footnote F3

American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc.

Footnote F4

Lexington Insurance Company is a wholly owned, indirect subsidiary of American International Group, Inc.

Footnote F5

National Union Fire Insurance Company of Pittsburgh, Pa. is a wholly owned, indirect subsidiary of American International Group, Inc.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. to update or revoke optional consent for future visits. For more information, see our Privacy Policy .