Key facts
- This page summarizes AMERICAN INTERNATIONAL GROUP, INC.'s Form 4 filing for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 11 Jun 2024, 16:47.
AMERICAN INTERNATIONAL GROUP, INC. - 09 Jun 2024 Form 4 Insider Report for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)
- Reporting relationship
- Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
- Issuer ticker
- EMO
- Reported as of
- 09 Jun 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Jun 2024, 16:47:18 UTC
- Prior SEC filing
- 03 Jun 2024
- Next SEC filing
- 02 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Gregory Ruffa, Authorized Signatory of American International Group, Inc.
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
AMERICAN INTERNATIONAL GROUP, INC. filed Form 4 for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) on 11 Jun 2024.
Change
- Previous filing in this sequence was filed on 03 Jun 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EMO
transaction
4.66% Series H Senior Secured Notes due October 15, 2025
Other
- Transaction value
- $0
- Shares
- -3,749,859
- Change %
- Price
- $0.000000
- Shares after
- $1,744,440
- Date
- 09 Jun 2024
- Ownership
- Held through subsidiaries
- Footnotes
- F1, F2
EMO
transaction
Series I Mandatory Redeemable Preferred Stock
Other
- Transaction value
- $0
- Shares
- -20
- Change %
- -67%
- Price
- $0.000000
- Shares after
- 10
- Date
- 09 Jun 2024
- Ownership
- Held through subsidiaries
- Footnotes
- F1, F3
EMO
transaction
Series J Mandatory Redeemable Preferred Stock
Other
- Transaction value
- $0
- Shares
- -47
- Change %
- -67%
- Price
- $0.000000
- Shares after
- 23
- Date
- 09 Jun 2024
- Ownership
- Held through subsidiaries
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
AMERICAN INTERNATIONAL GROUP, INC. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result of and following such event, AIG and CRBG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries.
Footnote F2
American Home Assurance Company, an indirect wholly owned subsidiary of AIG, directly holds $1,744,439.63 principal amount of the reported securities.
Footnote F3
Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, directly holds 10 shares of the reported securities.
Footnote F4
Lexington directly holds 23 shares of the reported securities.
SEC remarks
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.