American International Group, Inc. - Mar 31, 2023 Form 5 Insider Report for Cliffwater Corporate Lending Fund (CCLFX)

Role
10%+ Owner
Signature
/s/ Elaine Rocha, Authorized Signatory of American International Group, Inc.
Stock symbol
CCLFX
Transactions as of
Mar 31, 2023
Transactions value $
$5,200,000,000,000,000
Form type
5
Date filed
5/12/2023, 04:15 PM
Previous filing
Feb 14, 2023
Next filing
Apr 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCLFX 7.10% Series I Senior Secured Notes due December 6, 2027 Award $3.6Q +60M $60,000,000.00* $60M Dec 6, 2022 Held through subsidiaries F2
transaction CCLFX 7.10% Series J Senior Secured Notes due December 6, 2029 Award $1.6Q +40M $40,000,000.00* $40M Dec 6, 2022 Held through subsidiaries F3
holding CCLFX 4.10% Series A Senior Secured Notes due March 28, 2027 $25M Mar 31, 2023 Held through subsidiaries F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 29, 2022, American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), acquired $25,000,000 principal amount of the reported securities, which were not previously reported on the Form 3 filed by the reporting person on December 16, 2022 due to administrative error. Such securities were indirectly beneficially owned by the reporting person on July 19, 2022, the date on which it became a 10% beneficial owner of the issuer's referenced securities.
F2 AGLIC and Lexington Insurance Company, an indirect wholly owned subsidiary of AIG, acquired $52,644,000 principal amount and $7,356,000 principal amount of the reported securities, respectively, on December 6, 2022. Such securities were previously reported on the Form 3 filed by the reporting person on December 16, 2022.
F3 AGLIC acquired $40,000,000 principal amount of the reported securities on December 6, 2022. Such securities were previously reported on the Form 3 filed by the reporting person on December 16, 2022.

Remarks:

Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The reporting person indirectly beneficially owns in excess of 10% of the referenced securities.