American International Group, Inc. - Dec 6, 2022 Form 3 Insider Report for Cliffwater Corporate Lending Fund (CCLFX)

Role
10%+ Owner
Signature
/s/ Elaine Rocha, Authorized Signatory of American International Group, Inc.
Stock symbol
CCLFX
Transactions as of
Dec 6, 2022
Transactions value $
$0
Form type
3
Date filed
12/16/2022, 03:16 PM
Previous filing
Sep 20, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCLFX 5.44% Series B Senior Secured Notes due July 19, 2025 $12.5M Dec 6, 2022 Held through subsidiaries F1
holding CCLFX 5.50% Series C Senior Secured Notes due July 19, 2026 $34M Dec 6, 2022 Held through subsidiaries F2
holding CCLFX 5.61% Series E Senior Secured Notes due July 19, 2027 $42.5M Dec 6, 2022 Held through subsidiaries F3
holding CCLFX 5.72% Series F Senior Secured Notes due July 19, 2029 $33M Dec 6, 2022 Held through subsidiaries F4
holding CCLFX 5.72% Series G Senior Secured Notes due July 19, 2029 $28M Dec 6, 2022 Held through subsidiary F5
holding CCLFX 7.10% Series I Senior Secured Notes due December 6, 2027 $60M Dec 6, 2022 Held through subsidiaries F6
holding CCLFX 7.17% Series J Senior Secured Notes due December 6, 2029 $40M Dec 6, 2022 Held through subsidiary F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), and National Union Fire Insurance Company of Pittsburgh, PA ("National Union"), an indirect wholly owned subsidiary of AIG, directly hold $10,967,500 principal amount and $1,532,500 principal amount of the reported securities, respectively.
F2 National Union and The United States Life Insurance Company in the City of New York, an indirectly controlled subsidiary of AIG, directly hold $4,168,400 principal amount and $29,831,600 principal amount of the reported securities, respectively.
F3 AGLIC, National Union and The Variable Annuity Life Insurance Company ("VAL"), an indirectly controlled subsidiary of AIG, directly hold $27,289,500 principal amount, $5,210,500 principal amount and $10,000,000 principal amount of the reported securities, respectively.
F4 AGLIC and VAL directly hold $18,000,000 principal amount and $15,000,000 principal amount of the reported securities, respectively.
F5 AGLIC directly holds $28,000,000 principal amount of the reported securities.
F6 AGLIC and Lexington Insurance Company, an indirect wholly owned subsidiary of AIG, directly hold $52,644,000 principal amount and $7,356,000 principal amount of the reported securities, respectively.
F7 AGLIC directly holds $40,000,000 principal amount of the reported securities.

Remarks:

Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The Reporting Person indirectly beneficially owns in excess of 10% of the referenced securities.