AMERICAN INTERNATIONAL GROUP, INC. - 31 Dec 2022 Form 5 Insider Report for ClearBridge MLP & Midstream Fund Inc.

Role
Other*
Signature
/s/ Elaine Rocha, Authorized Signatory of American International Group, Inc.
Issuer symbol
N/A
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
14 Feb 2023, 07:03:36 UTC
Previous filing
16 Dec 2022
Next filing
12 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CEM Series F Mandatory Redeemable Preferred Stock Other $0 -44 -100% $0.000000* 0 17 Nov 2022 Held through subsidiaries F1, F2
transaction CEM Series J Mandatory Redeemable Preferred Stock Other $0 +44 $0.000000 44 17 Nov 2022 Held through subsidiaries F1, F2
transaction CEM Series G Mandatory Redeemable Preferred Stock Other $0 -82 -100% $0.000000* 0 17 Nov 2022 Held through subsidiaries F3, F4
transaction CEM Series K Mandatory Redeemable Preferred Stock Other $0 +82 $0.000000 82 17 Nov 2022 Held through subsidiaries F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series F Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000).
F2 American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, and The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, directly hold 1 share, 14 shares and 29 shares of the reported securities, respectively.
F3 Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series G Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series K Mandatory Redeemable Preferred Stock (liquidation preference of $100,000).
F4 AGLIC and Lexington directly hold 56 shares and 26 shares of the reported securities, respectively.

Remarks:

Filed pursuant to Section 30(h) of the Investment Company Act of 1940. As a result of the transactions reported on this Form 5, AGLIC is no longer a reporting person subject to Section 16.